30,394 funds screened by look-through to their filed holdings
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Compliant-only counts, built from a bulk Finnhub company-profile fetch (refreshed roughly monthly), intersected with the compliance snapshot — not a live lookup per symbol.
Compliant-only counts by sector & country.
How these counts are built
Built from a bulk Finnhub company-profile fetch (refreshed roughly monthly), intersected with the compliance snapshot — not a live lookup per symbol.
- Funds screened
- 30,394
- Reached a verdict
- 18,564
- Compliant
- 288
- Could not be decided
- 11,830
Screened by look-through to each fund’s filed holdings. “Could not be decided” is not a failure — it means too little of the portfolio could be covered to state a verdict, and those funds are listed below as undecided rather than left out.
| Ticker | Fund | Verdict | Holdings | Covered |
|---|---|---|---|---|
| POMIX | T. Rowe Price Total Equity Market Index Fund· T. ROWE PRICE INDEX TRUST, INC. | Non-compliant | 1,144 | 93% |
| PONAX | PIMCO Income Fund· PIMCO FUNDS | Non-compliant | 10,998 | 48% |
| PONCX | PIMCO Income Fund· PIMCO FUNDS | Non-compliant | 10,998 | 48% |
| PONDX | PIMCO Income Fund· PIMCO FUNDS | Non-compliant | 10,998 | 48% |
| PONPX | PIMCO Income Fund· PIMCO FUNDS | Non-compliant | 10,998 | 48% |
| PONRX | PIMCO Income Fund· PIMCO FUNDS | Non-compliant | 10,998 | 48% |
| POPFX | Prospector Opportunity Fund· Managed Portfolio Series | Non-compliant | 66 | 83% |
| PORIX | Trillium ESG Global Equity Fund· Perpetual Americas Funds Trust | Non-compliant | 86 | 96% |
| PORTX | Trillium ESG Global Equity Fund· Perpetual Americas Funds Trust | Non-compliant | 86 | 96% |
| POSAX | Global Real Estate Securities Fund· Principal Funds, Inc | Non-compliant | 73 | 94% |
| POSIX | Global Real Estate Securities Fund· Principal Funds, Inc | Non-compliant | 73 | 94% |
| POSKX | PRIMECAP Odyssey Stock Fund· PRIMECAP Odyssey Funds | Non-compliant | 149 | 94% |
| POVBX | Putnam International Equity Fund | Non-compliant | 251 | 95% |
| POVSX | Putnam International Equity Fund | Non-compliant | 251 | 95% |
| POVYX | Putnam International Equity Fund | Non-compliant | 251 | 95% |
| POW | VistaShares Electrification Supercycle ETF· Tidal Trust III | Non-compliant | 51 | 98% |
| POWA | Invesco Bloomberg Pricing Power ETF· Invesco Exchange-Traded Self-Indexed Fund Trust | Non-compliant | 53 | 94% |
| POWR | iShares U.S. Power Infrastructure ETF· iShares, Inc. | Non-compliant | 69 | 96% |
| PPA | Invesco Aerospace & Defense ETF· Invesco Exchange-Traded Fund Trust | Non-compliant | 64 | 90% |
| PPADX | GMO U.S. Opportunistic Value Fund· GMO TRUST | Non-compliant | 167 | 95% |
| PPAEX | GMO U.S. Opportunistic Value Fund· GMO TRUST | Non-compliant | 167 | 95% |
| PPAJX | GMO U.S. Opportunistic Value Fund· GMO TRUST | Non-compliant | 167 | 95% |
| PPARX | Spectrum Preferred and Capital Securities Income Fund· Principal Funds, Inc | Non-compliant | 349 | 78% |
| PPH | VanEck Pharmaceutical ETF· VanEck ETF Trust | Non-compliant | 26 | 97% |
| PPI | Astoria Real Assets ETF· INVESTMENT MANAGERS SERIES TRUST II | Non-compliant | 78 | 83% |
| PPIAX | DWS Short Duration Fund· DEUTSCHE DWS INCOME TRUST | Non-compliant | 590 | 35% |
| PPILX | DWS Short Duration Fund· DEUTSCHE DWS INCOME TRUST | Non-compliant | 590 | 35% |
| PPIMX | MidCap Growth Fund III· Principal Funds, Inc | Non-compliant | 317 | 95% |
| PPIPX | T. Rowe Price Spectrum Conservative Allocation Fund· T. ROWE PRICE SPECTRUM FUNDS II, INC. | Non-compliant | 2,118 | 43% |
