30,325 funds screened by look-through to their filed holdings
Compliant-only counts, built from a bulk Finnhub company-profile fetch (refreshed roughly monthly), intersected with the compliance snapshot — not a live lookup per symbol.
Compliant-only counts by sector & country.
Built from a bulk Finnhub company-profile fetch (refreshed roughly monthly), intersected with the compliance snapshot — not a live lookup per symbol.
Screened by look-through to each fund’s filed holdings. “Could not be decided” is not a failure — it means too little of the portfolio could be covered to state a verdict, and those funds are listed below as undecided rather than left out.
| Ticker | Fund | Verdict | Holdings | Covered |
|---|---|---|---|---|
| OWTEX | Old Westbury Total Equity Fund· Old Westbury Funds Inc | Non-compliant | 508 | 93% |
| OZEM | Roundhill GLP-1 & Weight Loss ETF· Roundhill ETF Trust | Non-compliant | 26 | 74% |
| PAAOX | T. Rowe Price Asia Opportunities Fund· T. ROWE PRICE INTERNATIONAL FUNDS, INC. | Non-compliant | 58 | 63% |
| PAARX | Putnam Dynamic Asset Allocation Balanced Fund· Putnam Asset Allocation Funds | Non-compliant | 2,515 | 87% |
| PAB | PGIM Active Aggregate Bond ETF· PGIM ETF Trust | Non-compliant | 403 | 73% |
| PABAX | Putnam Dynamic Asset Allocation Balanced Fund· Putnam Asset Allocation Funds | Non-compliant | 2,515 | 87% |
| PABBX | Putnam Dynamic Asset Allocation Balanced Fund· Putnam Asset Allocation Funds | Non-compliant | 2,515 | 87% |
| PABCX | PGIM Balanced Fund· Prudential Investment Portfolios, Inc. | Non-compliant | 1,892 | 75% |
| PABD | iShares Paris-Aligned Climate Optimized MSCI World ex USA ETF· iShares Trust | Non-compliant | 443 | 89% |
| PABFX | PGIM Balanced Fund· Prudential Investment Portfolios, Inc. | Non-compliant | 1,892 | 75% |
| PABGX | T. Rowe Price Blue Chip Growth Fund, Inc.· T. ROWE PRICE BLUE CHIP GROWTH FUND, INC. | Non-compliant | 80 | 92% |
| PABU | iShares Paris-Aligned Climate Optimized MSCI USA ETF· iShares Trust | Non-compliant | 133 | 99% |
| PABVX | MidCap Value Fund I· Principal Funds, Inc | Non-compliant | 736 | 90% |
| PABYX | Putnam Dynamic Asset Allocation Balanced Fund· Putnam Asset Allocation Funds | Non-compliant | 2,515 | 87% |
| PACAX | Putnam Dynamic Asset Allocation Conservative Fund· Putnam Asset Allocation Funds | Non-compliant | 2,427 | 78% |
| PACBX | Putnam Dynamic Asset Allocation Conservative Fund· Putnam Asset Allocation Funds | Non-compliant | 2,427 | 78% |
| PACCX | Putnam Dynamic Asset Allocation Conservative Fund· Putnam Asset Allocation Funds | Non-compliant | 2,427 | 78% |
| PACEX | T. Rowe Price Emerging Markets Corporate Bond Fund· T. ROWE PRICE INTERNATIONAL FUNDS, INC. | Non-compliant | 214 | 11% |
| PACIX | Columbia Convertible Securities Fund· COLUMBIA FUNDS SERIES TRUST | Non-compliant | 120 | 72% |
| PACLX | T. Rowe Price Capital Appreciation Fund· T. ROWE PRICE CAPITAL APPRECIATION FUND, INC. | Non-compliant | 278 | 70% |
