30,394 funds screened by look-through to their filed holdings
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Compliant-only counts, built from a bulk Finnhub company-profile fetch (refreshed roughly monthly), intersected with the compliance snapshot — not a live lookup per symbol.
Compliant-only counts by sector & country.
How these counts are built
Built from a bulk Finnhub company-profile fetch (refreshed roughly monthly), intersected with the compliance snapshot — not a live lookup per symbol.
- Funds screened
- 30,394
- Reached a verdict
- 18,564
- Compliant
- 288
- Could not be decided
- 11,830
Screened by look-through to each fund’s filed holdings. “Could not be decided” is not a failure — it means too little of the portfolio could be covered to state a verdict, and those funds are listed below as undecided rather than left out.
| Ticker | Fund | Verdict | Holdings | Covered |
|---|---|---|---|---|
| NPSAX | Nuveen Preferred Securities and Income Fund· Nuveen Investment Trust V | Non-compliant | 222 | 75% |
| NPSCX | Nuveen Preferred Securities and Income Fund· Nuveen Investment Trust V | Non-compliant | 222 | 75% |
| NPSFX | Nuveen Preferred Securities and Income Fund· Nuveen Investment Trust V | Non-compliant | 222 | 75% |
| NPSGX | NICHOLAS PARTNERS SMALL CAP GROWTH FUND· ADVISORS' INNER CIRCLE III | Non-compliant | 96 | 69% |
| NPSRX | Nuveen Preferred Securities and Income Fund· Nuveen Investment Trust V | Non-compliant | 224 | 70% |
| NPSYX | NICHOLAS PARTNERS SMALL CAP GROWTH FUND· ADVISORS' INNER CIRCLE III | Non-compliant | 96 | 69% |
| NQCAX | Nuveen Large Cap Value Opportunities Fund· Nuveen Investment Trust | Non-compliant | 62 | 96% |
| NQCCX | Nuveen Large Cap Value Opportunities Fund· Nuveen Investment Trust | Non-compliant | 62 | 96% |
| NQCFX | NORTHQUEST CAPITAL FUND INC | Non-compliant | 19 | 100% |
| NQCRX | Nuveen Large Cap Value Opportunities Fund· Nuveen Investment Trust | Non-compliant | 62 | 96% |
| NQGAX | Nuveen Global Equity Income Fund· Nuveen Investment Trust | Non-compliant | 63 | 96% |
| NQGCX | Nuveen Global Equity Income Fund· Nuveen Investment Trust | Non-compliant | 63 | 96% |
| NQGIX | Nuveen Global Equity Income Fund· Nuveen Investment Trust | Non-compliant | 63 | 96% |
| NQLT | Neuberger Quality Select ETF· Neuberger Berman ETF Trust | Non-compliant | 63 | 95% |
| NQQQX | Nasdaq-100 Index Fund· SHELTON FUNDS | Non-compliant | 98 | 95% |
| NQVAX | Nuveen Multi Cap Value Fund· Nuveen Investment Trust | Non-compliant | 63 | 94% |
| NQVCX | Nuveen Multi Cap Value Fund· Nuveen Investment Trust | Non-compliant | 63 | 94% |
| NQVRX | Nuveen Multi Cap Value Fund· Nuveen Investment Trust | Non-compliant | 63 | 94% |
| NQWFX | Nuveen Flexible Income Fund· Nuveen Investment Trust V | Non-compliant | 194 | 70% |
| NRAAX | Neuberger Quality Equity Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 48 | 89% |
| NRACX | Neuberger Quality Equity Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 48 | 89% |
| NRARX | Neuberger Quality Equity Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 48 | 89% |
| NRCFX | AEW Global Focused Real Estate Fund· Natixis Funds Trust IV | Non-compliant | 61 | 86% |
| NRCRX | Neuberger Core Bond Fund· NEUBERGER BERMAN INCOME FUNDS | Non-compliant | 904 | 65% |
| NRDCX | CrossingBridge Nordic High Income Bond Fund· Trust for Professional Managers | Non-compliant | 94 | 15% |
| NRDGX | Neuberger Berman Dividend Growth Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 59 | 94% |
| NREAX | Neuberger Real Estate Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 36 | 90% |
