30,382 funds screened by look-through to their filed holdings
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Compliant-only counts, built from a bulk Finnhub company-profile fetch (refreshed roughly monthly), intersected with the compliance snapshot — not a live lookup per symbol.
Compliant-only counts by sector & country.
How these counts are built
Built from a bulk Finnhub company-profile fetch (refreshed roughly monthly), intersected with the compliance snapshot — not a live lookup per symbol.
- Funds screened
- 30,382
- Reached a verdict
- 18,520
- Compliant
- 281
- Could not be decided
- 11,862
Screened by look-through to each fund’s filed holdings. “Could not be decided” is not a failure — it means too little of the portfolio could be covered to state a verdict, and those funds are listed below as undecided rather than left out.
| Ticker | Fund | Verdict | Holdings | Covered |
|---|---|---|---|---|
| PFGEX | Parnassus Growth Equity Fund· Parnassus Funds | Non-compliant | 39 | 92% |
| PFGKX | Victory Pioneer Fundamental Growth Fund· Victory Portfolios IV | Non-compliant | 35 | 98% |
| PFGRX | Victory Pioneer Fundamental Growth Fund· Victory Portfolios IV | Non-compliant | 35 | 98% |
| PFI | Invesco Dorsey Wright Financial Momentum ETF· Invesco Exchange-Traded Fund Trust | Non-compliant | 40 | 78% |
| PFIAX | PIMCO Low Duration Income Fund· PIMCO FUNDS | Non-compliant | 2,999 | 50% |
| PFIDX | PIMCO Low Duration Income Fund· PIMCO FUNDS | Non-compliant | 2,999 | 50% |
| PFIEX | International Equity Index Fund· Principal Funds, Inc | Non-compliant | 676 | 97% |
| PFIG | Invesco Fundamental Investment Grade Corporate Bond ETF· Invesco Exchange-Traded Fund Trust II | Non-compliant | 803 | 71% |
| PFIIX | PIMCO Low Duration Income Fund· PIMCO FUNDS | Non-compliant | 2,999 | 50% |
| PFINX | PIMCO Preferred and Capital Securities Fund· PIMCO FUNDS | Non-compliant | 522 | 62% |
| PFISX | International Small Company Fund· Principal Funds, Inc | Non-compliant | 108 | 90% |
| PFL | PIMCO INCOME STRATEGY FUND | Non-compliant | 464 | 10% |
| PFLD | AAM Low Duration Preferred and Income Securities ETF· ETF Series Solutions | Non-compliant | 336 | 67% |
| PFLRX | Putnam Floating Rate Income Fund· Putnam Funds Trust | Non-compliant | 212 | 10% |
| PFM | Invesco Dividend AchieversTM ETF· Invesco Exchange-Traded Fund Trust | Non-compliant | 432 | 98% |
| PFMIX | PIMCO Municipal Bond Fund· PIMCO FUNDS | Non-compliant | 802 | 10% |
| PFNCX | PIMCO Low Duration Income Fund· PIMCO FUNDS | Non-compliant | 2,999 | 50% |
| PFNIX | PIMCO Low Duration Income Fund· PIMCO FUNDS | Non-compliant | 2,999 | 50% |
| PFNNX | PIMCO Preferred and Capital Securities Fund· PIMCO FUNDS | Non-compliant | 522 | 62% |
| PFO | Flaherty & Crumrine Preferred and Income Opportunity Fund Incorporated· Flaherty & Crumrine Preferred & Income Opportunity Fund Inc | Non-compliant | 264 | 71% |
| PFOE | Pathfinder Focused Opportunities ETF· RBB Fund Trust | Non-compliant | 22 | 95% |
| PFPFX | Poplar Forest Partners Fund· Advisors Series Trust | Non-compliant | 30 | 86% |
| PFPGX | Parnassus Growth Equity Fund· Parnassus Funds | Non-compliant | 39 | 92% |
| PFPMX | Parnassus Mid Cap Fund· Parnassus Funds | Non-compliant | 41 | 88% |
| PFPNX | PIMCO Preferred and Capital Securities Fund· PIMCO FUNDS | Non-compliant | 522 | 62% |
| PFPPX | MidCap Growth Fund· Principal Funds, Inc | Non-compliant | 63 | 96% |
