30,381 funds screened by look-through to their filed holdings
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Compliant-only counts, built from a bulk Finnhub company-profile fetch (refreshed roughly monthly), intersected with the compliance snapshot — not a live lookup per symbol.
Compliant-only counts by sector & country.
How these counts are built
Built from a bulk Finnhub company-profile fetch (refreshed roughly monthly), intersected with the compliance snapshot — not a live lookup per symbol.
- Funds screened
- 30,381
- Reached a verdict
- 18,524
- Compliant
- 277
- Could not be decided
- 11,857
Screened by look-through to each fund’s filed holdings. “Could not be decided” is not a failure — it means too little of the portfolio could be covered to state a verdict, and those funds are listed below as undecided rather than left out.
| Ticker | Fund | Verdict | Holdings | Covered |
|---|---|---|---|---|
| PIFZX | PGIM Short-Term Corporate Bond Fund· Prudential Short-Term Corporate Bond Fund, Inc. | Non-compliant | 651 | 56% |
| PIGCX | Putnam International Equity Fund | Non-compliant | 251 | 95% |
| PIGDX | Federated Hermes International Growth Fund· Federated Hermes Adviser Series | Non-compliant | 86 | 87% |
| PIGFX | Victory Pioneer Fundamental Growth Fund· Victory Portfolios IV | Non-compliant | 35 | 98% |
| PIGRX | Putnam International Value Fund· Putnam Funds Trust | Non-compliant | 248 | 92% |
| PIIDX | International Equity Fund· Principal Funds, Inc | Non-compliant | 49 | 97% |
| PIIFX | Victory Pioneer International Equity Fund· Victory Portfolios IV | Non-compliant | 67 | 89% |
| PIIIX | Diversified International Fund· Principal Funds, Inc | Non-compliant | 103 | 97% |
| PIIJX | Diversified International Fund· Principal Funds, Inc | Non-compliant | 103 | 97% |
| PIIMX | Global Emerging Markets Fund· Principal Funds, Inc | Non-compliant | 73 | 88% |
| PIINCAM | PIMCO Income Portfolio· PIMCO VARIABLE INSURANCE TRUST | Non-compliant | 1,494 | 47% |
| PIINCAV | PIMCO Income Portfolio· PIMCO VARIABLE INSURANCE TRUST | Non-compliant | 1,494 | 47% |
| PIINCIS | PIMCO Income Portfolio· PIMCO VARIABLE INSURANCE TRUST | Non-compliant | 1,494 | 47% |
| PIINX | PIMCO Income Fund· PIMCO FUNDS | Non-compliant | 10,998 | 48% |
| PIIOX | International Equity Index Fund· Principal Funds, Inc | Non-compliant | 676 | 97% |
| PIIQX | International Equity Index Fund· Principal Funds, Inc | Non-compliant | 695 | 95% |
| PIIRX | Putnam International Value Fund· Putnam Funds Trust | Non-compliant | 248 | 92% |
| PILL | Direxion Daily Pharmaceutical & Medical Bull 3X Shares· Direxion Shares ETF Trust | Non-compliant | 73 | 32% |
| PIM | Putnam Master Intermediate Income Trust | Non-compliant | 869 | 48% |
| PIMGMVA | PIMCO Balanced Allocation Portfolio· PIMCO VARIABLE INSURANCE TRUST | Non-compliant | 137 | 22% |
| PIMIX | PIMCO Income Fund· PIMCO FUNDS | Non-compliant | 10,998 | 48% |
| PIMSX | Virtus Newfleet Multi-Sector Short Term Bond Fund· Virtus Opportunities Trust | Non-compliant | 922 | 28% |
| PINCX | Putnam Income Fund | Non-compliant | 1,262 | 52% |
| PINDX | Victory Pioneer Disciplined Growth Fund· Victory Portfolios IV | Non-compliant | 48 | 100% |
| PINIX | International Equity Fund· Principal Funds, Inc | Non-compliant | 49 | 97% |
| PINK | Simplify Health Care ETF· Simplify Exchange Traded Funds | Non-compliant | 54 | 94% |
| PINPX | Diversified International Fund· Principal Funds, Inc | Non-compliant | 103 | 97% |
| PINRX | Diversified International Fund· Principal Funds, Inc | Non-compliant | 103 | 97% |
| PINTX | Overseas Fund· Principal Funds, Inc | Non-compliant | 471 | 94% |
