30,325 funds screened by look-through to their filed holdings
Compliant-only counts, built from a bulk Finnhub company-profile fetch (refreshed roughly monthly), intersected with the compliance snapshot — not a live lookup per symbol.
Compliant-only counts by sector & country.
Built from a bulk Finnhub company-profile fetch (refreshed roughly monthly), intersected with the compliance snapshot — not a live lookup per symbol.
Screened by look-through to each fund’s filed holdings. “Could not be decided” is not a failure — it means too little of the portfolio could be covered to state a verdict, and those funds are listed below as undecided rather than left out.
| Ticker | Fund | Verdict | Holdings | Covered |
|---|---|---|---|---|
| HWGV | Hotchkis and Wiley Global Value Fund· HOTCHKIS & WILEY FUNDS/DE/ | Non-compliant | 58 | 80% |
| HWHAX | Hotchkis and Wiley High Yield Fund· HOTCHKIS & WILEY FUNDS/DE/ | Non-compliant | 203 | 26% |
| HWHIX | Hotchkis and Wiley High Yield Fund· HOTCHKIS & WILEY FUNDS/DE/ | Non-compliant | 203 | 26% |
| HWHZX | Hotchkis and Wiley High Yield Fund· HOTCHKIS & WILEY FUNDS/DE/ | Non-compliant | 203 | 26% |
| HWIS | Hotchkis & Wiley International Small Cap Diversified Value Fund· HOTCHKIS & WILEY FUNDS/DE/ | Non-compliant | 325 | 78% |
| HWIV | Hotchkis & Wiley International Value Fund· HOTCHKIS & WILEY FUNDS/DE/ | Non-compliant | 56 | 90% |
| HWLAX | Hotchkis and Wiley Large Cap Fundamental Value Fund· HOTCHKIS & WILEY FUNDS/DE/ | Non-compliant | 61 | 77% |
| HWLIX | Hotchkis and Wiley Large Cap Fundamental Value Fund· HOTCHKIS & WILEY FUNDS/DE/ | Non-compliant | 61 | 77% |
| HWLZX | Hotchkis and Wiley Large Cap Fundamental Value Fund· HOTCHKIS & WILEY FUNDS/DE/ | Non-compliant | 61 | 77% |
| HWMAX | Hotchkis and Wiley Mid-Cap Value Fund· HOTCHKIS & WILEY FUNDS/DE/ | Non-compliant | 71 | 71% |
| HWMIX | Hotchkis and Wiley Mid-Cap Value Fund· HOTCHKIS & WILEY FUNDS/DE/ | Non-compliant | 71 | 71% |
| HWMV | Hotchkis and Wiley Mid-Cap Value Fund· HOTCHKIS & WILEY FUNDS/DE/ | Non-compliant | 71 | 71% |
| HWMZX | Hotchkis and Wiley Mid-Cap Value Fund· HOTCHKIS & WILEY FUNDS/DE/ | Non-compliant | 71 | 71% |
| HWNIX | Hotchkis & Wiley International Value Fund· HOTCHKIS & WILEY FUNDS/DE/ | Non-compliant | 56 | 90% |
| HWO | Hotchkis & Wiley Opportunities Fund· HOTCHKIS & WILEY FUNDS/DE/ | Non-compliant | 69 | 77% |
| HWSAX | Hotchkis and Wiley Small Cap Value Fund· HOTCHKIS & WILEY FUNDS/DE/ | Non-compliant | 66 | 81% |
| HWSCX | Hotchkis and Wiley Small Cap Value Fund· HOTCHKIS & WILEY FUNDS/DE/ | Non-compliant | 66 | 81% |
| HWSIX | Hotchkis and Wiley Small Cap Value Fund· HOTCHKIS & WILEY FUNDS/DE/ | Non-compliant | 66 | 81% |
| HWSM | Hotchkis & Wiley SMID Cap Diversified Value Fund· HOTCHKIS & WILEY FUNDS/DE/ | Non-compliant | 165 | 77% |
