30,325 funds screened by look-through to their filed holdings
Compliant-only counts, built from a bulk Finnhub company-profile fetch (refreshed roughly monthly), intersected with the compliance snapshot — not a live lookup per symbol.
Compliant-only counts by sector & country.
Built from a bulk Finnhub company-profile fetch (refreshed roughly monthly), intersected with the compliance snapshot — not a live lookup per symbol.
Screened by look-through to each fund’s filed holdings. “Could not be decided” is not a failure — it means too little of the portfolio could be covered to state a verdict, and those funds are listed below as undecided rather than left out.
| Ticker | Fund | Verdict | Holdings | Covered |
|---|---|---|---|---|
| PCSGX | PACE Small/Medium Co Growth Equity Investments· PACE SELECT ADVISORS TRUST | Non-compliant | 316 | 84% |
| PCSIX | PACE Strategic Fixed Income Investments· PACE SELECT ADVISORS TRUST | Non-compliant | 1,835 | 40% |
| PCSMX | SmallCap Growth Fund I· Principal Funds, Inc | Non-compliant | 1,220 | 78% |
| PCSVX | PACE Small/Medium Co Value Equity Investments· PACE SELECT ADVISORS TRUST | Non-compliant | 189 | 76% |
| PCTGX | PIMCO California Municipal Bond Fund· PIMCO FUNDS | Non-compliant | 340 | 10% |
| PCTIX | PIMCO California Municipal Bond Fund· PIMCO FUNDS | Non-compliant | 340 | 10% |
| PCTPX | PIMCO California Municipal Bond Fund· PIMCO FUNDS | Non-compliant | 340 | 10% |
| PCTTX | PIMCO California Municipal Bond Fund· PIMCO FUNDS | Non-compliant | 340 | 10% |
| PCUFX | PGIM Jennison Utility Fund· Prudential Sector Funds, Inc. | Non-compliant | 31 | 97% |
| PCUZX | T. Rowe Price U.S. Equity Research Fund· T. Rowe Price U.S. Equity Research Fund, Inc. | Non-compliant | 319 | 95% |
| PCVAX | Virtus NFJ Small-Cap Value Fund· Virtus Investment Trust | Non-compliant | 78 | 86% |
| PCVCX | Virtus NFJ Small-Cap Value Fund· Virtus Investment Trust | Non-compliant | 78 | 87% |
| PCVRX | Putnam Convertible Securities Fund | Non-compliant | 112 | 75% |
| PCYBX | Victory Pioneer Bond Fund· Victory Portfolios IV | Non-compliant | 1,911 | 65% |
| PDAAX | PIMCO Diversified Income Fund· PIMCO FUNDS | Non-compliant | 1,702 | 24% |
| PDARX | Diversified Real Asset Fund· Principal Funds, Inc | Non-compliant | 512 | 84% |
| PDBAX | PGIM Total Return Bond Fund· Prudential Investment Portfolios, Inc. 17 | Non-compliant | 2,962 | 48% |
| PDBCX | PGIM Total Return Bond Fund· Prudential Investment Portfolios, Inc. 17 | Non-compliant | 2,962 | 48% |
| PDBRX | PGIM Total Return Bond Fund· Prudential Investment Portfolios, Inc. 17 | Non-compliant | 2,962 | 48% |
| PDBSX | PGIM Total Return Bond Fund· Prudential Investment Portfolios, Inc. 17 | Non-compliant | 3,033 | 46% |
| PDBZX | PGIM Total Return Bond Fund· Prudential Investment Portfolios, Inc. 17 | Non-compliant | 2,962 | 48% |
| PDDL | GraniteShares 2x Long PDD Daily ETF· GraniteShares ETF Trust | Non-compliant | 2 | 24% |
| PDEAX | PGIM Jennison Emerging Markets Equity Opportunities Fund· Prudential World Fund, Inc. | Non-compliant | 37 | 80% |
| PDECX | PGIM Jennison Emerging Markets Equity Opportunities Fund· Prudential World Fund, Inc. | Non-compliant | 40 | 87% |
| PDEQX | PGIM Jennison Emerging Markets Equity Opportunities Fund· Prudential World Fund, Inc. | Non-compliant | 37 | 80% |
| PDEZX | PGIM Jennison Emerging Markets Equity Opportunities Fund· Prudential World Fund, Inc. | Non-compliant | 37 | 80% |
