30,303 funds screened by look-through to their filed holdings
Compliant-only counts, built from a bulk Finnhub company-profile fetch (refreshed roughly monthly), intersected with the compliance snapshot — not a live lookup per symbol.
Compliant-only counts by sector & country.
Built from a bulk Finnhub company-profile fetch (refreshed roughly monthly), intersected with the compliance snapshot — not a live lookup per symbol.
Screened by look-through to each fund’s filed holdings. “Could not be decided” is not a failure — it means too little of the portfolio could be covered to state a verdict, and those funds are listed below as undecided rather than left out.
| Ticker | Fund | Verdict | Holdings | Covered |
|---|---|---|---|---|
| DCHYX | Dunham High Yield Bond Fund· Dunham Funds | Non-compliant | 286 | 27% |
| DCINX | Dunham International Stock Fund· Dunham Funds | Non-compliant | 425 | 91% |
| DCIOX | Dunham International Opportunity Bond Fund· Dunham Funds | Non-compliant | 577 | 16% |
| DCLVX | Dunham Large Cap Value Fund· Dunham Funds | Non-compliant | 74 | 93% |
| DCOR | Dimensional US Core Equity 1 ETF· Dimensional ETF Trust | Non-compliant | 2,396 | 94% |
| DCPAX | BNY Mellon Core Plus Fund· BNY Mellon Absolute Insight Funds, Inc. | Non-compliant | 775 | 58% |
| DCPCX | BNY Mellon Core Plus Fund· BNY Mellon Absolute Insight Funds, Inc. | Non-compliant | 775 | 58% |
| DCPIX | BNY Mellon Core Plus Fund· BNY Mellon Absolute Insight Funds, Inc. | Non-compliant | 775 | 58% |
| DCPYX | BNY Mellon Core Plus Fund· BNY Mellon Absolute Insight Funds, Inc. | Non-compliant | 775 | 58% |
| DCRE | DoubleLine Commercial Real Estate Debt ETF· DoubleLine ETF Trust | Non-compliant | 281 | 12% |
| DCREX | Dunham Real Estate Stock Fund· Dunham Funds | Non-compliant | 43 | 79% |
| DCSCX | Davis Balanced Fund· DAVIS SERIES INC | Non-compliant | 66 | 70% |
| DCSVX | Dunham Small Cap Value Fund· Dunham Funds | Non-compliant | 210 | 78% |
| DCSYX | Davis Balanced Fund· DAVIS SERIES INC | Non-compliant | 66 | 70% |
| DCUAX | DWS CROCI(R) U.S. Fund· DEUTSCHE DWS INVESTMENT TRUST | Non-compliant | 89 | 90% |
| DCUCX | DWS CROCI(R) U.S. Fund· DEUTSCHE DWS INVESTMENT TRUST | Non-compliant | 89 | 90% |
| DCUIX | DWS CROCI(R) U.S. Fund· DEUTSCHE DWS INVESTMENT TRUST | Non-compliant | 89 | 90% |
| DCUSX | DWS CROCI(R) U.S. Fund· DEUTSCHE DWS INVESTMENT TRUST | Non-compliant | 89 | 90% |
| DCZRX | Nomura Small Cap Core Fund· Delaware Group Equity Funds V | Non-compliant | 138 | 90% |
| DDCFX | DoubleLine Core Fixed Income Fund· DoubleLine Funds Trust | Non-compliant | 1,727 | 52% |
| DDCPX | DoubleLine Shiller Enhanced CAPE· DoubleLine Funds Trust | Non-compliant | 779 | 41% |
| DDDAX | 13D Activist Fund· Northern Lights Fund Trust | Non-compliant | 22 | 88% |
| DDDCX | 13D Activist Fund· Northern Lights Fund Trust | Non-compliant | 22 | 88% |
| DDDD | YieldMax(R) U.S. Stocks Target Double Distribution ETF· Tidal Trust II | Non-compliant | 268 | 90% |
| DDDIX | 13D Activist Fund· Northern Lights Fund Trust | Non-compliant | 22 | 88% |
| DDDRX | Nomura Wealth Builder Fund· Delaware Group Equity Funds V | Non-compliant | 722 | 73% |
| DDERX | Nomura Wealth Builder Fund· Delaware Group Equity Funds V | Non-compliant | 722 | 73% |
| DDFIX | Invesco Diversified Dividend Fund· AIM Equity Funds (Invesco Equity Funds) | Non-compliant | 76 | 93% |
| DDFRX | Invesco Diversified Dividend Fund· AIM Equity Funds (Invesco Equity Funds) | Non-compliant | 76 | 93% |
| DDIAX | Nomura Wealth Builder Fund· Delaware Group Equity Funds V | Non-compliant | 722 | 73% |
