30,352 funds screened by look-through to their filed holdings
Compliant-only counts, built from a bulk Finnhub company-profile fetch (refreshed roughly monthly), intersected with the compliance snapshot — not a live lookup per symbol.
Compliant-only counts by sector & country.
Built from a bulk Finnhub company-profile fetch (refreshed roughly monthly), intersected with the compliance snapshot — not a live lookup per symbol.
Screened by look-through to each fund’s filed holdings. “Could not be decided” is not a failure — it means too little of the portfolio could be covered to state a verdict, and those funds are listed below as undecided rather than left out.
| Ticker | Fund | Verdict | Holdings | Covered |
|---|---|---|---|---|
| FPEIX | First Trust Preferred Securities and Income Fund· First Trust Series Fund | Non-compliant | 223 | 74% |
| FPERX | First Trust Preferred Securities and Income Fund· First Trust Series Fund | Non-compliant | 223 | 74% |
| FPF | First Trust Intermediate Duration Preferred & Income Fund | Non-compliant | 239 | 74% |
| FPFD | Fidelity Preferred Securities and Income ETF· Fidelity Covington Trust | Non-compliant | 333 | 71% |
| FPFIX | FPA Flexible Fixed Income Fund· Investment Managers Series Trust III | Non-compliant | 392 | 66% |
| FPFRX | FPA Crescent Fund· Investment Managers Series Trust III | Non-compliant | 156 | 71% |
| FPHAX | Select Pharmaceuticals Portfolio· Fidelity Select Portfolios | Non-compliant | 57 | 93% |
| FPIOX | Strategic Advisers Income Opportunities Fund· Fidelity Rutland Square Trust II | Non-compliant | 1,420 | 13% |
| FPJAX | Fidelity Japan Fund· Fidelity Investment Trust | Non-compliant | 93 | 85% |
| FPKFX | Fidelity Puritan K6 Fund· Fidelity Puritan Trust | Non-compliant | 233 | 64% |
| FPNIX | FPA New Income Fund· Investment Managers Series Trust III | Non-compliant | 342 | 66% |
| FPNRX | FPA New Income Fund· Investment Managers Series Trust III | Non-compliant | 342 | 66% |
| FPRO | Fidelity Real Estate Investment ETF· Fidelity Covington Trust | Non-compliant | 44 | 90% |
| FPUKX | Fidelity Puritan Fund· Fidelity Puritan Trust | Non-compliant | 262 | 62% |
| FPURX | Fidelity Puritan Fund· Fidelity Puritan Trust | Non-compliant | 262 | 62% |
| FPWR | First Trust EIP Power Solutions ETF· First Trust Exchange-Traded Fund IV | Non-compliant | 58 | 86% |
| FPX | First Trust US Equity Opportunities ETF· First Trust Exchange-Traded Fund | Non-compliant | 102 | 90% |
| FPXE | First Trust IPOX Europe Equity Opportunities ETF· First Trust Exchange-Traded Fund II | Non-compliant | 103 | 89% |
| FPXI | First Trust International Equity Opportunities ETF· First Trust Exchange-Traded Fund II | Non-compliant | 52 | 75% |
| FQAL | Fidelity Quality Factor ETF· Fidelity Covington Trust | Non-compliant | 128 | 93% |
| FQITX | Fidelity SAI International Quality Index Fund· Fidelity Salem Street Trust | Non-compliant | 178 | 88% |
| FQTEX | Franklin Templeton SMACS Series E· Franklin Strategic Series | Non-compliant | 114 | 49% |
| FQUAX | AMG River Road Large Cap Value Select Fund· AMG Funds I | Non-compliant | 33 | 89% |
| FRA | BlackRock Floating Rate Income Strategies Fund, Inc. | Non-compliant | 463 | 9% |
| FRAAX | Franklin Growth Opportunities Fund· Franklin Strategic Series | Non-compliant | 92 | 90% |
| FRACX | Touchstone Strategic Trust-Touchstone Flexible Income Fund· Touchstone Strategic Trust | Non-compliant | 384 | 43% |
| FRBAX | Regional Bank Fund· John Hancock Investment Trust II | Non-compliant | 101 | 80% |
| FRBCX | Regional Bank Fund· John Hancock Investment Trust II | Non-compliant | 101 | 80% |
| FRBRX | Franklin Biotechnology Discovery Fund· Franklin Strategic Series | Non-compliant | 126 | 60% |