| PDGIX | T. Rowe Price Dividend Growth Fund, Inc.· T. ROWE PRICE DIVIDEND GROWTH FUND, INC. | Non-compliant | 95 | 88% |
| PDIAX | Virtus KAR Equity Income Fund· Virtus Equity Trust | Non-compliant | 36 | 94% |
| PDICX | PIMCO Diversified Income Fund· PIMCO FUNDS | Non-compliant | 1,702 | 24% |
| PDIFX | Diversified International Fund· Principal Funds, Inc | Non-compliant | 103 | 97% |
| PDIIX | PIMCO Diversified Income Fund· PIMCO FUNDS | Non-compliant | 1,702 | 24% |
| PDINX | Putnam Diversified Income Trust | Non-compliant | 1,047 | 43% |
| PDN | Invesco RAFI Developed Markets ex-U.S. Small-Mid ETF· Invesco Exchange-Traded Fund Trust II | Non-compliant | 1,583 | 70% |
| PDNIX | PIMCO Diversified Income Fund· PIMCO FUNDS | Non-compliant | 1,702 | 24% |
| PDP | Invesco Dorsey Wright Momentum ETF· Invesco Exchange-Traded Fund Trust | Non-compliant | 103 | 96% |
| PDRAX | PIMCO Low Duration ESG Fund· PIMCO FUNDS | Non-compliant | 565 | 35% |
| PDRDX | Diversified Real Asset Fund· Principal Funds, Inc | Non-compliant | 512 | 84% |
| PDSIX | PGIM Quant Solutions Large-Cap Index Fund· Prudential Investment Portfolios 8 | Non-compliant | 507 | 96% |
| PDT | John Hancock Premium Dividend Fund | Non-compliant | 154 | 83% |
| PDVAX | PIMCO Diversified Income Fund· PIMCO FUNDS | Non-compliant | 1,702 | 24% |
| PDVCX | Putnam Diversified Income Trust | Non-compliant | 1,047 | 43% |
| PDVDX | PIMCO Diversified Income Fund· PIMCO FUNDS | Non-compliant | 1,702 | 24% |
| PDVMX | Putnam Diversified Income Trust | Non-compliant | 1,047 | 43% |
| PDVPX | PIMCO Diversified Income Fund· PIMCO FUNDS | Non-compliant | 1,702 | 24% |
| PDVRX | Putnam Diversified Income Trust | Non-compliant | 1,047 | 43% |
| PDVYX | Putnam Diversified Income Trust | Non-compliant | 1,047 | 43% |
| PEAFX | PIMCO RAE Emerging Markets Fund· PIMCO Equity Series | Non-compliant | 308 | 89% |
| PEAPX | Global Emerging Markets Fund· Principal Funds, Inc | Non-compliant | 73 | 88% |
| PECAX | JPMorgan SMID Cap Equity Fund· JPMorgan Trust II | Non-compliant | 116 | 85% |
| PECFX | PIMCO RAE Emerging Markets Fund· PIMCO Equity Series | Non-compliant | 308 | 89% |
| PEDGX | Edge MidCap Fund· Principal Funds, Inc | Non-compliant | 48 | 97% |
| PEDMX | Edge MidCap Fund· Principal Funds, Inc | Non-compliant | 48 | 97% |
| PEEAX | PGIM Jennison Mid-Cap Growth Fund· Prudential Jennison Mid-Cap Growth Fund, Inc. | Non-compliant | 67 | 80% |
| PEGAX | PIMCO ESG Income Fund· PIMCO FUNDS | Non-compliant | 766 | 57% |
| PEGBX | PIMCO ESG Income Fund· PIMCO FUNDS | Non-compliant | 766 | 57% |
| PEGCX | PGIM Jennison Mid-Cap Growth Fund· Prudential Jennison Mid-Cap Growth Fund, Inc. | Non-compliant | 67 | 80% |
| PEGEX | PGIM Jennison Mid-Cap Growth Fund· Prudential Jennison Mid-Cap Growth Fund, Inc. | Non-compliant | 67 | 80% |
| PEGGX | PGIM Jennison Mid-Cap Growth Fund· Prudential Jennison Mid-Cap Growth Fund, Inc. | Non-compliant | 67 | 80% |
| PEGIX | PIMCO ESG Income Fund· PIMCO FUNDS | Non-compliant | 766 | 57% |
| PEGPX | PIMCO ESG Income Fund· PIMCO FUNDS | Non-compliant | 766 | 57% |
| PEGQX | PIMCO ESG Income Fund· PIMCO FUNDS | Non-compliant | 766 | 57% |
| PEGZX | PGIM Jennison Mid-Cap Growth Fund· Prudential Jennison Mid-Cap Growth Fund, Inc. | Non-compliant | 67 | 80% |
