30,354 funds screened by look-through to their filed holdings
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Compliant-only counts, built from a bulk Finnhub company-profile fetch (refreshed roughly monthly), intersected with the compliance snapshot — not a live lookup per symbol.
Compliant-only counts by sector & country.
How these counts are built
Built from a bulk Finnhub company-profile fetch (refreshed roughly monthly), intersected with the compliance snapshot — not a live lookup per symbol.
- Funds screened
- 30,354
- Reached a verdict
- 18,559
- Compliant
- 278
- Could not be decided
- 11,795
Screened by look-through to each fund’s filed holdings. “Could not be decided” is not a failure — it means too little of the portfolio could be covered to state a verdict, and those funds are listed below as undecided rather than left out.
| Ticker | Fund | Verdict | Holdings | Covered |
|---|---|---|---|---|
| SAMFX | Virtus Seix Total Return Bond Fund· Virtus Asset Trust | Non-compliant | 110 | 85% |
| SAMHX | Virtus Seix High Yield Fund· Virtus Asset Trust | Non-compliant | 221 | 25% |
| SAMKX | SA U.S. Core Market Fund· SA FUNDS INVESTMENT TRUST | Non-compliant | 827 | 93% |
| SAMM | Strategas Macro Momentum ETF· ADVISORS' INNER CIRCLE III | Non-compliant | 34 | 97% |
| SAMT | Strategas Macro Thematic Opportunities ETF· ADVISORS' INNER CIRCLE III | Non-compliant | 45 | 98% |
| SAMVX | Virtus Ceredex Mid-Cap Value Equity Fund· Virtus Asset Trust | Non-compliant | 61 | 95% |
| SAMZX | Virtus Seix Total Return Bond Fund· Virtus Asset Trust | Non-compliant | 110 | 85% |
| SAOOX | Overlay A Portfolio· BERNSTEIN SANFORD C FUND INC | Non-compliant | 774 | 60% |
| SAOPX | BARRETT OPPORTUNITY FUND· Segall Bryant & Hamill Trust | Non-compliant | 17 | 100% |
| SAOTX | Overlay A Portfolio· BERNSTEIN SANFORD C FUND INC | Non-compliant | 774 | 60% |
| SAPCX | ClearBridge Appreciation Fund· Legg Mason Partners Investment Trust | Non-compliant | 64 | 96% |
| SAPEX | Spectrum Active Advantage Fund· Advisors Preferred Trust | Non-compliant | 14 | 23% |
| SAPYX | ClearBridge Appreciation Fund· Legg Mason Partners Investment Trust | Non-compliant | 64 | 96% |
| SAREX | SA Real Estate Securities Fund· SA FUNDS INVESTMENT TRUST | Non-compliant | 124 | 88% |
| SASMX | ClearBridge Small Cap Growth Fund· Legg Mason Partners Investment Trust | Non-compliant | 100 | 83% |
| SASS | M.D. Sass Concentrated Value ETF· RBB Fund Trust | Non-compliant | 22 | 91% |
| SASVX | Virtus Ceredex Small-Cap Value Equity Fund· Virtus Asset Trust | Non-compliant | 76 | 86% |
| SATO | Invesco Alerian Galaxy Crypto Economy ETF· Invesco Exchange-Traded Fund Trust II | Non-compliant | 60 | 55% |
| SATOX | Tax-Aware Overlay A Portfolio· BERNSTEIN SANFORD C FUND INC | Non-compliant | 776 | 60% |
| SATTX | Tax-Aware Overlay A Portfolio· BERNSTEIN SANFORD C FUND INC | Non-compliant | 776 | 60% |
| SAUFX | SA U.S. Fixed Income Fund· SA FUNDS INVESTMENT TRUST | Non-compliant | 141 | 61% |
| SAUMX | SA U.S. Small Company Fund· SA FUNDS INVESTMENT TRUST | Non-compliant | 1,559 | 87% |
| SAVAX | Virtus Newfleet Core Plus Bond Fund· Virtus Opportunities Trust | Non-compliant | 742 | 50% |
| SAVCX | Virtus Newfleet Core Plus Bond Fund· Virtus Opportunities Trust | Non-compliant | 742 | 50% |
| SAVYX | Virtus Newfleet Core Plus Bond Fund· Virtus Opportunities Trust | Non-compliant | 742 | 50% |
| SAWG | AAM Sawgrass U.S. Large Cap Quality Growth ETF· ETF Series Solutions | Non-compliant | 43 | 97% |
| SAWS | AAM Sawgrass U.S. Small Cap Quality Growth ETF· ETF Series Solutions | Non-compliant | 74 | 84% |