| PFPRX | Parnassus Mid Cap Growth Fund· Parnassus Funds | Non-compliant | 45 | 92% |
| PFPWX | Parnassus Value Equity Fund· Parnassus Funds | Non-compliant | 47 | 89% |
| PFRIX | PGIM Floating Rate Income Fund· Prudential Investment Portfolios, Inc. 14 | Non-compliant | 456 | 11% |
| PFRL | PGIM Floating Rate Income ETF· PGIM ETF Trust | Non-compliant | 435 | 12% |
| PFRSX | Real Estate Securities Fund· Principal Funds, Inc | Non-compliant | 44 | 93% |
| PFSAX | PGIM Jennison Financial Services Fund· Prudential Sector Funds, Inc. | Non-compliant | 33 | 78% |
| PFSLX | Paradigm Select Fund· PARADIGM FUNDS | Non-compliant | 44 | 78% |
| PFSRX | Virtus Newfleet Senior Floating Rate Fund· Virtus Opportunities Trust | Non-compliant | 287 | 6% |
| PFSVX | iMGP Small Company Fund· LITMAN GREGORY FUNDS TRUST | Non-compliant | 67 | 86% |
| PFSZX | PGIM Jennison Financial Services Fund· Prudential Sector Funds, Inc. | Non-compliant | 34 | 77% |
| PFTAX | PIMCO Low Duration Income Fund· PIMCO FUNDS | Non-compliant | 2,999 | 50% |
| PFTCX | PIMCO Short-Term Fund· PIMCO FUNDS | Non-compliant | 1,322 | 49% |
| PFTPX | PIMCO Low Duration Income Fund· PIMCO FUNDS | Non-compliant | 2,999 | 50% |
| PFUMX | Finisterre Emerging Markets Total Return Bond Fund· Principal Funds, Inc | Non-compliant | 225 | 8% |
| PFXF | VanEck Preferred Securities ex Financials ETF· VanEck ETF Trust | Non-compliant | 116 | 74% |
| PGBAX | Diversified Income Fund· Principal Funds, Inc | Non-compliant | 2,779 | 38% |
| PGBEX | Blue Chip Fund· Principal Funds, Inc | Non-compliant | 40 | 97% |
| PGBGX | Blue Chip Fund· Principal Funds, Inc | Non-compliant | 38 | 97% |
| PGBHX | Blue Chip Fund· Principal Funds, Inc | Non-compliant | 38 | 97% |
| PGBLX | Diversified Income Fund· Principal Funds, Inc | Non-compliant | 2,779 | 38% |
| PGBOX | JPMorgan Core Bond Fund· JPMorgan Trust II | Non-compliant | 3,453 | 72% |
| PGBRX | Putnam Global Income Trust | Non-compliant | 960 | 38% |
| PGDCX | Diversified Income Fund· Principal Funds, Inc | Non-compliant | 2,779 | 38% |
| PGDIX | Diversified Income Fund· Principal Funds, Inc | Non-compliant | 2,779 | 38% |
| PGDRX | Diversified Real Asset Fund· Principal Funds, Inc | Non-compliant | 512 | 84% |
| PGEBX | George Putnam Balanced Fund | Non-compliant | 819 | 89% |
| PGEIX | Polen Emerging Markets Growth Fund· FundVantage Trust | Non-compliant | 38 | 84% |
| PGEKX | Victory Pioneer Global Equity Fund· Victory Portfolios IV | Non-compliant | 83 | 94% |
| PGEMX | George Putnam Balanced Fund | Non-compliant | 819 | 89% |
| PGEOX | George Putnam Balanced Fund | Non-compliant | 819 | 89% |
| PGERX | Polen Emerging Markets Growth Fund· FundVantage Trust | Non-compliant | 38 | 84% |
| PGEYX | George Putnam Balanced Fund | Non-compliant | 819 | 89% |
| PGF | Invesco Financial Preferred ETF· Invesco Exchange-Traded Fund Trust | Non-compliant | 102 | 96% |
| PGFIX | Virtus Silvant Focused Growth Fund· Virtus Investment Trust | Non-compliant | 32 | 98% |
| PGFTX | PACE Global Fixed Income Investments· PACE SELECT ADVISORS TRUST | Non-compliant | 465 | 38% |
| PGGIX | Putnam Global Income Trust | Non-compliant | 960 | 38% |
| PGHCX | Virtus Newfleet High Yield Fund· Virtus Opportunities Trust | Non-compliant | 256 | 29% |
| PGHY | Invesco Global ex-US High Yield Corporate Bond ETF· Invesco Exchange-Traded Fund Trust II | Non-compliant | 604 | 26% |
| PGICX | Virtus KAR Equity Income Fund· Virtus Equity Trust | Non-compliant | 36 | 94% |