| HWSZX | Hotchkis and Wiley Small Cap Value Fund· HOTCHKIS & WILEY FUNDS/DE/ | Non-compliant | 66 | 81% |
| HWTIX | Hotchkis & Wiley International Small Cap Diversified Value Fund· HOTCHKIS & WILEY FUNDS/DE/ | Non-compliant | 325 | 79% |
| HWVAX | Hotchkis and Wiley Small Cap Diversified Value Fund· HOTCHKIS & WILEY FUNDS/DE/ | Non-compliant | 351 | 74% |
| HWVIX | Hotchkis and Wiley Small Cap Diversified Value Fund· HOTCHKIS & WILEY FUNDS/DE/ | Non-compliant | 351 | 74% |
| HWVZX | Hotchkis and Wiley Small Cap Diversified Value Fund· HOTCHKIS & WILEY FUNDS/DE/ | Non-compliant | 351 | 74% |
| HYBB | iShares BB Rated Corporate Bond ETF· iShares Trust | Non-compliant | 1,073 | 32% |
| HYBL | State Street(R) Blackstone High Income ETF· SSGA Active Trust | Non-compliant | 687 | 16% |
| HYDB | iShares High Yield Systematic Bond ETF· iShares Trust | Non-compliant | 268 | 32% |
| HYDR | Global X Hydrogen ETF· GLOBAL X FUNDS | Non-compliant | 32 | 86% |
| HYDW | Xtrackers Low Beta High Yield Bond ETF· DBX ETF Trust | Non-compliant | 593 | 36% |
| HYEM | VanEck Emerging Markets High Yield Bond ETF· VanEck ETF Trust | Non-compliant | 559 | 17% |
| HYFI | AB High Yield ETF· AB Active ETFs, Inc. | Non-compliant | 710 | 24% |
| HYG | iShares iBoxx $ High Yield Corporate Bond ETF· iShares Trust | Non-compliant | 1,324 | 22% |
| HYGV | FlexShares High Yield Value - Scored Bond Index Fund· FlexShares Trust | Non-compliant | 1,016 | 26% |
| HYHG | ProShares High Yield-Interest Rate Hedged· ProShares Trust | Non-compliant | 245 | 25% |
| HYI | Western Asset High Yield Opportunity Fund Inc. | Non-compliant | 281 | 30% |
| HYIFX | Invesco High Yield Fund· AIM Investment Securities Funds (Invesco Investment Securities Funds) | Non-compliant | 286 | 23% |
| HYIN | WisdomTree Private Credit and Alternative Income Fund· WisdomTree Trust | Non-compliant | 34 | 36% |
| HYINX | Invesco High Yield Fund· AIM Investment Securities Funds (Invesco Investment Securities Funds) | Non-compliant | 286 | 23% |
| HYIZX | Virtus Seix High Yield Fund· Virtus Asset Trust | Non-compliant | 221 | 24% |
| HYLB | Xtrackers USD High Yield Corporate Bond ETF· DBX ETF Trust | Non-compliant | 1,279 | 26% |
| HYLS | First Trust Tactical High Yield ETF· First Trust Exchange-Traded Fund IV | Non-compliant | 333 | 24% |
| HYP | Golden Eagle Dynamic Hypergrowth ETF· ETF Opportunities Trust | Non-compliant | 60 | 83% |
| HYPPX | MFS High Yield Pooled Portfolio· MFS Series Trust III | Non-compliant | 375 | 33% |
| HYPSX | Virtus Seix High Yield Fund· Virtus Asset Trust | Non-compliant | 221 | 24% |
| HYS | PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund· PIMCO ETF Trust | Non-compliant | 871 | 23% |
| HYSAX | PGIM Short Duration High Yield Income Fund· Prudential Investment Portfolios, Inc. 15 | Non-compliant | 639 | 30% |