| PINZX | Overseas Fund· Principal Funds, Inc | Non-compliant | 471 | 95% |
| PIO | Invesco Global Water ETF· Invesco Exchange-Traded Fund Trust II | Non-compliant | 43 | 79% |
| PIOBX | Victory Pioneer Bond Fund· Victory Portfolios IV | Non-compliant | 1,911 | 65% |
| PIODX | Victory Pioneer Fund· Victory Portfolios IV | Non-compliant | 45 | 99% |
| PIOIX | Core Fixed Income Fund· Principal Funds, Inc | Non-compliant | 462 | 68% |
| PIOJX | Core Fixed Income Fund· Principal Funds, Inc | Non-compliant | 462 | 68% |
| PIOKX | Victory Pioneer Fund· Victory Portfolios IV | Non-compliant | 45 | 99% |
| PIOOX | Core Fixed Income Fund· Principal Funds, Inc | Non-compliant | 462 | 68% |
| PIOQX | Core Fixed Income Fund· Principal Funds, Inc | Non-compliant | 462 | 68% |
| PIORX | Victory Pioneer Fund· Victory Portfolios IV | Non-compliant | 45 | 99% |
| PIOTX | Victory Pioneer Core Equity Fund· Victory Portfolios IV | Non-compliant | 70 | 97% |
| PIPIX | Inflation Protection Fund· Principal Funds, Inc | Non-compliant | 52 | 100% |
| PIPJX | Inflation Protection Fund· Principal Funds, Inc | Non-compliant | 52 | 100% |
| PIPNX | PIMCO Income Fund· PIMCO FUNDS | Non-compliant | 10,998 | 48% |
| PIREX | Real Estate Securities Fund· Principal Funds, Inc | Non-compliant | 44 | 93% |
| PISDX | Columbia Pyrford International Stock Fund· Columbia Funds Series Trust II | Non-compliant | 80 | 92% |
| PISHX | Preferred Securities and Income SMA Shares· Cohen & Steers Preferred Securities & Income SMA Shares, Inc. | Non-compliant | 260 | 76% |
| PISJX | Columbia Pyrford International Stock Fund· Columbia Funds Series Trust II | Non-compliant | 80 | 92% |
| PISLX | Columbia Pyrford International Stock Fund· Columbia Funds Series Trust II | Non-compliant | 80 | 93% |
| PISMX | International Small Company Fund· Principal Funds, Inc | Non-compliant | 108 | 90% |
| PISOX | Columbia Pyrford International Stock Fund· Columbia Funds Series Trust II | Non-compliant | 80 | 92% |
| PISQX | Columbia Pyrford International Stock Fund· Columbia Funds Series Trust II | Non-compliant | 80 | 92% |
| PIUCX | Federated Hermes International Equity Fund· Federated Hermes Adviser Series | Non-compliant | 78 | 45% |
| PIUIX | Federated Hermes International Equity Fund· Federated Hermes Adviser Series | Non-compliant | 76 | 48% |
| PIVYX | Putnam International Small Cap Fund· Putnam Investment Funds | Non-compliant | 238 | 83% |
| PIZ | Invesco Dorsey Wright Developed Markets Momentum ETF· Invesco Exchange-Traded Fund Trust II | Non-compliant | 102 | 88% |
| PJARX | SmallCap Value Fund II· Principal Funds, Inc | Non-compliant | 1,537 | 80% |
| PJDAX | PGIM Jennison Rising Dividend Fund· Prudential Investment Portfolios 5 | Non-compliant | 62 | 93% |
| PJDCX | PGIM Jennison Rising Dividend Fund· Prudential Investment Portfolios 5 | Non-compliant | 62 | 93% |
| PJDQX | PGIM Jennison Rising Dividend Fund· Prudential Investment Portfolios 5 | Non-compliant | 62 | 93% |
| PJDZX | PGIM Jennison Rising Dividend Fund· Prudential Investment Portfolios 5 | Non-compliant | 62 | 93% |
| PJEAX | PGIM US Real Estate Fund· Prudential Investment Portfolios 12 | Non-compliant | 34 | 79% |
| PJECX | PGIM US Real Estate Fund· Prudential Investment Portfolios 12 | Non-compliant | 34 | 79% |
| PJEQX | PGIM US Real Estate Fund· Prudential Investment Portfolios 12 | Non-compliant | 34 | 79% |
| PJERX | PGIM Jennison Global Equity Income Fund· Prudential Investment Portfolios, Inc. 10 | Non-compliant | 48 | 91% |
| PJEZX | PGIM US Real Estate Fund· Prudential Investment Portfolios 12 | Non-compliant | 34 | 79% |