| PACOX | T. Rowe Price U.S. Equity Research Fund· T. Rowe Price U.S. Equity Research Fund, Inc. | Non-compliant | 319 | 95% |
| PACRX | Putnam Dynamic Asset Allocation Conservative Fund· Putnam Asset Allocation Funds | Non-compliant | 2,427 | 78% |
| PACYX | Putnam Dynamic Asset Allocation Conservative Fund· Putnam Asset Allocation Funds | Non-compliant | 2,427 | 78% |
| PADAX | PGIM Absolute Return Bond Fund· Prudential Investment Portfolios 9 | Non-compliant | 1,068 | 41% |
| PADCX | PGIM Absolute Return Bond Fund· Prudential Investment Portfolios 9 | Non-compliant | 1,068 | 41% |
| PADZX | PGIM Absolute Return Bond Fund· Prudential Investment Portfolios 9 | Non-compliant | 1,068 | 41% |
| PAEAX | Putnam Dynamic Asset Allocation Growth Fund· Putnam Asset Allocation Funds | Non-compliant | 2,616 | 86% |
| PAEBX | Putnam Dynamic Asset Allocation Growth Fund· Putnam Asset Allocation Funds | Non-compliant | 2,616 | 86% |
| PAECX | Putnam Dynamic Asset Allocation Growth Fund· Putnam Asset Allocation Funds | Non-compliant | 2,616 | 86% |
| PAEIX | T. Rowe Price Overseas Stock Fund· T. ROWE PRICE INTERNATIONAL FUNDS, INC. | Non-compliant | 142 | 79% |
| PAELX | T. Rowe Price Emerging Markets Local Currency Bond Fund· T. ROWE PRICE INTERNATIONAL FUNDS, INC. | Non-compliant | 327 | 11% |
| PAFDX | T. Rowe Price Equity Income Fund· T. ROWE PRICE EQUITY INCOME FUND, INC. | Non-compliant | 119 | 90% |
| PAFGX | T. Rowe Price Global Allocation Fund· T. ROWE PRICE GLOBAL ALLOCATION FUND, INC. | Non-compliant | 2,047 | 54% |
| PAGDX | Aggressive Growth Portfolio· PERMANENT PORTFOLIO FAMILY OF FUNDS | Non-compliant | 41 | 100% |
| PAGEX | T. Rowe Price Global Real Estate Fund, Inc.· T. ROWE PRICE GLOBAL REAL ESTATE FUND, INC. | Non-compliant | 58 | 87% |
| PAGHX | Aggressive Growth Portfolio· PERMANENT PORTFOLIO FAMILY OF FUNDS | Non-compliant | 41 | 100% |
| PAGLX | T. Rowe Price Global Growth Stock Fund· T. ROWE PRICE INTERNATIONAL FUNDS, INC. | Non-compliant | 253 | 78% |
| PAGRX | Aggressive Growth Portfolio· PERMANENT PORTFOLIO FAMILY OF FUNDS | Non-compliant | 41 | 100% |
| PAGSX | T. Rowe Price Global Stock Fund· T. ROWE PRICE INTERNATIONAL FUNDS, INC. | Non-compliant | 138 | 88% |
| PAGYX | Putnam Dynamic Asset Allocation Growth Fund· Putnam Asset Allocation Funds | Non-compliant | 2,616 | 86% |
| PAHIX | T. Rowe Price High Yield Fund, Inc.· T. ROWE PRICE HIGH YIELD FUND, INC. | Non-compliant | 437 | 6% |
| PAHPX | Royce Small-Cap Fund· ROYCE FUND | Non-compliant | 271 | 85% |
| PAHQX | Royce Small-Cap Special Equity Fund· ROYCE FUND | Non-compliant | 31 | 58% |
| PAHSX | PGIM Jennison NextGeneration Global Opportunities Fund· Prudential Investment Portfolios 12 | Non-compliant | 45 | 85% |
| PAHTX | PGIM Jennison NextGeneration Global Opportunities Fund· Prudential Investment Portfolios 12 | Non-compliant | 45 | 85% |