| FRBSX | Franklin Mutual U.S. Mid Cap Value Fund· Franklin Value Investors Trust | Non-compliant | 67 | 83% |
| FRCSX | Franklin Small Cap Value Fund· Franklin Value Investors Trust | Non-compliant | 97 | 80% |
| FRDAX | Franklin Rising Dividends Fund· Franklin Managed Trust | Non-compliant | 56 | 96% |
| FRDM | Freedom 100 Emerging Markets ETF· EA Series Trust | Non-compliant | 130 | 94% |
| FRDPX | Franklin Rising Dividends Fund· Franklin Managed Trust | Non-compliant | 56 | 96% |
| FRDRX | Franklin Rising Dividends Fund· Franklin Managed Trust | Non-compliant | 56 | 96% |
| FRDTX | Franklin Rising Dividends Fund· Franklin Managed Trust | Non-compliant | 56 | 96% |
| FRDU | Direxion Daily F Bull 2X ETF· Direxion Shares ETF Trust | Non-compliant | 9 | 13% |
| FREAX | Nuveen Real Estate Securities Fund· Nuveen Investment Funds, Inc. | Non-compliant | 68 | 85% |
| FREEX | Franklin Real Estate Securities Fund· Franklin Real Estate Securities Trust | Non-compliant | 42 | 90% |
| FREGX | Nuveen Real Estate Securities Fund· Nuveen Investment Funds, Inc. | Non-compliant | 68 | 85% |
| FREI | Fidelity Real Estate Income Fund· Fidelity Securities Fund | Non-compliant | 590 | 42% |
| FREIX | Franklin Equity Income Fund· Franklin Investors Securities Trust | Non-compliant | 92 | 88% |
| FREL | Fidelity MSCI Real Estate Index ETF· FIDELITY COVINGTON TRUST | Non-compliant | 124 | 90% |
| FRELX | Franklin LifeSmart 2025 Retirement Target Fund· Franklin Fund Allocator Series | Non-compliant | 22 | 9% |
| FRERX | Franklin Total Return Fund· Franklin Investors Securities Trust | Non-compliant | 2,918 | 53% |
| FRESX | Fidelity Real Estate Investment Portfolio· Fidelity Select Portfolios | Non-compliant | 46 | 89% |
| FRETX | Franklin Equity Income Fund· Franklin Investors Securities Trust | Non-compliant | 92 | 88% |
| FRFAX | PGIM Floating Rate Income Fund· Prudential Investment Portfolios, Inc. 14 | Non-compliant | 456 | 11% |
| FRFCX | PGIM Floating Rate Income Fund· Prudential Investment Portfolios, Inc. 14 | Non-compliant | 456 | 11% |
| FRFZX | PGIM Floating Rate Income Fund· Prudential Investment Portfolios, Inc. 14 | Non-compliant | 456 | 11% |
| FRGLX | First Eagle Global Fund· First Eagle Funds | Non-compliant | 226 | 82% |
| FRGSX | Franklin Growth Fund· Franklin Custodian Funds | Non-compliant | 85 | 93% |
| FRI | First Trust S&P REIT Index Fund· First Trust Exchange-Traded Fund | Non-compliant | 120 | 84% |
| FRIAX | Franklin Income Fund· Franklin Custodian Funds | Non-compliant | 556 | 55% |
| FRIEX | Federated Hermes Emerging Markets Equity Fund· Federated Hermes Adviser Series | Non-compliant | 54 | 77% |
| FRIFX | Fidelity Real Estate Income Fund· Fidelity Securities Fund | Non-compliant | 590 | 42% |
| FRINX | Fidelity Real Estate Income Fund· Fidelity Securities Fund | Non-compliant | 590 | 42% |
| FRIOX | Fidelity Real Estate Income Fund· Fidelity Securities Fund | Non-compliant | 590 | 42% |
| FRIQX | Fidelity Real Estate Income Fund· Fidelity Securities Fund | Non-compliant | 590 | 42% |
| FRIRX | Fidelity Real Estate Income Fund· Fidelity Securities Fund | Non-compliant | 590 | 42% |
| FRISX | Franklin Rising Dividends Fund· Franklin Managed Trust | Non-compliant | 56 | 96% |
| FRLAX | Franklin Real Estate Securities Fund· Franklin Real Estate Securities Trust | Non-compliant | 42 | 90% |
| FRLCX | Nuveen Real Estate Securities Fund· Nuveen Investment Funds, Inc. | Non-compliant | 68 | 85% |
| FRMCX | Franklin Mutual Small-Mid Cap Value Fund· Franklin Value Investors Trust | Non-compliant | 83 | 85% |
| FRMPX | Nuveen Small Cap Growth Opportunities Fund· Nuveen Investment Funds, Inc. | Non-compliant | 85 | 83% |