| HYSCX | PGIM Short Duration High Yield Income Fund· Prudential Investment Portfolios, Inc. 15 | Non-compliant | 639 | 30% |
| HYSD | Columbia Short Duration High Yield ETF· Columbia ETF Trust I | Non-compliant | 297 | 23% |
| HYSQX | PGIM Short Duration High Yield Income Fund· Prudential Investment Portfolios, Inc. 15 | Non-compliant | 639 | 30% |
| HYSZX | PGIM Short Duration High Yield Income Fund· Prudential Investment Portfolios, Inc. 15 | Non-compliant | 639 | 30% |
| HYT | BlackRock Corporate High Yield Fund, Inc. | Non-compliant | 1,309 | 20% |
| HYTI | FT Vest High Yield & Target Income ETF· First Trust Exchange-Traded Fund IV | Non-compliant | 6 | 99% |
| HYUP | Xtrackers High Beta High Yield Bond ETF· DBX ETF Trust | Non-compliant | 684 | 19% |
| HYXF | iShares ESG Advanced High Yield Corporate Bond ETF· iShares Trust | Non-compliant | 606 | 34% |
| HYZD | WisdomTree Interest Rate Hedged High Yield Bond Fund· WisdomTree Trust | Non-compliant | 505 | 42% |
| IAADX | Transamerica Emerging Markets Debt· TRANSAMERICA FUNDS | Non-compliant | 230 | 10% |
| IAAEX | Transamerica Mid Cap Value Opportunities· TRANSAMERICA FUNDS | Non-compliant | 70 | 87% |
| IACIX | VY(R) AMERICAN CENTURY SMALL-MID CAP VALUE PORTFOLIO· Voya Partners Inc | Non-compliant | 257 | 81% |
| IAE | VOYA ASIA PACIFIC HIGH DIVIDEND EQUITY INCOME FUND· Voya Asia Pacific High Dividend Equity Income Fund | Non-compliant | 247 | 90% |
| IAF | ABRDN AUSTRALIA EQUITY FUND, INC. | Non-compliant | 39 | 94% |
| IAFLX | F/m Large Cap Focused Fund· RBB Fund, Inc. | Non-compliant | 24 | 91% |
| IAFMX | F/m Large Cap Focused Fund· RBB Fund, Inc. | Non-compliant | 24 | 91% |
| IAGG | iShares Core International Aggregate Bond ETF· iShares Trust | Non-compliant | 8,434 | 10% |
| IAI | iShares U.S. Broker-Dealers & Securities Exchanges ETF· iShares Trust | Non-compliant | 38 | 94% |
| IAK | iShares U.S. Insurance ETF· iShares Trust | Non-compliant | 60 | 100% |
| IALAX | Transamerica Capital Growth· TRANSAMERICA FUNDS | Non-compliant | 28 | 85% |
| IAMOX | VOYA MIDCAP OPPORTUNITIES PORTFOLIO· Voya Variable Products Trust | Non-compliant | 77 | 96% |
| IARAX | Invesco Real Estate Fund· AIM Investment Securities Funds (Invesco Investment Securities Funds) | Non-compliant | 35 | 85% |
| IARCX | Invesco Real Estate Fund· AIM Investment Securities Funds (Invesco Investment Securities Funds) | Non-compliant | 35 | 85% |
| IARFX | Invesco Real Estate Fund· AIM Investment Securities Funds (Invesco Investment Securities Funds) | Non-compliant | 35 | 85% |
| IARIX | Invesco Real Estate Fund· AIM Investment Securities Funds (Invesco Investment Securities Funds) | Non-compliant | 35 | 85% |
| IARRX | Invesco Real Estate Fund· AIM Investment Securities Funds (Invesco Investment Securities Funds) | Non-compliant | 35 | 85% |