| SAXIX | SA Global Fixed Income Fund· SA FUNDS INVESTMENT TRUST | Non-compliant | 167 | 38% |
| SBACX | Touchstone Strategic Trust-Touchstone Balanced Fund· Touchstone Strategic Trust | Non-compliant | 529 | 86% |
| SBAPX | SBH SHORT TERM PLUS FUND· Segall Bryant & Hamill Trust | Non-compliant | 59 | 49% |
| SBASX | SBH SMALL CAP CORE FUND· Segall Bryant & Hamill Trust | Non-compliant | 85 | 94% |
| SBAYX | Western Asset Ultra-Short Income Fund· Legg Mason Partners Income Trust | Non-compliant | 547 | 44% |
| SBEMX | SBH EMERGING MARKETS FUND· Segall Bryant & Hamill Trust | Non-compliant | 479 | 83% |
| SBFAX | 1919 Financial Services Fund· Advisor Managed Portfolios | Non-compliant | 42 | 88% |
| SBFCX | Victory Investment Grade Convertible Fund· Victory Portfolios | Non-compliant | 61 | 77% |
| SBFFX | Short-Term Bond Fund of America | Non-compliant | 1,460 | 48% |
| SBFIX | Federated Hermes Global Allocation Fund | Non-compliant | 1,352 | 68% |
| SBFMX | Victory Investment Grade Convertible Fund· Victory Portfolios | Non-compliant | 61 | 77% |
| SBHAX | SBH ALL CAP FUND· Segall Bryant & Hamill Trust | Non-compliant | 50 | 95% |
| SBHCX | SBH SMALL CAP CORE FUND· Segall Bryant & Hamill Trust | Non-compliant | 85 | 94% |
| SBHEX | SBH EMERGING MARKETS FUND· Segall Bryant & Hamill Trust | Non-compliant | 479 | 83% |
| SBHIX | Saratoga Health & Biotechnology Fund· SARATOGA ADVANTAGE TRUST | Non-compliant | 29 | 98% |
| SBHPX | SBH SHORT TERM PLUS FUND· Segall Bryant & Hamill Trust | Non-compliant | 59 | 49% |
| SBHSX | SBH INTERNATIONAL SMALL CAP FUND· Segall Bryant & Hamill Trust | Non-compliant | 310 | 85% |
| SBHVX | SBH SMALL CAP VALUE FUND· Segall Bryant & Hamill Trust | Non-compliant | 81 | 79% |
| SBICX | ClearBridge International Value Fund· Legg Mason Partners Investment Trust | Non-compliant | 68 | 88% |
| SBIEX | ClearBridge International Value Fund· Legg Mason Partners Investment Trust | Non-compliant | 68 | 88% |
| SBIFX | Saturna Bond Income Fund· SATURNA INVESTMENT TRUST | Non-compliant | 43 | 66% |
| SBILX | Western Asset Corporate Bond Fund· Legg Mason Partners Income Trust | Non-compliant | 626 | 50% |
| SBIO | ALPS Medical Breakthroughs ETF· ALPS ETF TRUST | Non-compliant | 89 | 44% |
| SBIYX | ClearBridge International Value Fund· Legg Mason Partners Investment Trust | Non-compliant | 68 | 88% |
| SBLGX | ClearBridge Large Cap Growth Fund· Legg Mason Partners Investment Trust | Non-compliant | 42 | 87% |
| SBLYX | ClearBridge Large Cap Growth Fund· Legg Mason Partners Investment Trust | Non-compliant | 42 | 87% |
| SBMAX | ClearBridge Mid Cap Fund· Legg Mason Partners Investment Trust | Non-compliant | 68 | 91% |
| SBMLX | ClearBridge Mid Cap Fund· Legg Mason Partners Investment Trust | Non-compliant | 68 | 91% |
| SBND | Columbia Short Duration Bond ETF· Columbia ETF Trust I | Non-compliant | 1,131 | 34% |
| SBNYX | Western Asset New York Municipals Fund· Legg Mason Partners Income Trust | Non-compliant | 95 | 5% |
| SBOOX | Overlay B Portfolio· BERNSTEIN SANFORD C FUND INC | Non-compliant | 1,274 | 51% |
| SBOTX | Overlay B Portfolio· BERNSTEIN SANFORD C FUND INC | Non-compliant | 1,274 | 51% |
| SBPLX | ClearBridge Dividend Strategy Fund· Legg Mason Partners Investment Trust | Non-compliant | 53 | 95% |
| SBPYX | ClearBridge Small Cap Growth Fund· Legg Mason Partners Investment Trust | Non-compliant | 100 | 83% |
| SBQAX | — | Non-compliant | 38 | 83% |
| SBQIX | — | Non-compliant | 38 | 83% |
| SBQUX | — | Non-compliant | 38 | 83% |
| SBRAX | SBH ALL CAP FUND· Segall Bryant & Hamill Trust | Non-compliant | 50 | 95% |
| SBRVX | SBH SMALL CAP VALUE FUND· Segall Bryant & Hamill Trust | Non-compliant | 81 | 79% |