| PAHUX | PGIM Jennison NextGeneration Global Opportunities Fund· Prudential Investment Portfolios 12 | Non-compliant | 45 | 85% |
| PAHVX | PGIM Jennison NextGeneration Global Opportunities Fund· Prudential Investment Portfolios 12 | Non-compliant | 45 | 85% |
| PAHWX | PGIM Jennison International Small-Mid Cap Opportunities Fund· Prudential Investment Portfolios 12 | Non-compliant | 44 | 65% |
| PAI | Western Asset Investment Grade Income Fund Inc. | Non-compliant | 473 | 58% |
| PAIBX | T. Rowe Price International Bond Fund· T. ROWE PRICE INTERNATIONAL FUNDS, INC. | Non-compliant | 617 | 10% |
| PAIEX | T. Rowe Price Dynamic Global Bond Fund· T. ROWE PRICE INTERNATIONAL FUNDS, INC. | Non-compliant | 406 | 25% |
| PAIGX | T. Rowe Price International Value Equity Fund· T. ROWE PRICE INTERNATIONAL FUNDS, INC. | Non-compliant | 150 | 77% |
| PAIJX | T. Rowe Price Emerging Markets Discovery Stock Fund· T. ROWE PRICE INTERNATIONAL FUNDS, INC. | Non-compliant | 66 | 63% |
| PAILX | PGIM Jennison International Small-Mid Cap Opportunities Fund· Prudential Investment Portfolios 12 | Non-compliant | 44 | 65% |
| PAINX | PGIM Jennison International Small-Mid Cap Opportunities Fund· Prudential Investment Portfolios 12 | Non-compliant | 44 | 65% |
| PAIOX | PGIM Jennison International Small-Mid Cap Opportunities Fund· Prudential Investment Portfolios 12 | Non-compliant | 44 | 65% |
| PAITX | T. Rowe Price International Stock Fund· T. ROWE PRICE INTERNATIONAL FUNDS, INC. | Non-compliant | 123 | 75% |
| PALAX | Virtus Global Allocation Fund· Virtus Strategy Trust | Non-compliant | 312 | 19% |
| PALC | Pacer Lunt Large Cap Multi-Factor Alternator ETF· Pacer Funds Trust | Non-compliant | 179 | 89% |
| PALCX | Virtus Global Allocation Fund· Virtus Strategy Trust | Non-compliant | 312 | 19% |
| PALLX | Virtus Global Allocation Fund· Virtus Strategy Trust | Non-compliant | 312 | 19% |
| PALRX | PGIM Balanced Fund· Prudential Investment Portfolios, Inc. | Non-compliant | 1,892 | 75% |
| PAMC | Pacer Lunt Midcap Multi-Factor Alternator ETF· Pacer Funds Trust | Non-compliant | 151 | 76% |
| PAMCX | T. Rowe Price Mid-Cap Growth Fund, Inc.· T. ROWE PRICE MID-CAP GROWTH FUND, INC. | Non-compliant | 132 | 88% |
| PANIX | T. Rowe Price New Income Fund, Inc.· T. ROWE PRICE NEW INCOME FUND, INC. | Non-compliant | 1,807 | 62% |
| PAOPX | T. Rowe Price Credit Opportunities Fund, Inc.· T. ROWE PRICE CREDIT OPPORTUNITIES FUND, INC. | Non-compliant | 303 | 7% |
| PAPI | Parametric Equity Premium Income ETF· Morgan Stanley ETF Trust | Non-compliant | 194 | 93% |
| PAPPX | PAPP SMALL & MID-CAP GROWTH FUND· Papp Investment Trust | Non-compliant | 28 | 85% |
| PAREX | T. Rowe Price Real Estate Fund, Inc.· T. ROWE PRICE REAL ESTATE FUND, INC. | Non-compliant | 42 | 87% |
| PARMX | Parnassus Mid Cap Fund· Parnassus Funds | Non-compliant | 41 | 88% |
| PARNX | Parnassus Mid Cap Growth Fund· Parnassus Funds | Non-compliant | 45 | 90% |
