30,394 funds screened by look-through to their filed holdings
Browse
Compliant-only counts, built from a bulk Finnhub company-profile fetch (refreshed roughly monthly), intersected with the compliance snapshot — not a live lookup per symbol.
Compliant-only counts by sector & country.
How these counts are built
Built from a bulk Finnhub company-profile fetch (refreshed roughly monthly), intersected with the compliance snapshot — not a live lookup per symbol.
- Funds screened
- 30,394
- Reached a verdict
- 18,545
- Compliant
- 286
- Could not be decided
- 11,849
Screened by look-through to each fund’s filed holdings. “Could not be decided” is not a failure — it means too little of the portfolio could be covered to state a verdict, and those funds are listed below as undecided rather than left out.
| Ticker | Fund | Verdict | Holdings | Covered |
|---|---|---|---|---|
| PMFKX | Victory Pioneer Multi-Asset Income Fund· Victory Portfolios IV | Non-compliant | 585 | 72% |
| PMFMX | MidCap S&P 400 Index Fund· Principal Funds, Inc | Non-compliant | 404 | 86% |
| PMFPX | MidCap S&P 400 Index Fund· Principal Funds, Inc | Non-compliant | 404 | 86% |
| PMFYX | Victory Pioneer Multi-Asset Income Fund· Victory Portfolios IV | Non-compliant | 585 | 72% |
| PMGJX | MidCap Growth Fund· Principal Funds, Inc | Non-compliant | 63 | 96% |
| PMIAX | Franklin Multi-Asset Income Fund· Putnam Asset Allocation Funds | Non-compliant | 2,295 | 52% |
| PMICX | Franklin Multi-Asset Income Fund· Putnam Asset Allocation Funds | Non-compliant | 2,295 | 52% |
| PMIEX | Federated Hermes International Equity Fund· Federated Hermes Adviser Series | Non-compliant | 78 | 45% |
| PMIRX | Franklin Multi-Asset Income Fund· Putnam Asset Allocation Funds | Non-compliant | 2,295 | 52% |
| PMIVX | Franklin Multi-Asset Income Fund· Putnam Asset Allocation Funds | Non-compliant | 2,295 | 52% |
| PMIYX | Franklin Multi-Asset Income Fund· Putnam Asset Allocation Funds | Non-compliant | 2,295 | 52% |
| PMJAX | PIMCO RAE US Small Fund· PIMCO Equity Series | Non-compliant | 332 | 82% |
| PMJCX | PIMCO RAE US Small Fund· PIMCO Equity Series | Non-compliant | 332 | 82% |
| PMJIX | PIMCO RAE US Small Fund· PIMCO Equity Series | Non-compliant | 332 | 82% |
| PMJL | PGIM S&P 500 Max Buffer ETF - July· PGIM Rock ETF Trust | Non-compliant | 4 | 98% |
| PMJN | PGIM S&P 500 Max Buffer ETF - June· PGIM Rock ETF Trust | Non-compliant | 7 | 98% |
| PMJPX | PIMCO RAE US Small Fund· PIMCO Equity Series | Non-compliant | 332 | 82% |
| PML | PIMCO MUNICIPAL INCOME FUND II | Non-compliant | 372 | 4% |
| PMLAX | PIMCO Municipal Bond Fund· PIMCO FUNDS | Non-compliant | 802 | 10% |
| PMLCX | PIMCO Municipal Bond Fund· PIMCO FUNDS | Non-compliant | 802 | 10% |
| PMNIX | PIMCO National Intermediate Municipal Bond Fund· PIMCO FUNDS | Non-compliant | 592 | 12% |
| PMNNX | PIMCO National Intermediate Municipal Bond Fund· PIMCO FUNDS | Non-compliant | 592 | 12% |
| PMNPX | PIMCO National Intermediate Municipal Bond Fund· PIMCO FUNDS | Non-compliant | 592 | 12% |
| PMNTX | PIMCO National Intermediate Municipal Bond Fund· PIMCO FUNDS | Non-compliant | 592 | 12% |
| PMNV | PGIM S&P 500 Max Buffer ETF - November· PGIM Rock ETF Trust | Non-compliant | 4 | 99% |
| PMPCX | Putnam Sustainable Future Fund· Putnam Investment Funds | Non-compliant | 122 | 74% |
| PMPRX | MidCap Value Fund I· Principal Funds, Inc | Non-compliant | 736 | 90% |