| DDICX | Nomura Wealth Builder Fund· Delaware Group Equity Funds V | Non-compliant | 722 | 73% |
| DDIIX | Nomura Wealth Builder Fund· Delaware Group Equity Funds V | Non-compliant | 722 | 73% |
| DDIV | First Trust Dorsey Wright Momentum & Dividend ETF· First Trust Exchange-Traded Fund VI | Non-compliant | 51 | 80% |
| DDJCX | Polen Opportunistic High Yield Fund· FundVantage Trust | Non-compliant | 126 | 9% |
| DDJIX | Polen Opportunistic High Yield Fund· FundVantage Trust | Non-compliant | 126 | 9% |
| DDJRX | Polen Opportunistic High Yield Fund· FundVantage Trust | Non-compliant | 126 | 9% |
| DDLDX | DoubleLine Low Duration Bond Fund· DoubleLine Funds Trust | Non-compliant | 887 | 36% |
| DDLS | WisdomTree Dynamic International SmallCap Equity Fund· WisdomTree Trust | Non-compliant | 1,109 | 76% |
| DDM | ProShares Ultra Dow30· ProShares Trust | Non-compliant | 45 | 75% |
| DDTRX | DoubleLine Total Return Bond Fund· DoubleLine Funds Trust | Non-compliant | 3,135 | 53% |
| DDV | Defined Duration 5 ETF· EA Series Trust | Non-compliant | 6 | 88% |
| DDVAX | Nomura Value Fund· Delaware Group Equity Funds II | Non-compliant | 38 | 99% |
| DDVCX | Nomura Value Fund· Delaware Group Equity Funds II | Non-compliant | 38 | 99% |
| DDVIX | Nomura Value Fund· Delaware Group Equity Funds II | Non-compliant | 38 | 99% |
| DDVRX | Nomura Value Fund· Delaware Group Equity Funds II | Non-compliant | 38 | 99% |
| DDWM | WisdomTree Dynamic International Equity Fund· WisdomTree Trust | Non-compliant | 1,545 | 90% |
| DDX | Defined Duration 10 ETF· EA Series Trust | Non-compliant | 9 | 59% |
| DDZRX | Nomura Value Fund· Delaware Group Equity Funds II | Non-compliant | 38 | 99% |
| DEBIX | SHELTON TACTICAL FUND· SCM Trust | Non-compliant | 55 | 34% |
| DEBTX | SHELTON TACTICAL FUND· SCM Trust | Non-compliant | 55 | 34% |
| DECO | State Street(R) Galaxy Digital Asset Ecosystem ETF· SSGA Active Trust | Non-compliant | 32 | 86% |
| DECP | PGIM S&P 500 Buffer 12 ETF - December· PGIM Rock ETF Trust | Non-compliant | 9 | 99% |
| DECZ | TrueShares Structured Outcome (December) ETF· Elevation Series Trust | Non-compliant | 19 | 89% |
| DEDAX | Nomura Emerging Markets Debt Corporate Fund· Delaware Group Government Fund | Non-compliant | 148 | 24% |
| DEDCX | Nomura Emerging Markets Debt Corporate Fund· Delaware Group Government Fund | Non-compliant | 148 | 24% |
| DEDIX | Nomura Emerging Markets Debt Corporate Fund· Delaware Group Government Fund | Non-compliant | 148 | 24% |
| DEEAX | Nomura Extended Duration Bond Fund· Delaware Group Income Funds | Non-compliant | 183 | 66% |
| DEECX | Nomura Extended Duration Bond Fund· Delaware Group Income Funds | Non-compliant | 183 | 66% |
| DEED | First Trust Securitized Plus ETF· First Trust Exchange-Traded Fund VIII | Non-compliant | 116 | 59% |
| DEEF | Xtrackers FTSE Developed ex US Multifactor ETF· DBX ETF Trust | Non-compliant | 1,244 | 89% |
| DEEIX | Nomura Extended Duration Bond Fund· Delaware Group Income Funds | Non-compliant | 183 | 66% |
| DEEP | Acquirers Small and Micro Deep Value ETF· ETF Series Solutions | Non-compliant | 101 | 76% |
| DEERX | Nomura Extended Duration Bond Fund· Delaware Group Income Funds | Non-compliant | 183 | 66% |
| DEFR | Aptus Deferred Income ETF· ETF Series Solutions | Non-compliant | 10 | 6% |
| DEGGX | Nomura Strategic Income Fund· Delaware Group Government Fund | Non-compliant | 291 | 27% |
| DEHP | Dimensional Emerging Markets High Profitability ETF· Dimensional ETF Trust | Non-compliant | 769 | 82% |