| PPLCX | DWS Short Duration Fund· DEUTSCHE DWS INCOME TRUST | Non-compliant | 590 | 35% |
| PPLZX | DWS Short Duration Fund· DEUTSCHE DWS INCOME TRUST | Non-compliant | 590 | 35% |
| PPNMX | SmallCap Growth Fund I· Principal Funds, Inc | Non-compliant | 1,220 | 78% |
| PPNPX | SmallCap Growth Fund I· Principal Funds, Inc | Non-compliant | 1,220 | 78% |
| PPQJX | MidCap Growth Fund III· Principal Funds, Inc | Non-compliant | 317 | 95% |
| PPQMX | MidCap Growth Fund III· Principal Funds, Inc | Non-compliant | 317 | 95% |
| PPQPX | MidCap Growth Fund III· Principal Funds, Inc | Non-compliant | 317 | 95% |
| PPREX | Spectrum Preferred and Capital Securities Income Fund· Principal Funds, Inc | Non-compliant | 349 | 78% |
| PPSAX | Spectrum Preferred and Capital Securities Income Fund· Principal Funds, Inc | Non-compliant | 349 | 78% |
| PPSFX | LargeCap Value Fund III· Principal Funds, Inc | Non-compliant | 280 | 93% |
| PPSIX | Spectrum Preferred and Capital Securities Income Fund· Principal Funds, Inc | Non-compliant | 349 | 78% |
| PPSJX | Spectrum Preferred and Capital Securities Income Fund· Principal Funds, Inc | Non-compliant | 349 | 78% |
| PPSRX | LargeCap Value Fund III· Principal Funds, Inc | Non-compliant | 280 | 93% |
| PPT | Franklin Premier Income Trust | Non-compliant | 910 | 39% |
| PPTY | U.S. Diversified Real Estate ETF· ETF Series Solutions | Non-compliant | 85 | 73% |
| PPUMX | LargeCap Growth Fund I· Principal Funds, Inc | Non-compliant | 220 | 95% |
| PPUPX | LargeCap Growth Fund I· Principal Funds, Inc | Non-compliant | 220 | 95% |
| PPVIX | SmallCap Value Fund II· Principal Funds, Inc | Non-compliant | 1,537 | 80% |
| PPYAX | PIMCO RAE International Fund· PIMCO Equity Series | Non-compliant | 235 | 96% |
| PPYCX | PIMCO RAE International Fund· PIMCO Equity Series | Non-compliant | 235 | 96% |
| PPYIX | PIMCO RAE International Fund· PIMCO Equity Series | Non-compliant | 235 | 96% |
| PPYPX | PIMCO RAE International Fund· PIMCO Equity Series | Non-compliant | 235 | 96% |
| PQCCX | PGIM Quant Solutions Mid-Cap Index Fund· Prudential Investment Portfolios 2 | Non-compliant | 403 | 83% |
| PQCMX | PGIM Quant Solutions Commodity Strategies Fund· Prudential Investment Portfolios 2 | Non-compliant | 34 | 78% |
| PQCNX | PGIM Core Conservative Bond Fund· Prudential Investment Portfolios 2 | Non-compliant | 600 | 76% |
| PQCZX | PGIM Quant Solutions Commodity Strategies Fund· Prudential Investment Portfolios 2 | Non-compliant | 34 | 78% |
| PQDI | Principal Spectrum Preferred and Income ETF· Principal Exchange-Traded Funds | Non-compliant | 98 | 90% |
| PQDMX | PGIM Quant Solutions International Developed Markets Index Fund· Prudential Investment Portfolios 2 | Non-compliant | 682 | 87% |
| PQEMX | PGIM Quant Solutions Emerging Markets Equity Fund· Prudential Investment Portfolios 2 | Non-compliant | 279 | 83% |
| PQIAX | Equity Income Fund· Principal Funds, Inc | Non-compliant | 59 | 95% |
| PQIBX | PIMCO Dividend and Income Fund· PIMCO Equity Series | Non-compliant | 1,375 | 68% |
| PQICX | PIMCO Dividend and Income Fund· PIMCO Equity Series | Non-compliant | 1,375 | 68% |
| PQIDX | PIMCO Dividend and Income Fund· PIMCO Equity Series | Non-compliant | 1,375 | 68% |
| PQIIX | PIMCO Dividend and Income Fund· PIMCO Equity Series | Non-compliant | 1,375 | 68% |
| PQIPX | PIMCO Dividend and Income Fund· PIMCO Equity Series | Non-compliant | 1,375 | 68% |
| PQIRX | Victory Pioneer Equity Income Fund· Victory Portfolios IV | Non-compliant | 60 | 96% |
| PQIZX | PIMCO Dividend and Income Fund· PIMCO Equity Series | Non-compliant | 1,375 | 68% |