| IARYX | Invesco Real Estate Fund· AIM Investment Securities Funds (Invesco Investment Securities Funds) | Non-compliant | 35 | 85% |
| IASAX | VY(R) AMERICAN CENTURY SMALL-MID CAP VALUE PORTFOLIO· Voya Partners Inc | Non-compliant | 257 | 81% |
| IASBX | Voya Short Duration Bond Fund· Voya Funds Trust | Non-compliant | 659 | 43% |
| IASCX | VOYA SMALL COMPANY PORTFOLIO· Voya VARIABLE PORTFOLIOS INC | Non-compliant | 192 | 81% |
| IASMX | Guinness Atkinson Asia Focus Fund· GUINNESS ATKINSON FUNDS | Non-compliant | 30 | 22% |
| IASRX | Nomura Asset Strategy Fund· IVY FUNDS | Non-compliant | 554 | 69% |
| IASSX | VY(R) AMERICAN CENTURY SMALL-MID CAP VALUE PORTFOLIO· Voya Partners Inc | Non-compliant | 257 | 81% |
| IASTX | Nomura Asset Strategy Fund· IVY FUNDS | Non-compliant | 554 | 69% |
| IAT | iShares U.S. Regional Banks ETF· iShares Trust | Non-compliant | 33 | 92% |
| IAUTX | Invesco Dividend Income Fund· AIM Sector Funds (Invesco Sector Funds) | Non-compliant | 74 | 93% |
| IAUYX | Invesco Dividend Income Fund· AIM Sector Funds (Invesco Sector Funds) | Non-compliant | 74 | 93% |
| IAVGX | VOYA GROWTH AND INCOME PORTFOLIO· Voya Variable Funds | Non-compliant | 76 | 93% |
| IAXAX | VY(R) T. ROWE PRICE DIVERSIFIED MID CAP GROWTH PORTFOLIO· Voya Partners Inc | Non-compliant | 308 | 92% |
| IAXIX | VY(R) T. ROWE PRICE DIVERSIFIED MID CAP GROWTH PORTFOLIO· Voya Partners Inc | Non-compliant | 308 | 92% |
| IAXSX | VY(R) T. ROWE PRICE DIVERSIFIED MID CAP GROWTH PORTFOLIO· Voya Partners Inc | Non-compliant | 308 | 92% |
| IAXTX | VY(R) T. ROWE PRICE DIVERSIFIED MID CAP GROWTH PORTFOLIO· Voya Partners Inc | Non-compliant | 308 | 92% |
| IBAFX | Intermediate Bond Fund of America | Non-compliant | 3,127 | 55% |
| IBALX | Transamerica Multi-Managed Balanced· TRANSAMERICA FUNDS | Non-compliant | 668 | 83% |
| IBARX | Nomura Balanced Fund· IVY FUNDS | Non-compliant | 494 | 77% |
| IBAT | iShares Energy Storage & Materials ETF· iShares Trust | Non-compliant | 95 | 87% |
| IBB | iShares Biotechnology ETF· iShares Trust | Non-compliant | 252 | 72% |
| IBBFX | THRIVENT DYNAMIC ALLOCATION FUND· Thrivent Mutual Funds | Non-compliant | 1,012 | 53% |
| IBBQ | Invesco Nasdaq Biotechnology ETF· Invesco Exchange-Traded Fund Trust II | Non-compliant | 261 | 66% |
| IBCA | iShares iBonds Dec 2035 Term Corporate ETF· iShares Trust | Non-compliant | 416 | 59% |
| IBCB | iShares iBonds Dec 2036 Term Corporate ETF· iShares Trust | Non-compliant | 290 | 59% |
| IBCGX | VY(R) BARON GROWTH PORTFOLIO· Voya Partners Inc | Non-compliant | 38 | 82% |
| IBD | Inspire Corporate Bond ETF· Northern Lights Fund Trust IV | Non-compliant | 252 | 86% |
| IBDQ | iShares iBonds Dec 2025 Term Corporate ETF· iShares Trust | Non-compliant | 69 | 17% |
30,325 funds · page 79 of 304