30,354 funds screened by look-through to their filed holdings
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Compliant-only counts, built from a bulk Finnhub company-profile fetch (refreshed roughly monthly), intersected with the compliance snapshot — not a live lookup per symbol.
Compliant-only counts by sector & country.
How these counts are built
Built from a bulk Finnhub company-profile fetch (refreshed roughly monthly), intersected with the compliance snapshot — not a live lookup per symbol.
- Funds screened
- 30,354
- Reached a verdict
- 18,556
- Compliant
- 278
- Could not be decided
- 11,798
Screened by look-through to each fund’s filed holdings. “Could not be decided” is not a failure — it means too little of the portfolio could be covered to state a verdict, and those funds are listed below as undecided rather than left out.
| Ticker | Fund | Verdict | Holdings | Covered |
|---|---|---|---|---|
| PGJAX | PGIM Jennison Global Infrastructure Fund· Prudential World Fund, Inc. | Non-compliant | 58 | 91% |
| PGJCX | PGIM Jennison Global Infrastructure Fund· Prudential World Fund, Inc. | Non-compliant | 58 | 91% |
| PGJQX | PGIM Jennison Global Infrastructure Fund· Prudential World Fund, Inc. | Non-compliant | 58 | 91% |
| PGJZX | PGIM Jennison Global Infrastructure Fund· Prudential World Fund, Inc. | Non-compliant | 58 | 91% |
| PGKAX | PGIM Jennison Technology Fund· Prudential Investment Portfolios 12 | Non-compliant | 45 | 92% |
| PGKCX | PGIM Jennison Technology Fund· Prudential Investment Portfolios 12 | Non-compliant | 45 | 92% |
| PGKRX | PGIM Jennison Technology Fund· Prudential Investment Portfolios 12 | Non-compliant | 45 | 92% |
| PGKZX | PGIM Jennison Technology Fund· Prudential Investment Portfolios 12 | Non-compliant | 45 | 92% |
| PGLBX | Putnam Global Income Trust | Non-compliant | 960 | 38% |
| PGLOX | T. Rowe Price Global Consumer Fund· T. ROWE PRICE INTERNATIONAL FUNDS, INC. | Non-compliant | 54 | 85% |
| PGLRX | Putnam Focused International Equity Fund | Non-compliant | 45 | 96% |
| PGLSX | Global Multi-Strategy Fund· Principal Funds, Inc | Non-compliant | 2,930 | 45% |
| PGMSX | T. Rowe Price Global Multi-Sector Bond Fund, Inc.· T. ROWE PRICE GLOBAL MULTI-SECTOR BOND FUND, INC. | Non-compliant | 621 | 18% |
| PGNAX | PGIM Jennison Natural Resources Fund· Prudential Jennison Natural Resources Fund, Inc. | Non-compliant | 59 | 93% |
| PGNBX | Putnam International Value Fund· Putnam Funds Trust | Non-compliant | 248 | 92% |
| PGOAX | PGIM Jennison Small Company Fund· Prudential Jennison Small Co Fund, Inc. | Non-compliant | 124 | 80% |
| PGOFX | Victory Pioneer Select Mid Cap Growth Fund· Victory Portfolios IV | Non-compliant | 82 | 92% |
| PGORX | Putnam Large Cap Growth Fund· Putnam Investment Funds | Non-compliant | 58 | 99% |
| PGOYX | Putnam Large Cap Growth Fund· Putnam Investment Funds | Non-compliant | 58 | 99% |
| PGPCX | George Putnam Balanced Fund | Non-compliant | 819 | 89% |
| PGPRX | George Putnam Balanced Fund | Non-compliant | 819 | 89% |
| PGRCX | BNY Mellon Worldwide Growth Fund, Inc. | Non-compliant | 46 | 96% |
| PGRKX | Global Real Estate Securities Fund· Principal Funds, Inc | Non-compliant | 73 | 94% |
| PGRNX | Impax Global Environmental Markets Fund· IMPAX FUNDS SERIES TRUST I | Non-compliant | 47 | 99% |
| PGROX | BNY Mellon Worldwide Growth Fund, Inc. | Non-compliant | 46 | 96% |
