30,382 funds screened by look-through to their filed holdings
Browse
Compliant-only counts, built from a bulk Finnhub company-profile fetch (refreshed roughly monthly), intersected with the compliance snapshot — not a live lookup per symbol.
Compliant-only counts by sector & country.
How these counts are built
Built from a bulk Finnhub company-profile fetch (refreshed roughly monthly), intersected with the compliance snapshot — not a live lookup per symbol.
- Funds screened
- 30,382
- Reached a verdict
- 18,539
- Compliant
- 284
- Could not be decided
- 11,843
Screened by look-through to each fund’s filed holdings. “Could not be decided” is not a failure — it means too little of the portfolio could be covered to state a verdict, and those funds are listed below as undecided rather than left out.
| Ticker | Fund | Verdict | Holdings | Covered |
|---|---|---|---|---|
| PJOQX | PGIM Jennison Focused Value Fund· Prudential Investment Portfolios, Inc. | Non-compliant | 36 | 93% |
| PJORX | PGIM Jennison Focused Value Fund· Prudential Investment Portfolios, Inc. | Non-compliant | 36 | 93% |
| PJP | Invesco Pharmaceuticals ETF· Invesco Exchange-Traded Fund Trust | Non-compliant | 33 | 81% |
| PJRAX | PGIM Quant Solutions International Equity Fund· Prudential World Fund, Inc. | Non-compliant | 371 | 88% |
| PJRCX | PGIM Quant Solutions International Equity Fund· Prudential World Fund, Inc. | Non-compliant | 371 | 88% |
| PJRQX | PGIM Quant Solutions International Equity Fund· Prudential World Fund, Inc. | Non-compliant | 371 | 88% |
| PJSQX | PGIM Jennison Small Company Fund· Prudential Jennison Small Co Fund, Inc. | Non-compliant | 124 | 80% |
| PJUS | PGIM Jennison U.S. Core Equity ETF· PGIM ETF Trust | Non-compliant | 92 | 96% |
| PJVQX | PGIM Jennison Value Fund· Prudential Investment Portfolios 7 | Non-compliant | 64 | 92% |
| PKAAX | PIMCO RAE US Fund· PIMCO Equity Series | Non-compliant | 141 | 95% |
| PKACX | PIMCO RAE US Fund· PIMCO Equity Series | Non-compliant | 141 | 95% |
| PKAIX | PIMCO RAE US Fund· PIMCO Equity Series | Non-compliant | 141 | 95% |
| PKAPX | PIMCO RAE US Fund· PIMCO Equity Series | Non-compliant | 141 | 95% |
| PKB | Invesco Building & Construction ETF· Invesco Exchange-Traded Fund Trust | Non-compliant | 32 | 81% |
| PKBIX | Payden Managed Income Fund· PAYDEN & RYGEL INVESTMENT GROUP | Non-compliant | 342 | 18% |
| PKCBX | Payden Managed Income Fund· PAYDEN & RYGEL INVESTMENT GROUP | Non-compliant | 342 | 18% |
| PKCIX | Payden Managed Income Fund· PAYDEN & RYGEL INVESTMENT GROUP | Non-compliant | 342 | 18% |
| PKCRX | Payden Managed Income Fund· PAYDEN & RYGEL INVESTMENT GROUP | Non-compliant | 342 | 18% |
| PKSAX | Virtus KAR Small-Cap Core Fund· Virtus Equity Trust | Non-compliant | 27 | 94% |
| PKSCX | Virtus KAR Small-Cap Core Fund· Virtus Equity Trust | Non-compliant | 27 | 94% |
| PKSFX | Virtus KAR Small-Cap Core Fund· Virtus Equity Trust | Non-compliant | 27 | 94% |
| PKW | Invesco BuyBack AchieversTM ETF· Invesco Exchange-Traded Fund Trust | Non-compliant | 227 | 89% |
| PLAAX | PACE Large Co Growth Equity Investments· PACE SELECT ADVISORS TRUST | Non-compliant | 104 | 85% |
| PLABX | Plumb Balanced Fund· Wisconsin Capital Fund Inc | Non-compliant | 59 | 81% |
| PLADX | Aristotle Short Duration Income Fund· Aristotle Fund Series Trust | Non-compliant | 328 | 40% |
| PLAEX | Plumb Equity Fund· Wisconsin Capital Fund Inc | Non-compliant | 30 | 97% |