| PMREX | Government & High Quality Bond Fund· Principal Funds, Inc | Non-compliant | 297 | 88% |
| PMRIX | Government & High Quality Bond Fund· Principal Funds, Inc | Non-compliant | 297 | 88% |
| PMRJX | Government & High Quality Bond Fund· Principal Funds, Inc | Non-compliant | 297 | 88% |
| PMSAX | Global Multi-Strategy Fund· Principal Funds, Inc | Non-compliant | 3,163 | 46% |
| PMSIX | Core Plus Bond Fund· Principal Funds, Inc | Non-compliant | 740 | 49% |
| PMSTX | Virtus Newfleet Multi-Sector Short Term Bond Fund· Virtus Opportunities Trust | Non-compliant | 922 | 28% |
| PMTGX | PIA MBS Bond Fund· Advisors Series Trust | Non-compliant | 84 | 95% |
| PMUNX | PIMCO Municipal Bond Fund· PIMCO FUNDS | Non-compliant | 802 | 10% |
| PMUPX | PIMCO Municipal Bond Fund· PIMCO FUNDS | Non-compliant | 802 | 10% |
| PMVAX | Putnam Sustainable Future Fund· Putnam Investment Funds | Non-compliant | 122 | 74% |
| PMVBX | Putnam Sustainable Future Fund· Putnam Investment Funds | Non-compliant | 115 | 95% |
| PMVEX | PGIM Quant Solutions Mid-Cap Value Fund· Prudential Investment Portfolios, Inc. 10 | Non-compliant | 254 | 94% |
| PMVFX | PGIM Quant Solutions Mid-Cap Value Fund· Prudential Investment Portfolios, Inc. 10 | Non-compliant | 254 | 94% |
| PMVQX | PGIM Quant Solutions Mid-Cap Value Fund· Prudential Investment Portfolios, Inc. 10 | Non-compliant | 254 | 94% |
| PMVRX | Putnam Sustainable Future Fund· Putnam Investment Funds | Non-compliant | 122 | 74% |
| PMVYX | Putnam Sustainable Future Fund· Putnam Investment Funds | Non-compliant | 122 | 74% |
| PMYRX | Victory Pioneer Equity Premium Income Fund· Victory Portfolios IV | Non-compliant | 160 | 63% |
| PNAIX | T. Rowe Price All-Cap Opportunities Fund· T. Rowe Price All-Cap Opportunities Fund, Inc. | Non-compliant | 96 | 85% |
| PNARX | Spectrum Preferred and Capital Securities Income Fund· Principal Funds, Inc | Non-compliant | 349 | 78% |
| PNBAX | Virtus NFJ Large-Cap Value Fund· Virtus Investment Trust | Non-compliant | 61 | 92% |
| PNBCX | Virtus NFJ Large-Cap Value Fund· Virtus Investment Trust | Non-compliant | 61 | 92% |
| PNCBX | Putnam Income Fund | Non-compliant | 1,262 | 52% |
| PNCMX | Putnam Income Fund | Non-compliant | 1,262 | 52% |
| PNCYX | Putnam Income Fund | Non-compliant | 1,262 | 52% |
| PNEAX | Virtus NFJ Dividend Value Fund· Virtus Investment Trust | Non-compliant | 59 | 92% |
| PNECX | Virtus NFJ Dividend Value Fund· Virtus Investment Trust | Non-compliant | 59 | 92% |
| PNGAX | Putnam International Value Fund· Putnam Funds Trust | Non-compliant | 248 | 92% |
| PNIIX | Bond Market Index Fund· Principal Funds, Inc | Non-compliant | 4,305 | 88% |
| PNOBX | Putnam Sustainable Leaders Fund | Non-compliant | 114 | 95% |
| PNOCX | Putnam Sustainable Leaders Fund | Non-compliant | 114 | 95% |
| PNOPX | Putnam Sustainable Leaders Fund | Non-compliant | 114 | 95% |
| PNORX | Putnam Sustainable Leaders Fund | Non-compliant | 114 | 95% |
| PNOYX | Putnam Sustainable Leaders Fund | Non-compliant | 114 | 95% |
| PNQI | Invesco NASDAQ Internet ETF· Invesco Exchange-Traded Fund Trust | Non-compliant | 80 | 95% |
| PNRAX | Putnam U.S. Research Fund· Putnam Investment Funds | Non-compliant | 198 | 97% |
| PNRCX | PGIM Jennison Natural Resources Fund· Prudential Jennison Natural Resources Fund, Inc. | Non-compliant | 59 | 93% |