| PGRQX | PGIM Global Real Estate Fund· Prudential Investment Portfolios 12 | Non-compliant | 82 | 84% |
| PGRSX | Global Real Estate Securities Fund· Principal Funds, Inc | Non-compliant | 73 | 94% |
| PGRTX | SmallCap Growth Fund I· Principal Funds, Inc | Non-compliant | 1,220 | 78% |
| PGRUX | Global Real Estate Securities Fund· Principal Funds, Inc | Non-compliant | 73 | 94% |
| PGSBX | Putnam Mortgage Securities Fund | Non-compliant | 478 | 79% |
| PGSGX | JPMorgan Small Cap Growth Fund· JPMorgan Trust II | Non-compliant | 145 | 73% |
| PGSIX | Putnam Mortgage Securities Fund | Non-compliant | 478 | 79% |
| PGSLX | Global Listed Infrastructure Fund· Principal Funds, Inc | Non-compliant | 44 | 93% |
| PGSYX | Victory Pioneer Global Equity Fund· Victory Portfolios IV | Non-compliant | 83 | 94% |
| PGUAX | Virtus Duff & Phelps Global Infrastructure Fund· Virtus Opportunities Trust | Non-compliant | 54 | 91% |
| PGUCX | Virtus Duff & Phelps Global Infrastructure Fund· Virtus Opportunities Trust | Non-compliant | 54 | 91% |
| PGVAX | PGIM Government Income Fund· Prudential Investment Portfolios, Inc. 14 | Non-compliant | 344 | 92% |
| PGVCX | Putnam Mortgage Securities Fund | Non-compliant | 478 | 79% |
| PGVFX | POLARIS GLOBAL VALUE FUND· FORUM FUNDS | Non-compliant | 88 | 91% |
| PGVRX | Putnam Mortgage Securities Fund | Non-compliant | 478 | 79% |
| PGVZX | PGIM Government Income Fund· Prudential Investment Portfolios, Inc. 14 | Non-compliant | 344 | 92% |
| PGWAX | Virtus Silvant Focused Growth Fund· Virtus Investment Trust | Non-compliant | 32 | 98% |
| PGWCX | Virtus Silvant Focused Growth Fund· Virtus Investment Trust | Non-compliant | 32 | 98% |
| PGWIX | MidCap Growth Fund· Principal Funds, Inc | Non-compliant | 63 | 96% |
| PGX | Invesco Preferred ETF· Invesco Exchange-Traded Fund Trust II | Non-compliant | 268 | 86% |
| PGZ | Principal Real Estate Income Fund· PRINCIPAL REAL ESTATE INCOME FUND | Non-compliant | 122 | 29% |
| PHCHX | Virtus Newfleet High Yield Fund· Virtus Opportunities Trust | Non-compliant | 256 | 29% |
| PHCIX | Virtus Newfleet High Yield Fund· Virtus Opportunities Trust | Non-compliant | 256 | 29% |
| PHDAX | PIMCO High Yield Fund· PIMCO FUNDS | Non-compliant | 892 | 28% |
| PHDCX | PIMCO High Yield Fund· PIMCO FUNDS | Non-compliant | 892 | 28% |
| PHDG | Invesco S&P 500 Downside Hedged ETF· Invesco Actively Managed Exchange-Traded Fund Trust | Non-compliant | 510 | 83% |
| PHDTX | PACE High Yield Investments· PACE SELECT ADVISORS TRUST | Non-compliant | 1,429 | 22% |
| PHDYX | PACE High Yield Investments· PACE SELECT ADVISORS TRUST | Non-compliant | 1,429 | 23% |
| PHEFX | T. Rowe Price Hedged Equity Fund· T. Rowe Price Equity Funds, Inc. | Non-compliant | 353 | 90% |
| PHEIX | T. Rowe Price Hedged Equity Fund· T. Rowe Price Equity Funds, Inc. | Non-compliant | 353 | 90% |
| PHFNX | PIMCO High Yield Spectrum Fund· PIMCO FUNDS | Non-compliant | 674 | 32% |
| PHIAX | PACE High Yield Investments· PACE SELECT ADVISORS TRUST | Non-compliant | 1,429 | 22% |
| PHIKX | Columbia Convertible Securities Fund· COLUMBIA FUNDS SERIES TRUST | Non-compliant | 120 | 72% |
| PHIYX | PIMCO High Yield Fund· PIMCO FUNDS | Non-compliant | 892 | 28% |
| PHLAX | PGIM Jennison Health Sciences Fund· Prudential Sector Funds, Inc. | Non-compliant | 55 | 67% |
| PHLCX | PGIM Jennison Health Sciences Fund· Prudential Sector Funds, Inc. | Non-compliant | 55 | 67% |
