30,298 funds screened by look-through to their filed holdings
Compliant-only counts, built from a bulk Finnhub company-profile fetch (refreshed roughly monthly), intersected with the compliance snapshot — not a live lookup per symbol.
Compliant-only counts by sector & country.
Built from a bulk Finnhub company-profile fetch (refreshed roughly monthly), intersected with the compliance snapshot — not a live lookup per symbol.
Screened by look-through to each fund’s filed holdings. “Could not be decided” is not a failure — it means too little of the portfolio could be covered to state a verdict, and those funds are listed below as undecided rather than left out.
| Ticker | Fund | Verdict | Holdings | Covered |
|---|---|---|---|---|
| RIVRX | Riverbridge Growth Fund· INVESTMENT MANAGERS SERIES TRUST | Non-compliant | 45 | 96% |
| RIVSX | RIVER OAK DISCOVERY FUND· Oak Associates Funds | Non-compliant | 35 | 76% |
| RIWTX | Investment Grade Bond Fund· RUSSELL INVESTMENT CO | Non-compliant | 869 | 52% |
| RIZE | Principal Inflation Protection ETF· Principal Exchange-Traded Funds | Non-compliant | 26 | 100% |
| RJAIX | T. Rowe Price Japan Fund· T. ROWE PRICE INTERNATIONAL FUNDS, INC. | Non-compliant | 80 | 83% |
| RJDI | RJ Eagle GCM Dividend Select Income ETF· Carillon Series Trust | Non-compliant | 35 | 92% |
| RJMG | FT Raymond James Multicap Growth Equity ETF· First Trust Exchange-Traded Fund VIII | Non-compliant | 40 | 90% |
| RJVI | RJ Eagle Vertical Income ETF· Carillon Series Trust | Non-compliant | 78 | 81% |
| RKCAX | Rockefeller Climate Solutions Fund· Trust for Professional Managers | Non-compliant | 53 | 92% |
| RKCIX | Rockefeller Climate Solutions Fund· Trust for Professional Managers | Non-compliant | 53 | 92% |
| RKNG | Defiance Retail Kings ETF· ETF Series Solutions | Non-compliant | 31 | 83% |
| RKSAX | Rockefeller US Small Cap Core Fund· Trust for Professional Managers | Non-compliant | 47 | 75% |
| RKSG | Ruk Strategic Growth ETF· Advisor Managed Portfolios | Non-compliant | 243 | 89% |
| RKSIX | Rockefeller US Small Cap Core Fund· Trust for Professional Managers | Non-compliant | 47 | 75% |
| RKSYX | Rockefeller US Small Cap Core Fund· Trust for Professional Managers | Non-compliant | 47 | 75% |
| RLACX | U.S. Small Cap Equity Fund· RUSSELL INVESTMENT CO | Non-compliant | 1,211 | 78% |
| RLAIX | T. Rowe Price Latin America Fund· T. ROWE PRICE INTERNATIONAL FUNDS, INC. | Non-compliant | 47 | 31% |
| RLBAX | American Balanced Fund | Non-compliant | 4,076 | 83% |
| RLBBX | American Balanced Fund | Non-compliant | 4,076 | 83% |
| RLBCX | American Balanced Fund | Non-compliant | 4,076 | 83% |
| RLBEX | American Balanced Fund | Non-compliant | 4,076 | 83% |
| RLBFX | American Balanced Fund | Non-compliant | 4,076 | 83% |
| RLBGX | American Balanced Fund | Non-compliant | 4,076 | 83% |
| RLCAX | Columbia Disciplined Value Fund· Columbia Funds Series Trust II | Non-compliant | 96 | 97% |
| RLCIX | Lazard US High Yield Portfolio· LAZARD FUNDS INC | Non-compliant | 85 | 34% |
| RLDAX | Victory Low Duration Bond Fund· Victory Portfolios | Non-compliant | 259 | 45% |
