30,325 funds screened by look-through to their filed holdings
Compliant-only counts, built from a bulk Finnhub company-profile fetch (refreshed roughly monthly), intersected with the compliance snapshot — not a live lookup per symbol.
Compliant-only counts by sector & country.
Built from a bulk Finnhub company-profile fetch (refreshed roughly monthly), intersected with the compliance snapshot — not a live lookup per symbol.
Screened by look-through to each fund’s filed holdings. “Could not be decided” is not a failure — it means too little of the portfolio could be covered to state a verdict, and those funds are listed below as undecided rather than left out.
| Ticker | Fund | Verdict | Holdings | Covered |
|---|---|---|---|---|
| CWXAX | Catalyst Systematic High Income Fund· MUTUAL FUND SERIES TRUST | Non-compliant | 13 | 78% |
| CWXCX | Catalyst Systematic High Income Fund· MUTUAL FUND SERIES TRUST | Non-compliant | 13 | 78% |
| CWXIX | Catalyst Systematic High Income Fund· MUTUAL FUND SERIES TRUST | Non-compliant | 13 | 78% |
| CXGCX | Calamos Global Convertible Fund· CALAMOS INVESTMENT TRUST/IL | Non-compliant | 120 | 67% |
| CXSE | WisdomTree China ex-State-Owned Enterprises Fund· WisdomTree Trust | Non-compliant | 264 | 82% |
| CXXRX | Columbia Small Cap Index Fund· COLUMBIA FUNDS SERIES TRUST | Non-compliant | 606 | 86% |
| CYBAX | Calvert High Yield Bond Fund· Calvert Fund | Non-compliant | 337 | 21% |
| CYBIX | Calvert High Yield Bond Fund· Calvert Fund | Non-compliant | 337 | 21% |
| CYBRX | Calvert High Yield Bond Fund· Calvert Fund | Non-compliant | 337 | 22% |
| CYPIX | CONSUMER DISCRETIONARY ULTRASECTOR PROFUND· ProFunds | Non-compliant | 56 | 75% |
| CYPSX | CONSUMER DISCRETIONARY ULTRASECTOR PROFUND· ProFunds | Non-compliant | 56 | 75% |
| CZA | Invesco Zacks Mid-Cap ETF· Invesco Exchange-Traded Fund Trust | Non-compliant | 103 | 90% |
| CZAMX | Multi-Manager Alternative Strategies Fund· COLUMBIA FUNDS SERIES TRUST I | Non-compliant | 1,607 | 22% |
| CZAR | Themes Natural Monopoly ETF· Themes ETF Trust | Non-compliant | 99 | 96% |
| CZMGX | Columbia Integrated Large Cap Growth Fund II· COLUMBIA FUNDS SERIES TRUST I | Non-compliant | 65 | 97% |
| CZMSX | Multi-Manager Small Cap Equity Strategies Fund· COLUMBIA FUNDS SERIES TRUST I | Non-compliant | 797 | 82% |
| CZMVX | Multi-Manager Value Strategies Fund· Columbia Funds Series Trust II | Non-compliant | 324 | 96% |
| DAACX | AMT Diversified Equity Fund· ADVISER MANAGED TRUST | Non-compliant | 1,700 | 86% |
| DAADX | Emerging Markets ex China Core Equity Portfolio· DFA INVESTMENT DIMENSIONS GROUP INC | Non-compliant | 3,847 | 78% |
| DAAIX | Dunham Long/Short Credit Fund· Dunham Funds | Non-compliant | 99 | 68% |
| DAAVX | Dunham Dynamic Macro Fund· Dunham Funds | Non-compliant | 46 | 66% |
| DACGX | Dunham Corporate/Government Bond Fund· Dunham Funds | Non-compliant | 719 | 50% |
| DADGX | Dunham Small Cap Growth Fund· Dunham Funds | Non-compliant | 111 | 82% |
| DADIX | Dimensional World ex U.S. Sustainability Targeted Value Portfolio· DFA INVESTMENT DIMENSIONS GROUP INC | Non-compliant | 2,585 | 80% |
| DADS | Digital Asset Debt Strategy ETF· Tidal Trust I | Non-compliant | 33 | 56% |
| DAEIX | DEAN EQUITY INCOME FUND· Unified Series Trust | Non-compliant | 50 | 92% |
| DAEMX | Dunham Emerging Markets Stock Fund· Dunham Funds | Non-compliant | 67 | 85% |
| DAFGX | Dunham Focused Large Cap Growth Fund· Dunham Funds | Non-compliant | 33 | 100% |