| PNRZX | PGIM Jennison Natural Resources Fund· Prudential Jennison Natural Resources Fund, Inc. | Non-compliant | 59 | 93% |
| PNSAX | Putnam Small Cap Growth Fund· Putnam Funds Trust | Non-compliant | 110 | 76% |
| PNSBX | Putnam Small Cap Growth Fund· Putnam Funds Trust | Non-compliant | 110 | 78% |
| PNSIX | T. Rowe Price New Asia Fund· T. ROWE PRICE INTERNATIONAL FUNDS, INC. | Non-compliant | 74 | 69% |
| PNVAX | Putnam International Small Cap Fund· Putnam Investment Funds | Non-compliant | 238 | 83% |
| PNYAX | PIMCO New York Municipal Bond Fund· PIMCO FUNDS | Non-compliant | 282 | 8% |
| PNYIX | PIMCO New York Municipal Bond Fund· PIMCO FUNDS | Non-compliant | 282 | 8% |
| PNYNX | PIMCO New York Municipal Bond Fund· PIMCO FUNDS | Non-compliant | 282 | 8% |
| PNYPX | PIMCO New York Municipal Bond Fund· PIMCO FUNDS | Non-compliant | 282 | 8% |
| PNZAX | T. Rowe Price All-Cap Opportunities Fund· T. Rowe Price All-Cap Opportunities Fund, Inc. | Non-compliant | 96 | 85% |
| POAGX | PRIMECAP Odyssey Aggressive Growth Fund· PRIMECAP Odyssey Funds | Non-compliant | 181 | 95% |
| POGAX | Putnam Large Cap Growth Fund· Putnam Investment Funds | Non-compliant | 58 | 99% |
| POGBX | Putnam Large Cap Growth Fund· Putnam Investment Funds | Non-compliant | 58 | 99% |
| POGCX | Putnam Large Cap Growth Fund· Putnam Investment Funds | Non-compliant | 58 | 99% |
| POGRX | PRIMECAP Odyssey Growth Fund· PRIMECAP Odyssey Funds | Non-compliant | 180 | 96% |
| POGSX | PIN OAK EQUITY FUND· Oak Associates Funds | Non-compliant | 29 | 99% |
| POICX | Virtus Tactical Allocation Fund· Virtus Equity Trust | Non-compliant | 376 | 74% |
| POIIX | Polen International Growth Fund· FundVantage Trust | Non-compliant | 30 | 96% |
| POIRX | Polen International Growth Fund· FundVantage Trust | Non-compliant | 30 | 96% |
| POLCX | Polar Capital Emerging Markets Ex-China Stars Fund· Datum One Series Trust | Non-compliant | 51 | 85% |
| POLEX | Polar Capital Emerging Market Stars Fund· Datum One Series Trust | Non-compliant | 60 | 85% |
| POLIX | Polen Growth Fund· FundVantage Trust | Non-compliant | 28 | 99% |
| POLRX | Polen Growth Fund· FundVantage Trust | Non-compliant | 28 | 99% |
| POMIX | T. Rowe Price Total Equity Market Index Fund· T. ROWE PRICE INDEX TRUST, INC. | Non-compliant | 1,144 | 93% |
| PONAX | PIMCO Income Fund· PIMCO FUNDS | Non-compliant | 10,998 | 48% |
| PONCX | PIMCO Income Fund· PIMCO FUNDS | Non-compliant | 10,998 | 48% |
| PONDX | PIMCO Income Fund· PIMCO FUNDS | Non-compliant | 10,998 | 48% |
| PONPX | PIMCO Income Fund· PIMCO FUNDS | Non-compliant | 10,998 | 48% |
| PONRX | PIMCO Income Fund· PIMCO FUNDS | Non-compliant | 10,998 | 48% |
| POPFX | Prospector Opportunity Fund· Managed Portfolio Series | Non-compliant | 66 | 83% |
| PORIX | Trillium ESG Global Equity Fund· Perpetual Americas Funds Trust | Non-compliant | 86 | 96% |
| PORTX | Trillium ESG Global Equity Fund· Perpetual Americas Funds Trust | Non-compliant | 86 | 96% |
| POSAX | Global Real Estate Securities Fund· Principal Funds, Inc | Non-compliant | 73 | 94% |
| POSIX | Global Real Estate Securities Fund· Principal Funds, Inc | Non-compliant | 73 | 94% |
| POSKX | PRIMECAP Odyssey Stock Fund· PRIMECAP Odyssey Funds | Non-compliant | 149 | 94% |
| POVBX | Putnam International Equity Fund | Non-compliant | 251 | 95% |
| POVSX | Putnam International Equity Fund | Non-compliant | 251 | 95% |
30,394 funds · page 132 of 304