| NRECX | Neuberger Real Estate Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 36 | 90% |
| NREEX | Neuberger Real Estate Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 35 | 92% |
| NREMX | Neuberger Emerging Markets Equity Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 48 | 66% |
| NRERX | Neuberger Real Estate Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 36 | 90% |
| NRES | Xtrackers RREEF Global Natural Resources ETF· DBX ETF Trust | Non-compliant | 60 | 95% |
| NRETX | AEW Global Focused Real Estate Fund· Natixis Funds Trust IV | Non-compliant | 61 | 86% |
| NRFAX | AEW Global Focused Real Estate Fund· Natixis Funds Trust IV | Non-compliant | 61 | 86% |
| NRFNX | AEW Global Focused Real Estate Fund· Natixis Funds Trust IV | Non-compliant | 61 | 86% |
| NRFYX | AEW Global Focused Real Estate Fund· Natixis Funds Trust IV | Non-compliant | 61 | 86% |
| NRGEX | Neuberger Genesis Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 108 | 88% |
| NRGSX | Neuberger Genesis Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 108 | 88% |
| NRHIX | Neuberger High Income Bond Fund· NEUBERGER BERMAN INCOME FUNDS | Non-compliant | 518 | 19% |
| NRIAX | Nuveen Real Asset Income Fund· Nuveen Investment Funds, Inc. | Non-compliant | 457 | 67% |
| NRICX | Nuveen Real Asset Income Fund· Nuveen Investment Funds, Inc. | Non-compliant | 457 | 67% |
| NRIFX | Nuveen Real Asset Income Fund· Nuveen Investment Funds, Inc. | Non-compliant | 457 | 67% |
| NRIIX | Nuveen Real Asset Income Fund· Nuveen Investment Funds, Inc. | Non-compliant | 457 | 68% |
| NRILX | Neuberger International Select Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 83 | 93% |
| NRINX | Neuberger Intrinsic Value Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 109 | 84% |
| NRIQX | Neuberger International Equity Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 91 | 93% |
| NRLCX | Neuberger Large Cap Value Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 82 | 95% |
| NRMGX | Neuberger Mid Cap Growth Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 80 | 88% |
| NRO | NEUBERGER REAL ESTATE SECURITIES INCOME FUND INC | Non-compliant | 93 | 77% |
| NRREX | Neuberger Real Estate Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 36 | 90% |
| NRSH | Aztlan North America Nearshoring Stock Selection ETF· Tidal Trust I | Non-compliant | 32 | 93% |
| NRSIX | Neuberger Strategic Income Fund· NEUBERGER BERMAN INCOME FUNDS | Non-compliant | 2,891 | 48% |
| NRSRX | Neuberger Quality Equity Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 48 | 89% |
| NSBAX | Nuveen Dividend Growth Fund· Nuveen Investment Trust II | Non-compliant | 45 | 99% |
| NSBCX | Nuveen Dividend Growth Fund· Nuveen Investment Trust II | Non-compliant | 45 | 99% |
| NSBDX | North Star Bond Fund· NORTHERN LIGHTS FUND TRUST II | Non-compliant | 36 | 71% |
| NSBFX | Nuveen Dividend Growth Fund· Nuveen Investment Trust II | Non-compliant | 45 | 99% |
| NSBRX | Nuveen Dividend Growth Fund· Nuveen Investment Trust II | Non-compliant | 45 | 99% |
| NSCAX | Nuveen Small Cap Value Opportunities Fund· Nuveen Investment Trust | Non-compliant | 69 | 87% |
| NSCCX | Nuveen Small Cap Value Opportunities Fund· Nuveen Investment Trust | Non-compliant | 69 | 87% |
| NSCFX | Nuveen Small Cap Value Opportunities Fund· Nuveen Investment Trust | Non-compliant | 69 | 87% |
| NSCI | Nuveen Securitized Income ETF· NuShares ETF Trust | Non-compliant | 222 | 6% |
| NSCR | Nuveen Sustainable Core ETF· NuShares ETF Trust | Non-compliant | 56 | 100% |
| NSCRX | Nuveen Small Cap Value Opportunities Fund· Nuveen Investment Trust | Non-compliant | 69 | 87% |