| DAFRX | Dunham Floating Rate Bond Fund· Dunham Funds | Non-compliant | 279 | 6% |
| DAGVX | BNY Mellon Dynamic Value Fund· BNY Mellon Advantage Funds, Inc. | Non-compliant | 85 | 93% |
| DAHYX | Dunham High Yield Bond Fund· Dunham Funds | Non-compliant | 286 | 27% |
| DAINX | Dunham International Stock Fund· Dunham Funds | Non-compliant | 425 | 91% |
| DAIOX | Dunham International Opportunity Bond Fund· Dunham Funds | Non-compliant | 577 | 16% |
| DAK | Dakota Active Equity ETF· EA Series Trust | Non-compliant | 170 | 78% |
| DALCX | DEAN MID CAP VALUE· Unified Series Trust | Non-compliant | 58 | 96% |
| DALVX | Dunham Large Cap Value Fund· Dunham Funds | Non-compliant | 74 | 93% |
| DAMD | Defiance Daily Target 2x Short Amd ETF· Tidal Trust II | Non-compliant | 6 | 34% |
| DANA | Dana Limited Volatility ETF· Tidal Trust I | Non-compliant | 72 | 82% |
| DAPP | VanEck Digital Transformation ETF· VanEck ETF Trust | Non-compliant | 21 | 79% |
| DAREX | Dunham Real Estate Stock Fund· Dunham Funds | Non-compliant | 43 | 79% |
| DARP | Grizzle Growth ETF· Tidal Trust II | Non-compliant | 44 | 97% |
| DASCX | DEAN SMALL CAP VALUE· Unified Series Trust | Non-compliant | 59 | 80% |
| DASVX | Dunham Small Cap Value Fund· Dunham Funds | Non-compliant | 210 | 78% |
| DAT | ProShares Big Data Refiners ETF· ProShares Trust | Non-compliant | 34 | 84% |
| DAVPX | DAVENPORT CORE LEADERS FUND· Williamsburg Investment Trust | Non-compliant | 41 | 96% |
| DAX | Global X DAX Germany ETF· GLOBAL X FUNDS | Non-compliant | 42 | 85% |
| DBALX | DAVENPORT BALANCED INCOME FUND· Williamsburg Investment Trust | Non-compliant | 87 | 84% |
| DBAW | Xtrackers MSCI All World ex US Hedged Equity ETF· DBX ETF Trust | Non-compliant | 1,918 | 90% |
| DBEF | Xtrackers MSCI EAFE Hedged Equity ETF· DBX ETF Trust | Non-compliant | 756 | 91% |
| DBEM | Xtrackers MSCI Emerging Markets Hedged Equity ETF· DBX ETF Trust | Non-compliant | 1,273 | 87% |
| DBEU | Xtrackers MSCI Europe Hedged Equity ETF· DBX ETF Trust | Non-compliant | 439 | 89% |
| DBEZ | Xtrackers MSCI Eurozone Hedged Equity ETF· DBX ETF Trust | Non-compliant | 608 | 88% |
| DBFRX | DoubleLine Floating Rate Fund· DoubleLine Funds Trust | Non-compliant | 377 | 7% |
| DBICX | DWS Global Macro Fund· DEUTSCHE DWS INTERNATIONAL FUND, INC. | Non-compliant | 84 | 80% |
| DBIRX | BNY Mellon Bond Market Index Fund· BNY Mellon Investment Funds IV, Inc. | Non-compliant | 2,402 | 82% |
| DBISX | DWS Global Macro Fund· DEUTSCHE DWS INTERNATIONAL FUND, INC. | Non-compliant | 84 | 80% |
| DBIVX | DWS Global Macro Fund· DEUTSCHE DWS INTERNATIONAL FUND, INC. | Non-compliant | 84 | 80% |
| DBIWX | DWS Global Macro Fund· DEUTSCHE DWS INTERNATIONAL FUND, INC. | Non-compliant | 84 | 80% |
| DBJP | Xtrackers MSCI Japan Hedged Equity ETF· DBX ETF Trust | Non-compliant | 179 | 96% |
| DBL | DoubleLine Opportunistic Credit Fund | Non-compliant | 574 | 24% |
| DBLDX | DoubleLine Long Duration Total Return Bond Fund· DoubleLine Funds Trust | Non-compliant | 60 | 91% |
| DBLEX | DoubleLine Emerging Markets Fixed Income Fund· DoubleLine Funds Trust | Non-compliant | 158 | 15% |
| DBLFX | DoubleLine Core Fixed Income Fund· DoubleLine Funds Trust | Non-compliant | 1,727 | 52% |
| DBLGX | DoubleLine Global Bond Fund· DoubleLine Funds Trust | Non-compliant | 54 | 39% |
| DBLIX | DoubleLine Securitized Credit Fund· DoubleLine Funds Trust | Non-compliant | 249 | 31% |