| PARRX | PIMCO Real Return Fund· PIMCO FUNDS | Non-compliant | 1,178 | 79% |
| PARWX | Parnassus Value Equity Fund· Parnassus Funds | Non-compliant | 47 | 89% |
| PASHX | T. Rowe Price Short-Term Bond Fund, Inc.· T. ROWE PRICE SHORT-TERM BOND FUND, INC. | Non-compliant | 1,039 | 41% |
| PASRX | Putnam Dynamic Asset Allocation Growth Fund· Putnam Asset Allocation Funds | Non-compliant | 2,616 | 86% |
| PASSX | T. Rowe Price Small-Cap Stock Fund, Inc.· T. ROWE PRICE SMALL-CAP STOCK FUND, INC. | Non-compliant | 326 | 73% |
| PASVX | T. Rowe Price Small-Cap Value Fund, Inc.· T. ROWE PRICE SMALL-CAP VALUE FUND, INC. | Non-compliant | 416 | 72% |
| PATN | Pacer Nasdaq International Patent Leaders ETF· Pacer Funds Trust | Non-compliant | 101 | 96% |
| PAULX | T. Rowe Price U.S. Large-Cap Core Fund, Inc.· T. ROWE PRICE U.S. LARGE-CAP CORE FUND, INC. | Non-compliant | 79 | 92% |
| PAVE | Global X U.S. Infrastructure Development ETF· GLOBAL X FUNDS | Non-compliant | 101 | 96% |
| PAVLX | T. Rowe Price Value Fund, Inc.· T. ROWE PRICE VALUE FUND, INC. | Non-compliant | 110 | 89% |
| PAWAX | T. Rowe Price All-Cap Opportunities Fund· T. Rowe Price All-Cap Opportunities Fund, Inc. | Non-compliant | 96 | 85% |
| PAWZ | ProShares Pet Care ETF· ProShares Trust | Non-compliant | 38 | 95% |
| PAXBX | Impax Core Bond Fund· IMPAX FUNDS SERIES TRUST I | Non-compliant | 398 | 69% |
| PAXDX | Impax Global Sustainable Infrastructure Fund· IMPAX FUNDS SERIES TRUST I | Non-compliant | 47 | 100% |
| PAXGX | Impax Global Opportunities Fund· IMPAX FUNDS SERIES TRUST I | Non-compliant | 47 | 98% |
| PAXHX | Impax High Yield Bond Fund· IMPAX FUNDS SERIES TRUST I | Non-compliant | 243 | 31% |
| PAXLX | Impax Large Cap Fund· IMPAX FUNDS SERIES TRUST I | Non-compliant | 43 | 100% |
| PAYR | Federated Hermes Enhanced Income ETF· Federated Hermes ETF Trust | Non-compliant | 52 | 91% |
| PBAIX | BlackRock Tactical Opportunities Fund· BlackRock Funds | Non-compliant | 1,116 | 82% |
| PBBBX | PIA BBB Bond Fund· Advisors Series Trust | Non-compliant | 273 | 62% |
| PBCJX | Blue Chip Fund· Principal Funds, Inc | Non-compliant | 38 | 97% |
| PBCKX | Blue Chip Fund· Principal Funds, Inc | Non-compliant | 38 | 97% |
| PBD | Invesco Global Clean Energy ETF· Invesco Exchange-Traded Fund Trust II | Non-compliant | 112 | 59% |
| PBDE | PGIM S&P 500 Buffer 20 ETF - December· PGIM Rock ETF Trust | Non-compliant | 9 | 99% |
| PBDIX | T. Rowe Price QM U.S. Bond Index Fund· T. ROWE PRICE QM U.S. BOND INDEX FUND, INC. | Non-compliant | 1,654 | 67% |
| PBE | Invesco Biotechnology & Genome ETF· Invesco Exchange-Traded Fund Trust | Non-compliant | 33 | 77% |
| PBEAX | PGIM Jennison Value Fund· Prudential Investment Portfolios 7 | Non-compliant | 66 | 93% |
| PBFB | PGIM S&P 500 Buffer 20 ETF - February· PGIM Rock ETF Trust | Non-compliant | 9 | 99% |
| PBFCX | PIMCO New York Municipal Bond Fund· PIMCO FUNDS | Non-compliant | 282 | 8% |
30,325 funds · page 125 of 304