| PLAHX | Aristotle High Yield Bond Fund· Aristotle Fund Series Trust | Non-compliant | 218 | 15% |
| PLARX | SmallCap Value Fund II· Principal Funds, Inc | Non-compliant | 1,537 | 80% |
| PLATX | PACE Large Co Growth Equity Investments· PACE SELECT ADVISORS TRUST | Non-compliant | 104 | 85% |
| PLAYX | PACE Large Co Growth Equity Investments· PACE SELECT ADVISORS TRUST | Non-compliant | 104 | 85% |
| PLBBX | Plumb Balanced Fund· Wisconsin Capital Fund Inc | Non-compliant | 59 | 81% |
| PLBEX | Plumb Equity Fund· Wisconsin Capital Fund Inc | Non-compliant | 30 | 97% |
| PLCGX | LargeCap Growth Fund I· Principal Funds, Inc | Non-compliant | 220 | 95% |
| PLCHX | Aristotle High Yield Bond Fund· Aristotle Fund Series Trust | Non-compliant | 218 | 15% |
| PLCIX | VOYA LARGE-CAP GROWTH FUND· Voya Equity Trust | Non-compliant | 63 | 93% |
| PLCNX | Aristotle Strategic Income Fund· Aristotle Fund Series Trust | Non-compliant | 476 | 34% |
| PLCSX | Aristotle Short Duration Income Fund· Aristotle Fund Series Trust | Non-compliant | 328 | 40% |
| PLDCX | PIMCO Low Duration Income Fund· PIMCO FUNDS | Non-compliant | 2,999 | 50% |
| PLDHX | Aristotle Short Duration Income Fund· Aristotle Fund Series Trust | Non-compliant | 328 | 40% |
| PLDIX | PIMCO Low Duration ESG Fund· PIMCO FUNDS | Non-compliant | 565 | 36% |
| PLDSX | Aristotle Short Duration Income Fund· Aristotle Fund Series Trust | Non-compliant | 328 | 40% |
| PLEBX | Aristotle Core Bond Fund· Aristotle Fund Series Trust | Non-compliant | 352 | 66% |
| PLEDX | Aristotle Core Bond Fund· Aristotle Fund Series Trust | Non-compliant | 352 | 66% |
| PLEHX | Aristotle Core Bond Fund· Aristotle Fund Series Trust | Non-compliant | 352 | 66% |
| PLFIX | LargeCap S&P 500 Index Fund· Principal Funds, Inc | Non-compliant | 506 | 98% |
| PLFMX | LargeCap S&P 500 Index Fund· Principal Funds, Inc | Non-compliant | 506 | 98% |
| PLFPX | LargeCap S&P 500 Index Fund· Principal Funds, Inc | Non-compliant | 506 | 98% |
| PLGAX | LargeCap Growth Fund I· Principal Funds, Inc | Non-compliant | 220 | 95% |
| PLGI | PL Growth and Income ETF· Collaborative Investment Series Trust | Non-compliant | 156 | 73% |
| PLGIX | LargeCap Growth Fund I· Principal Funds, Inc | Non-compliant | 220 | 95% |
| PLGJX | LargeCap Growth Fund I· Principal Funds, Inc | Non-compliant | 220 | 95% |
| PLHIX | Aristotle High Yield Bond Fund· Aristotle Fund Series Trust | Non-compliant | 218 | 15% |
| PLHYX | Aristotle High Yield Bond Fund· Aristotle Fund Series Trust | Non-compliant | 218 | 15% |
| PLIAX | Aristotle Core Income Fund· Aristotle Fund Series Trust | Non-compliant | 483 | 53% |
| PLIBX | Plumb Balanced Fund· Wisconsin Capital Fund Inc | Non-compliant | 59 | 81% |
| PLIDX | Aristotle Core Income Fund· Aristotle Fund Series Trust | Non-compliant | 483 | 53% |
| PLIEX | Plumb Equity Fund· Wisconsin Capital Fund Inc | Non-compliant | 30 | 97% |
| PLIHX | Aristotle Core Income Fund· Aristotle Fund Series Trust | Non-compliant | 483 | 53% |
| PLIIX | Aristotle Core Income Fund· Aristotle Fund Series Trust | Non-compliant | 483 | 53% |
| PLLAX | SmallCap Fund· Principal Funds, Inc | Non-compliant | 109 | 79% |
| PLNCX | Aristotle Core Income Fund· Aristotle Fund Series Trust | Non-compliant | 483 | 53% |
| PLSAX | LargeCap S&P 500 Index Fund· Principal Funds, Inc | Non-compliant | 506 | 98% |
| PLSDX | Aristotle Short Duration Income Fund· Aristotle Fund Series Trust | Non-compliant | 328 | 40% |
| PLSFX | Aristotle Strategic Income Fund· Aristotle Fund Series Trust | Non-compliant | 476 | 34% |