| PEICX | PGIM Jennison Value Fund· Prudential Investment Portfolios 7 | Non-compliant | 66 | 93% |
| PEIFX | PIMCO RAE Emerging Markets Fund· PIMCO Equity Series | Non-compliant | 308 | 89% |
| PEIIX | Equity Income Fund· Principal Funds, Inc | Non-compliant | 59 | 95% |
| PEIJX | Equity Income Fund· Principal Funds, Inc | Non-compliant | 59 | 95% |
| PEIOX | Equity Income Fund· Principal Funds, Inc | Non-compliant | 59 | 95% |
| PEIQX | Equity Income Fund· Principal Funds, Inc | Non-compliant | 59 | 95% |
| PEIRX | Federated Hermes International Equity Fund· Federated Hermes Adviser Series | Non-compliant | 76 | 48% |
| PEIYX | Putnam Large Cap Value Fund | Non-compliant | 121 | 98% |
| PEIZX | PGIM Jennison Value Fund· Prudential Investment Portfolios 7 | Non-compliant | 66 | 93% |
| PEJ | Invesco Leisure and Entertainment ETF· Invesco Exchange-Traded Fund Trust | Non-compliant | 33 | 69% |
| PEMCX | Edge MidCap Fund· Principal Funds, Inc | Non-compliant | 48 | 97% |
| PEMGX | MidCap Fund· Principal Funds, Inc | Non-compliant | 73 | 90% |
| PEMIX | PIMCO Emerging Markets Corporate Bond Fund· PIMCO FUNDS | Non-compliant | 541 | 22% |
| PENNX | Royce Small-Cap Fund· ROYCE FUND | Non-compliant | 271 | 85% |
| PEO | N/A· Adams Natural Resources Fund, Inc. | Non-compliant | 53 | 94% |
| PEOPX | BNY Mellon S&P 500 Index Fund· BNY MELLON INDEX FUNDS, INC. | Non-compliant | 506 | 96% |
| PEPFX | PIMCO RAE Emerging Markets Fund· PIMCO Equity Series | Non-compliant | 308 | 89% |
| PEPS | Parametric Equity Plus ETF· Morgan Stanley ETF Trust | Non-compliant | 192 | 98% |
| PEPSX | Global Emerging Markets Fund· Principal Funds, Inc | Non-compliant | 73 | 88% |
| PEQBX | Putnam Focused International Equity Fund | Non-compliant | 45 | 96% |
| PEQCX | Putnam Large Cap Value Fund | Non-compliant | 121 | 98% |
| PEQIX | Victory Pioneer Equity Income Fund· Victory Portfolios IV | Non-compliant | 60 | 96% |
| PEQKX | Victory Pioneer Equity Income Fund· Victory Portfolios IV | Non-compliant | 60 | 96% |
| PEQNX | Putnam Large Cap Value Fund | Non-compliant | 121 | 98% |
| PEQRX | Putnam Large Cap Value Fund | Non-compliant | 121 | 98% |
| PEQUX | Putnam Focused International Equity Fund | Non-compliant | 45 | 96% |
| PEQYX | Putnam Focused International Equity Fund | Non-compliant | 45 | 96% |
| PEQZX | PGIM Jennison Blend Fund· Prudential Jennison Blend Fund, Inc. | Non-compliant | 278 | 90% |
| PESPX | BNY Mellon Midcap Index Fund, Inc.· BNY MELLON MIDCAP INDEX FUND, INC. | Non-compliant | 402 | 86% |
| PETZX | Gabelli Pet Parents(TM) Fund· Gabelli Innovations Trust | Non-compliant | 1 | 100% |
| PEUCX | Equity Income Fund· Principal Funds, Inc | Non-compliant | 59 | 95% |
| PEVAX | PACE Small/Medium Co Value Equity Investments· PACE SELECT ADVISORS TRUST | Non-compliant | 189 | 75% |
| PEVC | Pacer PE/VC ETF· Pacer Funds Trust | Non-compliant | 215 | 86% |
| PEX | ProShares Global Listed Private Equity ETF· ProShares Trust | Non-compliant | 41 | 75% |
| PEXL | Pacer US Export Leaders ETF· Pacer Funds Trust | Non-compliant | 102 | 92% |
| PEXMX | T. Rowe Price Extended Equity Market Index Fund· T. ROWE PRICE INDEX TRUST, INC. | Non-compliant | 1,581 | 77% |
| PEY | Invesco High Yield Equity Dividend AchieversTM ETF· Invesco Exchange-Traded Fund Trust | Non-compliant | 52 | 81% |
| PEYAX | Putnam Large Cap Value Fund | Non-compliant | 121 | 98% |
30,325 funds · page 127 of 304