| PGIIX | Polen Global Growth Fund· FundVantage Trust | Non-compliant | 36 | 98% |
| PGINX | Impax Global Environmental Markets Fund· IMPAX FUNDS SERIES TRUST I | Non-compliant | 47 | 99% |
| PGIQX | PGIM Government Income Fund· Prudential Investment Portfolios, Inc. 14 | Non-compliant | 344 | 92% |
| PGIRX | Polen Global Growth Fund· FundVantage Trust | Non-compliant | 36 | 98% |
| PGIUX | Virtus Duff & Phelps Global Infrastructure Fund· Virtus Opportunities Trust | Non-compliant | 54 | 91% |
| PGJ | Invesco Golden Dragon China ETF· Invesco Exchange-Traded Fund Trust | Non-compliant | 71 | 80% |
| PGJAX | PGIM Jennison Global Infrastructure Fund· Prudential World Fund, Inc. | Non-compliant | 58 | 91% |
| PGJCX | PGIM Jennison Global Infrastructure Fund· Prudential World Fund, Inc. | Non-compliant | 58 | 91% |
| PGJQX | PGIM Jennison Global Infrastructure Fund· Prudential World Fund, Inc. | Non-compliant | 58 | 91% |
| PGJZX | PGIM Jennison Global Infrastructure Fund· Prudential World Fund, Inc. | Non-compliant | 58 | 91% |
| PGKAX | PGIM Jennison Technology Fund· Prudential Investment Portfolios 12 | Non-compliant | 45 | 92% |
| PGKCX | PGIM Jennison Technology Fund· Prudential Investment Portfolios 12 | Non-compliant | 45 | 92% |
| PGKRX | PGIM Jennison Technology Fund· Prudential Investment Portfolios 12 | Non-compliant | 45 | 92% |
| PGKZX | PGIM Jennison Technology Fund· Prudential Investment Portfolios 12 | Non-compliant | 45 | 92% |
| PGLBX | Putnam Global Income Trust | Non-compliant | 960 | 38% |
| PGLOX | T. Rowe Price Global Consumer Fund· T. ROWE PRICE INTERNATIONAL FUNDS, INC. | Non-compliant | 54 | 85% |
| PGLRX | Putnam Focused International Equity Fund | Non-compliant | 45 | 96% |
| PGMSX | T. Rowe Price Global Multi-Sector Bond Fund, Inc.· T. ROWE PRICE GLOBAL MULTI-SECTOR BOND FUND, INC. | Non-compliant | 621 | 18% |
| PGNAX | PGIM Jennison Natural Resources Fund· Prudential Jennison Natural Resources Fund, Inc. | Non-compliant | 59 | 93% |
| PGNBX | Putnam International Value Fund· Putnam Funds Trust | Non-compliant | 248 | 92% |
| PGOAX | PGIM Jennison Small Company Fund· Prudential Jennison Small Co Fund, Inc. | Non-compliant | 124 | 80% |
| PGOFX | Victory Pioneer Select Mid Cap Growth Fund· Victory Portfolios IV | Non-compliant | 76 | 89% |
| PGORX | Putnam Large Cap Growth Fund· Putnam Investment Funds | Non-compliant | 58 | 99% |
| PGOYX | Putnam Large Cap Growth Fund· Putnam Investment Funds | Non-compliant | 58 | 99% |
| PGPCX | George Putnam Balanced Fund | Non-compliant | 819 | 89% |
| PGPRX | George Putnam Balanced Fund | Non-compliant | 819 | 89% |
| PGRCX | BNY Mellon Worldwide Growth Fund, Inc. | Non-compliant | 46 | 96% |
| PGRKX | Global Real Estate Securities Fund· Principal Funds, Inc | Non-compliant | 73 | 94% |
| PGRNX | Impax Global Environmental Markets Fund· IMPAX FUNDS SERIES TRUST I | Non-compliant | 47 | 99% |
| PGROX | BNY Mellon Worldwide Growth Fund, Inc. | Non-compliant | 46 | 96% |
| PGRQX | PGIM Global Real Estate Fund· Prudential Investment Portfolios 12 | Non-compliant | 82 | 84% |
| PGRSX | Global Real Estate Securities Fund· Principal Funds, Inc | Non-compliant | 73 | 94% |
| PGRTX | SmallCap Growth Fund I· Principal Funds, Inc | Non-compliant | 1,220 | 78% |
| PGRUX | Global Real Estate Securities Fund· Principal Funds, Inc | Non-compliant | 73 | 94% |
| PGSBX | Putnam Mortgage Securities Fund | Non-compliant | 478 | 79% |
30,382 funds · page 128 of 304