| PQJCX | PGIM Jennison Small-Cap Core Equity Fund· Prudential Investment Portfolios 2 | Non-compliant | 135 | 72% |
| PQNAX | Virtus NFJ Mid-Cap Value Fund· Virtus Investment Trust | Non-compliant | 71 | 89% |
| PQNCX | Virtus NFJ Mid-Cap Value Fund· Virtus Investment Trust | Non-compliant | 71 | 89% |
| PQOC | PGIM Nasdaq-100 Buffer 12 ETF - October· PGIM Rock ETF Trust | Non-compliant | 10 | 100% |
| PQSAX | Virtus KAR Small-Cap Value Fund· Virtus Equity Trust | Non-compliant | 29 | 81% |
| PQSCX | Virtus KAR Small-Cap Value Fund· Virtus Equity Trust | Non-compliant | 29 | 81% |
| PQSIX | PGIM Quant Solutions Large-Cap Index Fund· Prudential Investment Portfolios 8 | Non-compliant | 507 | 96% |
| PQTSX | PGIM TIPS Fund· Prudential Investment Portfolios 2 | Non-compliant | 36 | 99% |
| PQUAX | PACE Small/Medium Co Growth Equity Investments· PACE SELECT ADVISORS TRUST | Non-compliant | 316 | 84% |
| PQUS | Pictet AI Enhanced US Equity ETF· 2023 ETF Series Trust | Non-compliant | 166 | 94% |
| PQV | PGIM S&P 500 Quarterly Buffer 5 ETF· PGIM Rock ETF Trust | Non-compliant | 5 | 99% |
| PQX | PGIM S&P 500 Quarterly Buffer 10 ETF· PGIM Rock ETF Trust | Non-compliant | 5 | 98% |
| PQXV | PGIM S&P 500 Quarterly Buffer 15 ETF· PGIM Rock ETF Trust | Non-compliant | 5 | 98% |
| PQXX | PGIM S&P 500 Quarterly Buffer 20 ETF· PGIM Rock ETF Trust | Non-compliant | 5 | 97% |
| PRACX | Putnam U.S. Research Fund· Putnam Investment Funds | Non-compliant | 198 | 97% |
| PRAFX | T. Rowe Price Real Assets Fund, Inc.· T. ROWE PRICE REAL ASSETS FUND, INC. | Non-compliant | 396 | 80% |
| PRAMX | T. Rowe Price Africa & Middle East Fund· T. ROWE PRICE INTERNATIONAL FUNDS, INC. | Non-compliant | 75 | 52% |
| PRASX | T. Rowe Price New Asia Fund· T. ROWE PRICE INTERNATIONAL FUNDS, INC. | Non-compliant | 74 | 69% |
| PRAY | FIS Christian Stock Fund· FIS Trust | Non-compliant | 68 | 93% |
| PRBDX | Core Plus Bond Fund· Principal Funds, Inc | Non-compliant | 740 | 49% |
| PRBLX | Parnassus Core Equity Fund· Parnassus Funds II | Non-compliant | 37 | 95% |
| PRCEX | Real Estate Securities Fund· Principal Funds, Inc | Non-compliant | 44 | 93% |
| PRCFX | T. Rowe Price Capital Appreciation and Income Fund· T. ROWE PRICE CAPITAL APPRECIATION FUND, INC. | Non-compliant | 236 | 70% |
| PRCGX | Perritt MicroCap Opportunities Fund· Perritt Funds Inc | Non-compliant | 81 | 63% |
| PRCHX | T. Rowe Price Capital Appreciation and Income Fund· T. ROWE PRICE CAPITAL APPRECIATION FUND, INC. | Non-compliant | 236 | 70% |
| PRCIX | T. Rowe Price New Income Fund, Inc.· T. ROWE PRICE NEW INCOME FUND, INC. | Non-compliant | 1,807 | 62% |
| PRCMX | Government & High Quality Bond Fund· Principal Funds, Inc | Non-compliant | 297 | 88% |
| PRCNX | T. Rowe Price International Disciplined Equity Fund· T. ROWE PRICE INTERNATIONAL FUNDS, INC. | Non-compliant | 79 | 61% |
| PRCOX | T. Rowe Price U.S. Equity Research Fund· T. Rowe Price U.S. Equity Research Fund, Inc. | Non-compliant | 319 | 95% |
| PRCPX | T. Rowe Price Credit Opportunities Fund, Inc.· T. ROWE PRICE CREDIT OPPORTUNITIES FUND, INC. | Non-compliant | 307 | 8% |
| PRCS | Parnassus Core Select ETF· Parnassus Funds II | Non-compliant | 25 | 94% |
| PRDAX | Diversified Real Asset Fund· Principal Funds, Inc | Non-compliant | 459 | 84% |
| PRDGX | T. Rowe Price Dividend Growth Fund, Inc.· T. ROWE PRICE DIVIDEND GROWTH FUND, INC. | Non-compliant | 95 | 88% |
| PRDMX | T. Rowe Price Diversified Mid-Cap Growth Fund, Inc.· T. ROWE PRICE DIVERSIFIED MID-CAP GROWTH FUND, INC. | Non-compliant | 312 | 85% |
30,394 funds · page 133 of 304