| RLDCX | Victory Low Duration Bond Fund· Victory Portfolios | Non-compliant | 259 | 45% |
| RLDMX | Lazard Developing Markets Equity Portfolio· LAZARD FUNDS INC | Non-compliant | 64 | 84% |
| RLECX | U.S. Small Cap Equity Fund· RUSSELL INVESTMENT CO | Non-compliant | 1,211 | 78% |
| RLEFX | American Balanced Fund | Non-compliant | 4,076 | 83% |
| RLEMX | Lazard Emerging Markets Equity Portfolio· LAZARD FUNDS INC | Non-compliant | 89 | 85% |
| RLEOX | Lazard Emerging Markets Core Equity Portfolio· LAZARD FUNDS INC | Non-compliant | 72 | 91% |
| RLESX | U.S. Small Cap Equity Fund· RUSSELL INVESTMENT CO | Non-compliant | 1,211 | 78% |
| RLGEX | Lazard Global Equity Select Portfolio· LAZARD FUNDS INC | Non-compliant | 69 | 98% |
| RLGLX | Lazard Global Listed Infrastructure Portfolio· LAZARD FUNDS INC | Non-compliant | 64 | 90% |
| RLGYX | Global Equity Fund· RUSSELL INVESTMENT CO | Non-compliant | 954 | 93% |
| RLICX | Lazard Global Small Cap Equity Portfolio· LAZARD FUNDS INC | Non-compliant | 73 | 91% |
| RLIEX | Lazard International Equity Portfolio· LAZARD FUNDS INC | Non-compliant | 78 | 92% |
| RLIQX | Lazard International Equity Select Portfolio· LAZARD FUNDS INC | Non-compliant | 75 | 96% |
| RLISX | Equity Income Fund· RUSSELL INVESTMENT CO | Non-compliant | 250 | 92% |
| RLITX | Lazard International Strategic Equity Portfolio· LAZARD FUNDS INC | Non-compliant | 62 | 96% |
| RLLGX | SMALLCAP World Fund Inc | Non-compliant | 862 | 80% |
| RLNAX | International Developed Markets Fund· RUSSELL INVESTMENT CO | Non-compliant | 579 | 94% |
| RLNCX | International Developed Markets Fund· RUSSELL INVESTMENT CO | Non-compliant | 579 | 94% |
| RLSDX | Lazard US Short Duration Fixed Income Portfolio· LAZARD FUNDS INC | Non-compliant | 25 | 86% |
| RLSFX | RIVERPARK LONG/SHORT OPPORTUNITY FUND· RiverPark Funds Trust | Non-compliant | 82 | 92% |
| RLSIX | RIVERPARK LONG/SHORT OPPORTUNITY FUND· RiverPark Funds Trust | Non-compliant | 82 | 93% |
| RLSMX | Lazard US Small Cap Equity Select Portfolio· LAZARD FUNDS INC | Non-compliant | 75 | 86% |
| RLTY | Cohen & Steers Real Estate Opportunities & Income Fund | Non-compliant | 247 | 89% |
| RLUEX | Lazard US Equity Concentrated Portfolio· LAZARD FUNDS INC | Non-compliant | 21 | 99% |
| RLUSX | Lazard US Equity Focus Portfolio· LAZARD FUNDS INC | Non-compliant | 31 | 95% |
| RLZFX | Lazard Equity Franchise Portfolio· LAZARD FUNDS INC | Non-compliant | 31 | 99% |
| RMAAX | American Funds Mortgage Fund | Non-compliant | 1,289 | 91% |
| RMABX | American Funds Mortgage Fund | Non-compliant | 1,289 | 91% |
| RMACX | American Funds Mortgage Fund | Non-compliant | 1,289 | 91% |
| RMAEX | American Funds Mortgage Fund | Non-compliant | 1,289 | 91% |
| RMAFX | American Funds Mortgage Fund | Non-compliant | 1,289 | 91% |
| RMAGX | American Funds Mortgage Fund | Non-compliant | 1,289 | 91% |
| RMAHX | American Funds Mortgage Fund | Non-compliant | 1,289 | 91% |
| RMATX | Multi-Asset Strategy Fund· RUSSELL INVESTMENT CO | Non-compliant | 1,272 | 73% |
| RMBBX | RMB Small Cap Fund· RMB Investors Trust | Non-compliant | 51 | 72% |
| RMBEX | American Funds Mortgage Fund | Non-compliant | 1,289 | 91% |