| PHLPX | PIMCO High Yield Fund· PIMCO FUNDS | Non-compliant | 892 | 28% |
| PHLQX | PGIM Jennison Health Sciences Fund· Prudential Sector Funds, Inc. | Non-compliant | 55 | 67% |
| PHNNX | PIMCO High Yield Fund· PIMCO FUNDS | Non-compliant | 892 | 28% |
| PHO | Invesco Water Resources ETF· Invesco Exchange-Traded Fund Trust | Non-compliant | 43 | 92% |
| PHPIX | PHARMACEUTICALS ULTRASECTOR PROFUND· ProFunds | Non-compliant | 74 | 43% |
| PHPPX | MidCap Growth Fund· Principal Funds, Inc | Non-compliant | 63 | 96% |
| PHPSX | PHARMACEUTICALS ULTRASECTOR PROFUND· ProFunds | Non-compliant | 74 | 43% |
| PHRAX | Virtus Duff & Phelps Real Estate Securities Fund· Virtus Opportunities Trust | Non-compliant | 32 | 87% |
| PHRCX | Virtus Duff & Phelps Real Estate Securities Fund· Virtus Opportunities Trust | Non-compliant | 32 | 87% |
| PHRIX | Virtus Duff & Phelps Real Estate Securities Fund· Virtus Opportunities Trust | Non-compliant | 32 | 87% |
| PHSAX | PIMCO High Yield Spectrum Fund· PIMCO FUNDS | Non-compliant | 674 | 32% |
| PHSBX | Putnam Global Health Care Fund | Non-compliant | 115 | 94% |
| PHSCX | PIMCO High Yield Spectrum Fund· PIMCO FUNDS | Non-compliant | 674 | 32% |
| PHSDX | PIMCO High Yield Spectrum Fund· PIMCO FUNDS | Non-compliant | 674 | 32% |
| PHSIX | PIMCO High Yield Spectrum Fund· PIMCO FUNDS | Non-compliant | 674 | 32% |
| PHSKX | Virtus KAR Mid-Cap Growth Fund· Virtus Equity Trust | Non-compliant | 31 | 91% |
| PHSPX | PIMCO High Yield Spectrum Fund· PIMCO FUNDS | Non-compliant | 674 | 32% |
| PHSRX | Putnam Global Health Care Fund | Non-compliant | 115 | 94% |
| PHSTX | Putnam Global Health Care Fund | Non-compliant | 115 | 94% |
| PHSWX | Parvin Hedged Equity Solari World Fund· MSS Series Trust | Non-compliant | 36 | 72% |
| PHSYX | Putnam Global Health Care Fund | Non-compliant | 115 | 94% |
| PHSZX | PGIM Jennison Health Sciences Fund· Prudential Sector Funds, Inc. | Non-compliant | 55 | 67% |
| PHYAX | PIMCO High Yield Fund· PIMCO FUNDS | Non-compliant | 892 | 28% |
| PHYBX | Putnam High Yield Fund | Non-compliant | 572 | 28% |
| PHYDX | PIMCO High Yield Fund· PIMCO FUNDS | Non-compliant | 892 | 28% |
| PHYEX | PGIM High Yield Fund· Prudential Investment Portfolios, Inc. 15 | Non-compliant | 908 | 31% |
| PHYFX | High Yield Fund· Principal Funds, Inc | Non-compliant | 452 | 24% |
| PHYGX | PGIM High Yield Fund· Prudential Investment Portfolios, Inc. 15 | Non-compliant | 908 | 31% |
| PHYIX | Putnam High Yield Fund | Non-compliant | 572 | 27% |
| PHYL | PGIM Active High Yield Bond ETF· PGIM ETF Trust | Non-compliant | 795 | 32% |
| PHYMX | Putnam High Yield Fund | Non-compliant | 572 | 27% |
| PHYPX | PACE High Yield Investments· PACE SELECT ADVISORS TRUST | Non-compliant | 1,429 | 23% |
| PHYQX | PGIM High Yield Fund· Prudential Investment Portfolios, Inc. 15 | Non-compliant | 908 | 31% |
| PHYRX | PIMCO High Yield Fund· PIMCO FUNDS | Non-compliant | 892 | 28% |
| PHYSX | PIA High Yield Fund· Advisors Series Trust | Non-compliant | 108 | 11% |
| PHYTX | High Yield Fund· Principal Funds, Inc | Non-compliant | 452 | 24% |
| PHYZX | PGIM High Yield Fund· Prudential Investment Portfolios, Inc. 15 | Non-compliant | 908 | 31% |
| PIAMX | PIA High Yield MACS Fund· Advisors Series Trust | Non-compliant | 108 | 11% |
| PIASX | PIA Short-Term Securities Fund· Advisors Series Trust | Non-compliant | 118 | 52% |
30,354 funds · page 129 of 304