30,354 funds screened by look-through to their filed holdings
Compliant-only counts, built from a bulk Finnhub company-profile fetch (refreshed roughly monthly), intersected with the compliance snapshot — not a live lookup per symbol.
Compliant-only counts by sector & country.
Built from a bulk Finnhub company-profile fetch (refreshed roughly monthly), intersected with the compliance snapshot — not a live lookup per symbol.
Screened by look-through to each fund’s filed holdings. “Could not be decided” is not a failure — it means too little of the portfolio could be covered to state a verdict, and those funds are listed below as undecided rather than left out.
| Ticker | Fund | Verdict | Holdings | Covered |
|---|---|---|---|---|
| PAXGX | Impax Global Opportunities Fund· IMPAX FUNDS SERIES TRUST I | Non-compliant | 47 | 98% |
| PAXHX | Impax High Yield Bond Fund· IMPAX FUNDS SERIES TRUST I | Non-compliant | 243 | 31% |
| PAXLX | Impax Large Cap Fund· IMPAX FUNDS SERIES TRUST I | Non-compliant | 43 | 100% |
| PAYR | Federated Hermes Enhanced Income ETF· Federated Hermes ETF Trust | Non-compliant | 52 | 91% |
| PBAIX | BlackRock Tactical Opportunities Fund· BlackRock Funds | Non-compliant | 1,116 | 82% |
| PBBBX | PIA BBB Bond Fund· Advisors Series Trust | Non-compliant | 273 | 62% |
| PBCJX | Blue Chip Fund· Principal Funds, Inc | Non-compliant | 38 | 97% |
| PBCKX | Blue Chip Fund· Principal Funds, Inc | Non-compliant | 38 | 97% |
| PBD | Invesco Global Clean Energy ETF· Invesco Exchange-Traded Fund Trust II | Non-compliant | 112 | 59% |
| PBDE | PGIM S&P 500 Buffer 20 ETF - December· PGIM Rock ETF Trust | Non-compliant | 9 | 99% |
| PBDIX | T. Rowe Price QM U.S. Bond Index Fund· T. ROWE PRICE QM U.S. BOND INDEX FUND, INC. | Non-compliant | 1,654 | 67% |
| PBE | Invesco Biotechnology & Genome ETF· Invesco Exchange-Traded Fund Trust | Non-compliant | 33 | 77% |
| PBEAX | PGIM Jennison Value Fund· Prudential Investment Portfolios 7 | Non-compliant | 66 | 93% |
| PBFB | PGIM S&P 500 Buffer 20 ETF - February· PGIM Rock ETF Trust | Non-compliant | 9 | 99% |
| PBFCX | PIMCO New York Municipal Bond Fund· PIMCO FUNDS | Non-compliant | 282 | 8% |
| PBFDX | PAYSON TOTAL RETURN FUND· FORUM FUNDS | Non-compliant | 28 | 96% |
| PBFKX | Victory Pioneer Bond Fund· Victory Portfolios IV | Non-compliant | 1,911 | 65% |
| PBFRX | Victory Pioneer Bond Fund· Victory Portfolios IV | Non-compliant | 1,911 | 65% |
| PBHAX | PGIM High Yield Fund· Prudential Investment Portfolios, Inc. 15 | Non-compliant | 908 | 31% |
| PBIJX | Bond Market Index Fund· Principal Funds, Inc | Non-compliant | 4,141 | 87% |
| PBIQX | Bond Market Index Fund· Principal Funds, Inc | Non-compliant | 4,141 | 87% |
| PBJ | Invesco Food & Beverage ETF· Invesco Exchange-Traded Fund Trust | Non-compliant | 33 | 75% |
| PBJA | PGIM S&P 500 Buffer 20 ETF - January· PGIM Rock ETF Trust | Non-compliant | 9 | 99% |
| PBJL | PGIM S&P 500 Buffer 20 ETF - July· PGIM Rock ETF Trust | Non-compliant | 9 | 99% |
| PBJN | PGIM S&P 500 Buffer 20 ETF - June· PGIM Rock ETF Trust | Non-compliant | 9 | 99% |
| PBL | PGIM Portfolio Ballast ETF· PGIM ETF Trust | Non-compliant | 10 | 71% |
| PBLAX | Blue Chip Fund· Principal Funds, Inc | Non-compliant | 38 | 97% |
| PBLCX | Blue Chip Fund· Principal Funds, Inc | Non-compliant | 38 | 97% |
| PBMIX | — | Non-compliant | 60 | 87% |
| PBMJX | Core Plus Bond Fund· Principal Funds, Inc | Non-compliant | 740 | 49% |