| DELNX | DoubleLine Low Duration Emerging Markets Fixed Income Fund· DoubleLine Funds Trust | Non-compliant | 87 | 17% |
| DEM | WisdomTree Emerging Markets High Dividend Fund· WisdomTree Trust | Non-compliant | 534 | 68% |
| DEMAX | Nomura Emerging Markets Fund· Delaware Group Global & International Funds | Non-compliant | 112 | 95% |
| DEMCX | Nomura Emerging Markets Fund· Delaware Group Global & International Funds | Non-compliant | 112 | 95% |
| DEMIX | Nomura Emerging Markets Fund· Delaware Group Global & International Funds | Non-compliant | 112 | 95% |
| DEMRX | Nomura Emerging Markets Fund· Delaware Group Global & International Funds | Non-compliant | 112 | 95% |
| DEMZ | Democratic Large Cap Core ETF· ADVISORS' INNER CIRCLE III | Non-compliant | 43 | 98% |
| DEMZX | Nomura Emerging Markets Fund· Delaware Group Global & International Funds | Non-compliant | 112 | 95% |
| DEOPX | DAVENPORT EQUITY OPPORTUNITIES FUND· Williamsburg Investment Trust | Non-compliant | 31 | 91% |
| DEQAX | BNY Mellon Global Equity Income Fund· BNY Mellon Investment Funds III | Non-compliant | 63 | 90% |
| DEQCX | BNY Mellon Global Equity Income Fund· BNY Mellon Investment Funds III | Non-compliant | 63 | 90% |
| DEQYX | BNY Mellon Global Equity Income Fund· BNY Mellon Investment Funds III | Non-compliant | 63 | 90% |
| DES | WisdomTree U.S. SmallCap Dividend Fund· WisdomTree Trust | Non-compliant | 525 | 78% |
| DESAX | DWS Enhanced Core Equity Fund· DEUTSCHE DWS INVESTMENT TRUST | Non-compliant | 98 | 98% |
| DESCX | DWS Enhanced Core Equity Fund· DEUTSCHE DWS INVESTMENT TRUST | Non-compliant | 98 | 98% |
| DESGX | DWS Enhanced Core Equity Fund· DEUTSCHE DWS INVESTMENT TRUST | Non-compliant | 98 | 98% |
| DESK | VanEck Office and Commercial REIT ETF· VanEck ETF Trust | Non-compliant | 26 | 57% |
| DESRX | DWS Enhanced Core Equity Fund· DEUTSCHE DWS INVESTMENT TRUST | Non-compliant | 98 | 98% |
| DESSX | DWS Enhanced Core Equity Fund· DEUTSCHE DWS INVESTMENT TRUST | Non-compliant | 98 | 98% |
| DESUX | DWS Enhanced Core Equity Fund· DEUTSCHE DWS INVESTMENT TRUST | Non-compliant | 98 | 98% |
| DEUS | Xtrackers Russell US Multifactor ETF· DBX ETF Trust | Non-compliant | 845 | 94% |
| DEVCX | Nomura Small Cap Value Fund· Delaware Group Equity Funds V | Non-compliant | 106 | 78% |
| DEVDX | Driehaus Event Driven Fund· Driehaus Mutual Funds | Non-compliant | 73 | 53% |
| DEVIX | Nomura Small Cap Value Fund· Delaware Group Equity Funds V | Non-compliant | 106 | 78% |
| DEVLX | Nomura Small Cap Value Fund· Delaware Group Equity Funds V | Non-compliant | 106 | 78% |
| DEW | WisdomTree Global High Dividend Fund· WisdomTree Trust | Non-compliant | 702 | 90% |
| DEXC | Dimensional Emerging Markets ex China Core Equity ETF· Dimensional ETF Trust | Non-compliant | 3,379 | 72% |
| DEYCX | BNY Mellon Large Cap Equity Fund· BNY Mellon Investment Funds V, Inc. | Non-compliant | 93 | 95% |
| DEZRX | Nomura Extended Duration Bond Fund· Delaware Group Income Funds | Non-compliant | 183 | 66% |
| DFAC | Dimensional U.S. Core Equity 2 ETF· Dimensional ETF Trust | Non-compliant | 2,554 | 94% |
| DFAE | Dimensional Emerging Core Equity Market ETF· Dimensional ETF Trust | Non-compliant | 6,314 | 80% |
| DFAI | Dimensional International Core Equity Market ETF· Dimensional ETF Trust | Non-compliant | 3,791 | 87% |
| DFALX | LARGE CAP INTERNATIONAL PORTFOLIO· DFA INVESTMENT DIMENSIONS GROUP INC | Non-compliant | 1,145 | 93% |
| DFAR | Dimensional US Real Estate ETF· Dimensional ETF Trust | Non-compliant | 124 | 89% |
30,303 funds · page 34 of 304