| RMBGX | RMB Fund· RMB Investors Trust | Non-compliant | 36 | 96% |
| RMBHX | RMB Fund· RMB Investors Trust | Non-compliant | 36 | 96% |
| RMBJX | RMB Fund· RMB Investors Trust | Non-compliant | 36 | 96% |
| RMBKX | RMB Mendon Financial Services Fund· RMB Investors Trust | Non-compliant | 49 | 91% |
| RMBLX | RMB Mendon Financial Services Fund· RMB Investors Trust | Non-compliant | 49 | 91% |
| RMBMX | RMB SMID Cap Fund· RMB Investors Trust | Non-compliant | 65 | 77% |
| RMBNX | RMB Mendon Financial Services Fund· RMB Investors Trust | Non-compliant | 49 | 91% |
| RMBQX | RMB Quality Intermediate Core Fund· RMB Investors Trust | Non-compliant | 160 | 97% |
| RMBTX | RMB International Fund· RMB Investors Trust | Non-compliant | 45 | 92% |
| RMBVX | RMB Quality Intermediate Tax-Exempt Municipal Fund· RMB Investors Trust | Non-compliant | 536 | 14% |
| RMCFX | Royce Micro-Cap Fund· ROYCE FUND | Non-compliant | 157 | 79% |
| RMDAX | Virtus Silvant Mid-Cap Growth Fund· Virtus Investment Trust | Non-compliant | 81 | 96% |
| RMDCX | Virtus Silvant Mid-Cap Growth Fund· Virtus Investment Trust | Non-compliant | 81 | 96% |
| RMDDX | American Funds U.S. Small & Mid Cap Equity Fund | Non-compliant | 196 | 87% |
| RMDEX | American Funds U.S. Small & Mid Cap Equity Fund | Non-compliant | 196 | 87% |
| RMDGX | American Funds U.S. Small & Mid Cap Equity Fund | Non-compliant | 196 | 87% |
| RMDHX | American Funds U.S. Small & Mid Cap Equity Fund | Non-compliant | 196 | 87% |
| RMDJX | American Funds U.S. Small & Mid Cap Equity Fund | Non-compliant | 196 | 87% |
| RMDKX | American Funds U.S. Small & Mid Cap Equity Fund | Non-compliant | 196 | 87% |
| RMDLX | American Funds U.S. Small & Mid Cap Equity Fund | Non-compliant | 196 | 87% |
| RMDMX | American Funds U.S. Small & Mid Cap Equity Fund | Non-compliant | 196 | 87% |
| RMDNX | American Funds Multi-Sector Income Fund | Non-compliant | 2,385 | 36% |
| RMDOX | American Funds Multi-Sector Income Fund | Non-compliant | 2,385 | 36% |
| RMDPX | American Funds Multi-Sector Income Fund | Non-compliant | 2,385 | 36% |
| RMDQX | American Funds Multi-Sector Income Fund | Non-compliant | 2,385 | 36% |
| RMDRX | American Funds Multi-Sector Income Fund | Non-compliant | 2,385 | 36% |
| RMDSX | American Funds Multi-Sector Income Fund | Non-compliant | 2,385 | 36% |
| RMDTX | American Funds Multi-Sector Income Fund | Non-compliant | 2,385 | 36% |
| RMDUX | American Funds Multi-Sector Income Fund | Non-compliant | 2,385 | 36% |
| RMDZX | Virtus Silvant Mid-Cap Growth Fund· Virtus Investment Trust | Non-compliant | 81 | 96% |
| RMEAX | Aspiriant Risk-Managed Equity Allocation Fund· Aspiriant Trust | Non-compliant | 144 | 25% |
| RMEBX | American Mutual Fund | Non-compliant | 146 | 94% |
| RMEIX | Aspiriant Risk-Managed Equity Allocation Fund· Aspiriant Trust | Non-compliant | 144 | 25% |
| RMFAX | American Mutual Fund | Non-compliant | 146 | 94% |
| RMFBX | American Mutual Fund | Non-compliant | 157 | 93% |
| RMFCX | American Mutual Fund | Non-compliant | 146 | 94% |
| RMFEX | American Mutual Fund | Non-compliant | 146 | 94% |
| RMFFX | American Mutual Fund | Non-compliant | 146 | 94% |
30,298 funds · page 145 of 303