| PLSHX | Aristotle Strategic Income Fund· Aristotle Fund Series Trust | Non-compliant | 476 | 34% |
| PLSRX | Aristotle Strategic Income Fund· Aristotle Fund Series Trust | Non-compliant | 476 | 34% |
| PLSTX | Aristotle Strategic Income Fund· Aristotle Fund Series Trust | Non-compliant | 476 | 34% |
| PLTZ | Defiance Daily Target 2x Short Pltr ETF· Tidal Trust II | Non-compliant | 7 | 15% |
| PLUAX | Aristotle Ultra Short Income Fund· Aristotle Fund Series Trust | Non-compliant | 170 | 39% |
| PLUDX | Aristotle Ultra Short Income Fund· Aristotle Fund Series Trust | Non-compliant | 170 | 39% |
| PLUHX | Aristotle Ultra Short Income Fund· Aristotle Fund Series Trust | Non-compliant | 170 | 39% |
| PLUIX | Aristotle Ultra Short Income Fund· Aristotle Fund Series Trust | Non-compliant | 170 | 39% |
| PLUPX | PIMCO Low Duration ESG Fund· PIMCO FUNDS | Non-compliant | 565 | 36% |
| PLVIX | LargeCap Value Fund III· Principal Funds, Inc | Non-compliant | 280 | 93% |
| PLVJX | LargeCap Value Fund III· Principal Funds, Inc | Non-compliant | 280 | 93% |
| PLVTX | PACE Large Co Value Equity Investments· PACE SELECT ADVISORS TRUST | Non-compliant | 120 | 87% |
| PLVYX | PACE Large Co Value Equity Investments· PACE SELECT ADVISORS TRUST | Non-compliant | 120 | 87% |
| PLYY | GraniteShares YieldBOOST PLTR ETF· GraniteShares ETF Trust | Non-compliant | 6 | 100% |
| PMACX | Victory Pioneer Multi-Asset Income Fund· Victory Portfolios IV | Non-compliant | 585 | 72% |
| PMAIX | Victory Pioneer Multi-Asset Income Fund· Victory Portfolios IV | Non-compliant | 585 | 72% |
| PMAPX | MidCap S&P 400 Index Fund· Principal Funds, Inc | Non-compliant | 404 | 86% |
| PMAQX | MidCap Fund· Principal Funds, Inc | Non-compliant | 73 | 90% |
| PMARX | Victory Pioneer Equity Premium Income Fund· Victory Portfolios IV | Non-compliant | 160 | 63% |
| PMBCX | MidCap Fund· Principal Funds, Inc | Non-compliant | 73 | 90% |
| PMBJX | MidCap Fund· Principal Funds, Inc | Non-compliant | 73 | 90% |
| PMBMX | MidCap Fund· Principal Funds, Inc | Non-compliant | 73 | 90% |
| PMBPX | MidCap Fund· Principal Funds, Inc | Non-compliant | 73 | 90% |
| PMCKX | Victory Pioneer Mid Cap Value Fund· Victory Portfolios IV | Non-compliant | 66 | 94% |
| PMDAX | Small-MidCap Dividend Income Fund· Principal Funds, Inc | Non-compliant | 81 | 92% |
| PMDDX | Small-MidCap Dividend Income Fund· Principal Funds, Inc | Non-compliant | 81 | 92% |
| PMDHX | Small-MidCap Dividend Income Fund· Principal Funds, Inc | Non-compliant | 81 | 92% |
| PMDIX | Small-MidCap Dividend Income Fund· Principal Funds, Inc | Non-compliant | 81 | 92% |
| PMEFX | Penn Mutual AM 1847 Income Fund· ADVISORS' INNER CIRCLE III | Non-compliant | 89 | 75% |
| PMEGX | T. Rowe Price Institutional Mid-Cap Equity Growth Fund· T. Rowe Price Equity Funds, Inc. | Non-compliant | 132 | 88% |
| PMFKX | Victory Pioneer Multi-Asset Income Fund· Victory Portfolios IV | Non-compliant | 585 | 72% |
| PMFMX | MidCap S&P 400 Index Fund· Principal Funds, Inc | Non-compliant | 404 | 86% |
| PMFPX | MidCap S&P 400 Index Fund· Principal Funds, Inc | Non-compliant | 404 | 86% |
| PMFYX | Victory Pioneer Multi-Asset Income Fund· Victory Portfolios IV | Non-compliant | 585 | 72% |
| PMGJX | MidCap Growth Fund· Principal Funds, Inc | Non-compliant | 63 | 96% |
| PMIAX | Franklin Multi-Asset Income Fund· Putnam Asset Allocation Funds | Non-compliant | 2,295 | 52% |
30,382 funds · page 131 of 304