| PBMMX | Core Plus Bond Fund· Principal Funds, Inc | Non-compliant | 740 | 49% |
| PBMPX | Core Plus Bond Fund· Principal Funds, Inc | Non-compliant | 740 | 49% |
| PBMRX | — | Non-compliant | 60 | 87% |
| PBMY | PGIM S&P 500 Buffer 20 ETF - May· PGIM Rock ETF Trust | Non-compliant | 9 | 99% |
| PBNAX | PACE Strategic Fixed Income Investments· PACE SELECT ADVISORS TRUST | Non-compliant | 1,835 | 40% |
| PBNV | PGIM S&P 500 Buffer 20 ETF - November· PGIM Rock ETF Trust | Non-compliant | 9 | 99% |
| PBOC | PGIM S&P 500 Buffer 20 ETF - October· PGIM Rock ETF Trust | Non-compliant | 17 | 100% |
| PBOIX | Bond Market Index Fund· Principal Funds, Inc | Non-compliant | 4,141 | 87% |
| PBOT | Pictet AI & Automation ETF· 2023 ETF Series Trust | Non-compliant | 44 | 75% |
| PBP | Invesco S&P 500 BuyWrite ETF· Invesco Exchange-Traded Fund Trust | Non-compliant | 506 | 98% |
| PBPPX | Inflation Protection Fund· Principal Funds, Inc | Non-compliant | 52 | 100% |
| PBQAX | PGIM Jennison Blend Fund· Prudential Jennison Blend Fund, Inc. | Non-compliant | 278 | 90% |
| PBQQX | PGIM Jennison Blend Fund· Prudential Jennison Blend Fund, Inc. | Non-compliant | 278 | 90% |
| PBSC | Pacer Barings Secured Credit Flex ETF· Pacer Funds Trust | Non-compliant | 265 | 6% |
| PBSIX | Polen 5Perspectives Small Growth Fund· FundVantage Trust | Non-compliant | 93 | 77% |
| PBSMX | PGIM Short-Term Corporate Bond Fund· Prudential Short-Term Corporate Bond Fund, Inc. | Non-compliant | 651 | 56% |
| PBSRX | Polen 5Perspectives Small Growth Fund· FundVantage Trust | Non-compliant | 93 | 77% |
| PBSYX | Polen 5Perspectives Small Growth Fund· FundVantage Trust | Non-compliant | 93 | 77% |
| PBTP | Invesco 0-5 Yr US TIPS ETF· Invesco Exchange-Traded Fund Trust II | Non-compliant | 25 | 100% |
| PBUS | Invesco MSCI USA ETF· Invesco Exchange-Traded Fund Trust II | Non-compliant | 540 | 98% |
| PBW | Invesco WilderHill Clean Energy ETF· Invesco Exchange-Traded Fund Trust | Non-compliant | 74 | 66% |
| PBXAX | Rational/Pier 88 Convertible Securities Fund· Mutual Fund & Variable Insurance Trust | Non-compliant | 34 | 79% |
| PBXCX | Rational/Pier 88 Convertible Securities Fund· Mutual Fund & Variable Insurance Trust | Non-compliant | 34 | 79% |
| PBXIX | Rational/Pier 88 Convertible Securities Fund· Mutual Fund & Variable Insurance Trust | Non-compliant | 34 | 79% |
| PCAFX | Prospector Capital Appreciation Fund· Managed Portfolio Series | Non-compliant | 63 | 84% |
| PCAOX | Principal Capital Appreciation Fund· Principal Funds, Inc | Non-compliant | 100 | 96% |
| PCAQX | Principal Capital Appreciation Fund· Principal Funds, Inc | Non-compliant | 100 | 96% |
| PCBAX | BlackRock Tactical Opportunities Fund· BlackRock Funds | Non-compliant | 1,116 | 82% |
| PCBCX | Victory Pioneer Balanced Fund· Victory Portfolios IV | Non-compliant | 845 | 88% |
| PCBIX | MidCap Fund· Principal Funds, Inc | Non-compliant | 73 | 90% |
| PCBKX | Victory Pioneer Balanced Fund· Victory Portfolios IV | Non-compliant | 845 | 88% |
| PCBSX | BlackRock Tactical Opportunities Fund· BlackRock Funds | Non-compliant | 1,116 | 82% |
| PCCE | Polen Capital China Growth ETF· LITMAN GREGORY FUNDS TRUST | Non-compliant | 38 | 82% |
| PCCGX | Victory Pioneer Mid Cap Value Fund· Victory Portfolios IV | Non-compliant | 66 | 94% |
| PCCMX | PIMCO Short Duration Municipal Income Fund· PIMCO FUNDS | Non-compliant | 268 | 7% |