| SBSDX | Franklin S&P 500 Index Fund· Legg Mason Partners Investment Trust | Non-compliant | 506 | 94% |
| SBSIX | SBH INTERNATIONAL SMALL CAP FUND· Segall Bryant & Hamill Trust | Non-compliant | 310 | 85% |
| SBSPX | Franklin S&P 500 Index Fund· Legg Mason Partners Investment Trust | Non-compliant | 506 | 94% |
| SBSTX | Western Asset Short-Term Bond Fund· Legg Mason Partners Income Trust | Non-compliant | 507 | 48% |
| SBSYX | Western Asset Short-Term Bond Fund· Legg Mason Partners Income Trust | Non-compliant | 507 | 48% |
| SBYLX | Western Asset New York Municipals Fund· Legg Mason Partners Income Trust | Non-compliant | 95 | 5% |
| SCAP | Infrastructure Capital Small Cap Income ETF· Series Portfolios Trust | Non-compliant | 116 | 83% |
| SCAUX | Invesco Income Advantage U.S. Fund· AIM Counselor Series Trust (Invesco Counselor Series Trust) | Non-compliant | 367 | 81% |
| SCAVX | AB Small Cap Value Portfolio· AB CAP FUND, INC. | Non-compliant | 108 | 75% |
| SCAYX | Invesco Income Advantage U.S. Fund· AIM Counselor Series Trust (Invesco Counselor Series Trust) | Non-compliant | 367 | 81% |
| SCBIX | Hartford Schroders Core Fixed Income Fund· HARTFORD MUTUAL FUNDS II, INC | Non-compliant | 193 | 66% |
| SCBRX | Hartford Schroders Core Fixed Income Fund· HARTFORD MUTUAL FUNDS II, INC | Non-compliant | 193 | 66% |
| SCCIX | Carillon Reams Core Bond Fund· Carillon Series Trust | Non-compliant | 265 | 45% |
| SCCMX | Sterling Capital Long Duration Corporate Bond Fund· Sterling Capital Funds | Non-compliant | 363 | 61% |
| SCCNX | Sterling Capital Long Duration Corporate Bond Fund· Sterling Capital Funds | Non-compliant | 363 | 61% |
| SCCPX | Sterling Capital Long Duration Corporate Bond Fund· Sterling Capital Funds | Non-compliant | 363 | 61% |
| SCCR | Schwab Core Bond ETF· SCHWAB STRATEGIC TRUST | Non-compliant | 549 | 67% |
| SCCUX | Invesco Income Advantage U.S. Fund· AIM Counselor Series Trust (Invesco Counselor Series Trust) | Non-compliant | 367 | 81% |
| SCCVX | AB Small Cap Value Portfolio· AB CAP FUND, INC. | Non-compliant | 108 | 75% |
| SCD | LMP Capital & Income Fund Inc. | Non-compliant | 169 | 85% |
| SCDGX | DWS Core Equity Fund· DEUTSCHE DWS INVESTMENT TRUST | Non-compliant | 98 | 98% |
| SCDV | Bahl & Gaynor Small Cap Dividend ETF· ETF Series Solutions | Non-compliant | 36 | 86% |
| SCEC | STERLING CAPITAL ENHANCED CORE BOND ETF· Capitol Series Trust | Non-compliant | 344 | 45% |
| SCECX | Steward Values Enhanced Small-Mid Cap Fund· Steward Funds Inc | Non-compliant | 827 | 86% |
| SCETX | Virtus Ceredex Small-Cap Value Equity Fund· Virtus Asset Trust | Non-compliant | 76 | 86% |
| SCFAX | Shenkman Capital Short Duration High Income Fund· Advisors Series Trust | Non-compliant | 394 | 31% |
| SCFCX | Shenkman Capital Short Duration High Income Fund· Advisors Series Trust | Non-compliant | 394 | 31% |
| SCFFX | Shenkman Capital Short Duration High Income Fund· Advisors Series Trust | Non-compliant | 394 | 31% |
| SCFIX | Shenkman Capital Short Duration High Income Fund· Advisors Series Trust | Non-compliant | 394 | 31% |
| SCFYX | SIMT Core Fixed Income Fund· SEI INSTITUTIONAL MANAGED TRUST | Non-compliant | 3,149 | 69% |
| SCGSX | DWS Capital Growth Fund· DEUTSCHE DWS INVESTMENT TRUST | Non-compliant | 73 | 95% |
| SCGVX | Sands Capital Global Growth Fund· ADVISORS' INNER CIRCLE FUND | Non-compliant | 37 | 93% |
| SCHA | Schwab U.S. Small-Cap ETF· SCHWAB STRATEGIC TRUST | Non-compliant | 1,708 | 76% |
| SCHB | Schwab U.S. Broad Market ETF· SCHWAB STRATEGIC TRUST | Non-compliant | 2,411 | 96% |
30,354 funds · page 150 of 304