| DBLLX | DoubleLine Low Duration Emerging Markets Fixed Income Fund· DoubleLine Funds Trust | Non-compliant | 87 | 17% |
| DBLNX | DoubleLine Securitized Credit Fund· DoubleLine Funds Trust | Non-compliant | 249 | 31% |
| DBLSX | DoubleLine Low Duration Bond Fund· DoubleLine Funds Trust | Non-compliant | 887 | 36% |
| DBLTX | DoubleLine Total Return Bond Fund· DoubleLine Funds Trust | Non-compliant | 3,135 | 53% |
| DBMAX | BNY Mellon Small/Mid Cap Growth Fund· BNY Mellon Investment Funds I | Non-compliant | 76 | 88% |
| DBMCX | BNY Mellon Small/Mid Cap Growth Fund· BNY Mellon Investment Funds I | Non-compliant | 76 | 88% |
| DBMF | iMGP DBI Managed Futures Strategy ETF· LITMAN GREGORY FUNDS TRUST | Non-compliant | 18 | 92% |
| DBMIX | BNY Mellon Bond Market Index Fund· BNY Mellon Investment Funds IV, Inc. | Non-compliant | 2,402 | 82% |
| DBMYX | BNY Mellon Small/Mid Cap Growth Fund· BNY Mellon Investment Funds I | Non-compliant | 76 | 88% |
| DBMZX | BNY Mellon Small/Mid Cap Growth Fund· BNY Mellon Investment Funds I | Non-compliant | 76 | 88% |
| DBND | DoubleLine Opportunistic Core Bond ETF· DoubleLine ETF Trust | Non-compliant | 1,254 | 49% |
| DBOAX | BNY Mellon Balanced Opportunity Fund· BNY Mellon Investment Funds VI | Non-compliant | 436 | 86% |
| DBOCX | BNY Mellon Balanced Opportunity Fund· BNY Mellon Investment Funds VI | Non-compliant | 436 | 86% |
| DBORX | BNY Mellon Balanced Opportunity Fund· BNY Mellon Investment Funds VI | Non-compliant | 436 | 86% |
| DBOYX | BNY Mellon Balanced Opportunity Fund· BNY Mellon Investment Funds VI | Non-compliant | 436 | 86% |
| DBOZX | BNY Mellon Balanced Opportunity Fund· BNY Mellon Investment Funds VI | Non-compliant | 436 | 86% |
| DBPIX | DWS Short Duration Fund· DEUTSCHE DWS INCOME TRUST | Non-compliant | 590 | 35% |
| DBSC | Deepwater Beachfront Small Cap ETF· Manager Directed Portfolios | Non-compliant | 101 | 86% |
| DCAIX | Dunham Long/Short Credit Fund· Dunham Funds | Non-compliant | 99 | 68% |
| DCAVX | Dunham Dynamic Macro Fund· Dunham Funds | Non-compliant | 46 | 66% |
| DCCAX | Nomura Small Cap Core Fund· Delaware Group Equity Funds V | Non-compliant | 138 | 90% |
| DCCCX | Nomura Small Cap Core Fund· Delaware Group Equity Funds V | Non-compliant | 138 | 90% |
| DCCGX | Dunham Corporate/Government Bond Fund· Dunham Funds | Non-compliant | 719 | 50% |
| DCCIX | Nomura Small Cap Core Fund· Delaware Group Equity Funds V | Non-compliant | 138 | 90% |
| DCCRX | Nomura Small Cap Core Fund· Delaware Group Equity Funds V | Non-compliant | 138 | 90% |
| DCDGX | Dunham Small Cap Growth Fund· Dunham Funds | Non-compliant | 111 | 82% |
| DCEMX | Dunham Emerging Markets Stock Fund· Dunham Funds | Non-compliant | 67 | 85% |
| DCFFX | Destinations Core Fixed Income Fund· Brinker Capital Destinations Trust | Non-compliant | 1,912 | 57% |
| DCFGX | Dunham Focused Large Cap Growth Fund· Dunham Funds | Non-compliant | 33 | 100% |
| DCFRX | Dunham Floating Rate Bond Fund· Dunham Funds | Non-compliant | 279 | 6% |
| DCFZX | Destinations Core Fixed Income Fund· Brinker Capital Destinations Trust | Non-compliant | 1,912 | 57% |
| DCGTX | Jackson Square SMID-Cap Growth Fund· Managed Portfolio Series | Non-compliant | 26 | 93% |
| DCGVX | BNY Mellon Dynamic Value Fund· BNY Mellon Advantage Funds, Inc. | Non-compliant | 85 | 93% |
| DCHYX | Dunham High Yield Bond Fund· Dunham Funds | Non-compliant | 286 | 27% |
| DCINX | Dunham International Stock Fund· Dunham Funds | Non-compliant | 425 | 91% |
30,325 funds · page 33 of 304