| PCCOX | T. Rowe Price U.S. Equity Research Fund· T. Rowe Price U.S. Equity Research Fund, Inc. | Non-compliant | 319 | 95% |
| PCDAX | PIMCO California Short Duration Municipal Income Fund· PIMCO FUNDS | Non-compliant | 144 | 7% |
| PCDIX | PIMCO California Short Duration Municipal Income Fund· PIMCO FUNDS | Non-compliant | 144 | 7% |
| PCDPX | PIMCO California Short Duration Municipal Income Fund· PIMCO FUNDS | Non-compliant | 144 | 7% |
| PCEBX | PIMCO Climate Bond Fund· PIMCO FUNDS | Non-compliant | 366 | 35% |
| PCECX | PIMCO Climate Bond Fund· PIMCO FUNDS | Non-compliant | 366 | 35% |
| PCEIX | PIMCO Climate Bond Fund· PIMCO FUNDS | Non-compliant | 366 | 35% |
| PCEKX | Victory Pioneer Core Equity Fund· Victory Portfolios IV | Non-compliant | 70 | 97% |
| PCEM | Polen Capital Emerging Markets ex-China Growth ETF· LITMAN GREGORY FUNDS TRUST | Non-compliant | 35 | 77% |
| PCEMX | PACE International Emerging Markets Equity Investments· PACE SELECT ADVISORS TRUST | Non-compliant | 183 | 87% |
| PCEPX | PIMCO Climate Bond Fund· PIMCO FUNDS | Non-compliant | 366 | 35% |
| PCEQX | Victory Pioneer Equity Income Fund· Victory Portfolios IV | Non-compliant | 60 | 96% |
| PCEWX | PIMCO Climate Bond Fund· PIMCO FUNDS | Non-compliant | 366 | 35% |
| PCF | High Income Securities Fund· High Income | Non-compliant | 161 | 46% |
| PCFCX | PIMCO California Intermediate Municipal Bond Fund· PIMCO FUNDS | Non-compliant | 271 | 12% |
| PCGG | Polen Capital Global Growth ETF· LITMAN GREGORY FUNDS TRUST | Non-compliant | 34 | 98% |
| PCGLX | PACE Global Fixed Income Investments· PACE SELECT ADVISORS TRUST | Non-compliant | 465 | 38% |
| PCGRX | Victory Pioneer Mid Cap Value Fund· Victory Portfolios IV | Non-compliant | 66 | 94% |
| PCGYX | Putnam Convertible Securities Fund | Non-compliant | 112 | 75% |
| PCHSX | Putnam Global Health Care Fund | Non-compliant | 115 | 94% |
| PCI | PGIM Corporate Bond 5-10 Year ETF· PGIM ETF Trust | Non-compliant | 271 | 65% |
| PCIFX | PACE Intermediate Fixed Income Investments· PACE SELECT ADVISORS TRUST | Non-compliant | 263 | 28% |
| PCIG | Polen Capital International Growth ETF· LITMAN GREGORY FUNDS TRUST | Non-compliant | 29 | 93% |
| PCIMX | PIMCO California Intermediate Municipal Bond Fund· PIMCO FUNDS | Non-compliant | 271 | 12% |
| PCIPX | PIMCO California Intermediate Municipal Bond Fund· PIMCO FUNDS | Non-compliant | 271 | 12% |
| PCITX | Victory Pioneer International Equity Fund· Victory Portfolios IV | Non-compliant | 67 | 89% |
| PCL | PGIM Corporate Bond 10+ Year ETF· PGIM ETF Trust | Non-compliant | 166 | 63% |
| PCLCX | PACE Large Co Growth Equity Investments· PACE SELECT ADVISORS TRUST | Non-compliant | 104 | 85% |
| PCLVX | PACE Large Co Value Equity Investments· PACE SELECT ADVISORS TRUST | Non-compliant | 120 | 87% |
| PCMBX | PIMCO California Intermediate Municipal Bond Fund· PIMCO FUNDS | Non-compliant | 271 | 12% |
| PCMSX | MidCap Value Fund I· Principal Funds, Inc | Non-compliant | 736 | 90% |
| PCMVX | MidCap Value Fund I· Principal Funds, Inc | Non-compliant | 736 | 90% |
| PCMZX | Virtus Newfleet Low Duration Core Plus Bond Fund· Virtus Opportunities Trust | Non-compliant | 581 | 29% |
| PCNBX | Putnam Convertible Securities Fund | Non-compliant | 112 | 75% |
| PCODX | Victory Pioneer Fund· Victory Portfolios IV | Non-compliant | 45 | 99% |
30,354 funds · page 126 of 304