| PJFAX | PGIM Jennison Growth Fund· Prudential Investment Portfolios, Inc. | Non-compliant | 49 | 95% |
| PJFCX | PGIM Jennison Growth Fund· Prudential Investment Portfolios, Inc. | Non-compliant | 49 | 95% |
| PJFG | PGIM Jennison Focused Growth ETF· PGIM ETF Trust | Non-compliant | 35 | 99% |
| PJFM | PGIM Jennison Focused Mid-Cap ETF· PGIM ETF Trust | Non-compliant | 45 | 94% |
| PJFOX | PGIM Jennison Growth Fund· Prudential Investment Portfolios, Inc. | Non-compliant | 49 | 95% |
| PJFPX | PGIM Jennison Growth Fund· Prudential Investment Portfolios, Inc. | Non-compliant | 49 | 95% |
| PJFQX | PGIM Jennison Growth Fund· Prudential Investment Portfolios, Inc. | Non-compliant | 49 | 95% |
| PJFV | PGIM Jennison Focused Value ETF· PGIM ETF Trust | Non-compliant | 36 | 93% |
| PJFZX | PGIM Jennison Growth Fund· Prudential Investment Portfolios, Inc. | Non-compliant | 49 | 95% |
| PJGCX | PGIM Jennison Focused Value Fund· Prudential Investment Portfolios, Inc. | Non-compliant | 36 | 93% |
| PJGQX | PGIM Jennison Mid-Cap Growth Fund· Prudential Jennison Mid-Cap Growth Fund, Inc. | Non-compliant | 67 | 80% |
| PJGRX | PGIM Jennison Growth Fund· Prudential Investment Portfolios, Inc. | Non-compliant | 49 | 95% |
| PJGZX | PGIM Jennison Focused Value Fund· Prudential Investment Portfolios, Inc. | Non-compliant | 36 | 93% |
| PJHRX | PGIM Jennison Health Sciences Fund· Prudential Sector Funds, Inc. | Non-compliant | 55 | 67% |
| PJIAX | PGIM Jennison Focused Value Fund· Prudential Investment Portfolios, Inc. | Non-compliant | 36 | 93% |
| PJIO | PGIM Jennison International Opportunities ETF· PGIM ETF Trust | Non-compliant | 35 | 86% |
| PJIQX | PGIM Jennison Global Equity Income Fund· Prudential Investment Portfolios, Inc. 10 | Non-compliant | 48 | 91% |
| PJIZX | PGIM Quant Solutions International Equity Fund· Prudential World Fund, Inc. | Non-compliant | 371 | 88% |
| PJNQX | PGIM Jennison Natural Resources Fund· Prudential Jennison Natural Resources Fund, Inc. | Non-compliant | 59 | 93% |
| PJOQX | PGIM Jennison Focused Value Fund· Prudential Investment Portfolios, Inc. | Non-compliant | 36 | 93% |
| PJORX | PGIM Jennison Focused Value Fund· Prudential Investment Portfolios, Inc. | Non-compliant | 36 | 93% |
| PJP | Invesco Pharmaceuticals ETF· Invesco Exchange-Traded Fund Trust | Non-compliant | 33 | 81% |
| PJRAX | PGIM Quant Solutions International Equity Fund· Prudential World Fund, Inc. | Non-compliant | 371 | 88% |
| PJRCX | PGIM Quant Solutions International Equity Fund· Prudential World Fund, Inc. | Non-compliant | 371 | 88% |
| PJRQX | PGIM Quant Solutions International Equity Fund· Prudential World Fund, Inc. | Non-compliant | 371 | 88% |
| PJSQX | PGIM Jennison Small Company Fund· Prudential Jennison Small Co Fund, Inc. | Non-compliant | 124 | 80% |
| PJUS | PGIM Jennison U.S. Core Equity ETF· PGIM ETF Trust | Non-compliant | 92 | 96% |
| PJVQX | PGIM Jennison Value Fund· Prudential Investment Portfolios 7 | Non-compliant | 66 | 93% |
| PKAAX | PIMCO RAE US Fund· PIMCO Equity Series | Non-compliant | 141 | 95% |
| PKACX | PIMCO RAE US Fund· PIMCO Equity Series | Non-compliant | 141 | 95% |
| PKAIX | PIMCO RAE US Fund· PIMCO Equity Series | Non-compliant | 141 | 95% |
| PKAPX | PIMCO RAE US Fund· PIMCO Equity Series | Non-compliant | 141 | 95% |
| PKB | Invesco Building & Construction ETF· Invesco Exchange-Traded Fund Trust | Non-compliant | 32 | 81% |
| PKBIX | Payden Managed Income Fund· PAYDEN & RYGEL INVESTMENT GROUP | Non-compliant | 342 | 18% |
| PKCBX | Payden Managed Income Fund· PAYDEN & RYGEL INVESTMENT GROUP | Non-compliant | 342 | 18% |
30,381 funds · page 130 of 304