| FRNKX | Frank Value Fund· FRANK FUNDS | Non-compliant | 26 | 82% |
| FRNRX | Franklin Natural Resources Fund· Franklin Strategic Series | Non-compliant | 106 | 90% |
| FRNW | Fidelity Clean Energy ETF· Fidelity Covington Trust | Non-compliant | 53 | 74% |
| FROTX | Franklin Convertible Securities Fund· Franklin Investors Securities Trust | Non-compliant | 73 | 90% |
| FRPCX | Fidelity SAI Alternative Risk Premia Currency Strategy Fund· Fidelity Greenwood Street Trust | Non-compliant | 209 | 87% |
| FRRGX | Templeton Global Bond Enhanced Fund· Templeton Income Trust | Non-compliant | 121 | 11% |
| FRRSX | Franklin Real Estate Securities Fund· Franklin Real Estate Securities Trust | Non-compliant | 42 | 90% |
| FRSAX | Federated Hermes Floating Rate Strategic Income Fund· Federated Hermes Income Securities Trust | Non-compliant | 47 | 24% |
| FRSGX | Franklin Small-Mid Cap Growth Fund· Franklin Strategic Series | Non-compliant | 99 | 90% |
| FRSIX | Franklin Small-Mid Cap Growth Fund· Franklin Strategic Series | Non-compliant | 99 | 90% |
| FRSLX | Nuveen Small/Mid Cap Growth Opportunities Fund· Nuveen Investment Funds, Inc. | Non-compliant | 82 | 91% |
| FRSTX | Franklin Core Plus Bond Fund· Franklin Strategic Series | Non-compliant | 3,134 | 56% |
| FRTAX | Franklin LifeSmart 2035 Retirement Target Fund· Franklin Fund Allocator Series | Non-compliant | 21 | 5% |
| FRTCX | Franklin LifeSmart Retirement Income Fund· Franklin Fund Allocator Series | Non-compliant | 15 | 8% |
| FRTSX | Franklin LifeSmart 2020 Retirement Target Fund· Franklin Fund Allocator Series | Non-compliant | 21 | 10% |
| FRTY | Alger Mid Cap 40 ETF· Alger ETF Trust | Non-compliant | 42 | 86% |
| FRUAX | Franklin Utilities Fund· Franklin Custodian Funds | Non-compliant | 43 | 98% |
| FRUGX | Franklin U.S. Government Securities Fund· Franklin Custodian Funds | Non-compliant | 561 | 97% |
| FRURX | Franklin Utilities Fund· Franklin Custodian Funds | Non-compliant | 43 | 98% |
| FRUSX | Franklin Utilities Fund· Franklin Custodian Funds | Non-compliant | 43 | 98% |
| FRVBX | Fidelity Real Estate Investment Portfolio· Fidelity Select Portfolios | Non-compliant | 46 | 89% |
| FRVDX | Fidelity Real Estate Investment Portfolio· Fidelity Select Portfolios | Non-compliant | 46 | 89% |
| FRVEX | Fidelity Real Estate Investment Portfolio· Fidelity Select Portfolios | Non-compliant | 46 | 89% |
| FRVFX | Franklin Small Cap Value Fund· Franklin Value Investors Trust | Non-compliant | 97 | 80% |
| FRVHX | Fidelity Real Estate Investment Portfolio· Fidelity Select Portfolios | Non-compliant | 46 | 89% |
| FRVJX | Fidelity Real Estate Investment Portfolio· Fidelity Select Portfolios | Non-compliant | 46 | 89% |
| FRVLX | Franklin Small Cap Value Fund· Franklin Value Investors Trust | Non-compliant | 97 | 80% |
| FSAEX | Fidelity Series All-Sector Equity Fund· Fidelity Devonshire Trust | Non-compliant | 307 | 93% |
| FSAHX | Fidelity Short Duration High Income Fund· Fidelity Summer Street Trust | Non-compliant | 590 | 27% |
| FSAKX | Strategic Advisers U.S. Total Stock Fund· Fidelity Rutland Square Trust II | Non-compliant | 3,177 | 74% |
| FSAMX | Strategic Advisers Emerging Markets Fund· Fidelity Rutland Square Trust II | Non-compliant | 969 | 58% |
| FSAOX | Strategic Advisers Fidelity Alternatives Fund· Fidelity Rutland Square Trust II | Non-compliant | 483 | 9% |
| FSAVX | Select Automotive Portfolio· Fidelity Select Portfolios | Non-compliant | 40 | 78% |
| FSAWX | Fidelity SAI Convertible Arbitrage Fund· Fidelity Greenwood Street Trust | Non-compliant | 51 | 82% |
| FSBCX | Federated Hermes Global Allocation Fund | Non-compliant | 1,352 | 68% |
30,352 funds · page 58 of 304