| NSDRX | North Star Dividend Fund· NORTHERN LIGHTS FUND TRUST II | Non-compliant | 61 | 84% |
| NSDVX | North Star Dividend Fund· NORTHERN LIGHTS FUND TRUST II | Non-compliant | 65 | 83% |
| NSEAX | Columbia Cornerstone Equity Fund· COLUMBIA FUNDS SERIES TRUST | Non-compliant | 59 | 98% |
| NSEIX | Nicholas Equity Income Fund, Inc. | Non-compliant | 62 | 90% |
| NSEPX | Columbia Cornerstone Equity Fund· COLUMBIA FUNDS SERIES TRUST | Non-compliant | 59 | 98% |
| NSGAX | Columbia Cornerstone Equity Fund· COLUMBIA FUNDS SERIES TRUST | Non-compliant | 59 | 98% |
| NSGCX | Columbia Cornerstone Equity Fund· COLUMBIA FUNDS SERIES TRUST | Non-compliant | 59 | 98% |
| NSI | National Security Emerging Markets Index ETF· Northern Lights Fund Trust IV | Non-compliant | 102 | 92% |
| NSIDX | Small Cap Index Fund· Northern Funds | Non-compliant | 1,988 | 53% |
| NSIG | NORTH SQUARE GROWTH OPPORTUNITIES ETF· Exchange Place Advisors Trust | Non-compliant | 85 | 97% |
| NSIRX | North Star Opportunity Fund· NORTHERN LIGHTS FUND TRUST II | Non-compliant | 69 | 87% |
| NSIV | NORTH SQUARE DISCIPLINED VALUE ETF· Exchange Place Advisors Trust | Non-compliant | 56 | 91% |
| NSIVX | NORTH SQUARE ALTRINSIC INTERNATIONAL EQUITY FUND· Exchange Place Advisors Trust | Non-compliant | 69 | 81% |
| NSMAX | Nuveen Small/Mid Cap Value Fund· Nuveen Investment Trust | Non-compliant | 67 | 85% |
| NSMCX | Nuveen Small/Mid Cap Value Fund· Nuveen Investment Trust | Non-compliant | 67 | 85% |
| NSMRX | Nuveen Small/Mid Cap Value Fund· Nuveen Investment Trust | Non-compliant | 67 | 85% |
| NSMVX | North Star Micro Cap Fund· NORTHERN LIGHTS FUND TRUST II | Non-compliant | 105 | 78% |
| NSMYX | North Star Micro Cap Fund· NORTHERN LIGHTS FUND TRUST II | Non-compliant | 105 | 78% |
| NSNAX | Neuberger Small Cap Growth Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 105 | 78% |
| NSNCX | Neuberger Small Cap Growth Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 105 | 78% |
| NSNRX | Neuberger Small Cap Growth Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 105 | 78% |
| NSOIX | North Star Opportunity Fund· NORTHERN LIGHTS FUND TRUST II | Non-compliant | 69 | 86% |
| NSOPX | North Star Opportunity Fund· NORTHERN LIGHTS FUND TRUST II | Non-compliant | 69 | 87% |
| NSRIX | World Selection Index Fund· Northern Funds | Non-compliant | 691 | 71% |
| NSRKX | World Selection Index Fund· Northern Funds | Non-compliant | 691 | 71% |
| NSRSX | Neuberger Small Cap Growth Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 105 | 78% |
| NSTAX | Neuberger Strategic Income Fund· NEUBERGER BERMAN INCOME FUNDS | Non-compliant | 2,891 | 48% |
| NSTCX | Neuberger Strategic Income Fund· NEUBERGER BERMAN INCOME FUNDS | Non-compliant | 2,891 | 48% |
| NSTDX | Columbia Short Term Bond Fund· COLUMBIA FUNDS SERIES TRUST | Non-compliant | 597 | 22% |
| NSTIX | Columbia Short Term Bond Fund· COLUMBIA FUNDS SERIES TRUST | Non-compliant | 597 | 22% |
| NSTLX | Neuberger Strategic Income Fund· NEUBERGER BERMAN INCOME FUNDS | Non-compliant | 2,891 | 48% |
| NSTMX | Columbia Short Term Bond Fund· COLUMBIA FUNDS SERIES TRUST | Non-compliant | 597 | 22% |
| NSTRX | Columbia Short Term Bond Fund· COLUMBIA FUNDS SERIES TRUST | Non-compliant | 597 | 22% |
| NSTTX | Neuberger Strategic Income Fund· NEUBERGER BERMAN INCOME FUNDS | Non-compliant | 2,891 | 48% |
| NSVAX | Columbia Small Cap Value and Inflection Fund· COLUMBIA FUNDS SERIES TRUST | Non-compliant | 103 | 83% |
| NSVBX | Columbia Small Cap Value and Inflection Fund· COLUMBIA FUNDS SERIES TRUST | Non-compliant | 103 | 83% |
30,394 funds · page 121 of 304