30,377 funds screened by look-through to their filed holdings
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Compliant-only counts, built from a bulk Finnhub company-profile fetch (refreshed roughly monthly), intersected with the compliance snapshot — not a live lookup per symbol.
Compliant-only counts by sector & country.
How these counts are built
Built from a bulk Finnhub company-profile fetch (refreshed roughly monthly), intersected with the compliance snapshot — not a live lookup per symbol.
- Funds screened
- 30,377
- Reached a verdict
- 18,532
- Compliant
- 277
- Could not be decided
- 11,845
Screened by look-through to each fund’s filed holdings. “Could not be decided” is not a failure — it means too little of the portfolio could be covered to state a verdict, and those funds are listed below as undecided rather than left out.
| Ticker | Fund | Verdict | Holdings | Covered |
|---|---|---|---|---|
| NISM | NYLIM International Small-Mid Cap Equity ETF· NYLIM Active ETF Trust | Non-compliant | 89 | 89% |
| NISPX | Nuveen Preferred Securities and Income Managed Accounts Portfoli· Nuveen Managed Accounts Portfolio Trust | Non-compliant | 100 | 78% |
| NISRX | American Beacon NIS Core Plus Bond Fund· AMERICAN BEACON FUNDS | Non-compliant | 456 | 51% |
| NISYX | American Beacon NIS Core Plus Bond Fund· AMERICAN BEACON FUNDS | Non-compliant | 456 | 51% |
| NITE | THE NIGHTVIEW FUND· Capitol Series Trust | Non-compliant | 20 | 98% |
| NIXT | Research Affiliates Deletions ETF· EA Series Trust | Non-compliant | 209 | 81% |
| NJNK | Columbia U.S. High Yield ETF· Columbia ETF Trust I | Non-compliant | 458 | 24% |
| NKAAX | NORTH SQUARE KENNEDY MICROCAP FUND· Exchange Place Advisors Trust | Non-compliant | 151 | 67% |
| NKMCX | NORTH SQUARE KENNEDY MICROCAP FUND· Exchange Place Advisors Trust | Non-compliant | 151 | 67% |
| NLCAX | VOYA LARGE-CAP GROWTH FUND· Voya Equity Trust | Non-compliant | 58 | 98% |
| NLCCX | VOYA LARGE-CAP GROWTH FUND· Voya Equity Trust | Non-compliant | 58 | 98% |
| NLR | VanEck Uranium and Nuclear ETF· VanEck ETF Trust | Non-compliant | 26 | 63% |
| NMAI | Nuveen Multi-Asset Income Fund | Non-compliant | 1,186 | 75% |
| NMANX | Neuberger Mid Cap Growth Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 73 | 92% |
| NMAVX | Nuance Mid Cap Value Fund· Managed Portfolio Series | Non-compliant | 62 | 87% |
| NMBL | Novatide Flexible Allocation ETF· Tidal Trust III | Non-compliant | 42 | 8% |
| NMCAX | VOYA MIDCAP OPPORTUNITIES FUND· Voya Equity Trust | Non-compliant | 83 | 94% |
| NMCCX | VOYA MIDCAP OPPORTUNITIES FUND· Voya Equity Trust | Non-compliant | 83 | 94% |
| NMCIX | VOYA MIDCAP OPPORTUNITIES FUND· Voya Equity Trust | Non-compliant | 83 | 94% |
| NMFAX | Nationwide BNY Mellon Dynamic U.S. Core Fund· Nationwide Mutual Funds | Non-compliant | 511 | 99% |
| NMFIX | Multi-Manager Global Listed Infrastructure Fund· Northern Funds | Non-compliant | 209 | 78% |
| NMGAX | Neuberger Mid Cap Growth Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 73 | 92% |
| NMGCX | Neuberger Mid Cap Growth Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 73 | 92% |
| NMGRX | Neuberger Mid Cap Growth Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 73 | 92% |
| NMIAX | Columbia Large Cap Enhanced Core Fund· COLUMBIA FUNDS SERIES TRUST | Non-compliant | 107 | 97% |
| NMIDX | Columbia Large Cap Enhanced Core Fund· COLUMBIA FUNDS SERIES TRUST | Non-compliant | 107 | 97% |
| NMIEX | Active M International Equity Fund· Northern Funds | Non-compliant | 575 | 69% |
| NMIMX | Columbia Large Cap Enhanced Core Fund· COLUMBIA FUNDS SERIES TRUST | Non-compliant | 107 | 97% |
| NMKBX | NORTH SQUARE MCKEE BOND FUND· Exchange Place Advisors Trust | Non-compliant | 356 | 80% |
| NMKYX | NORTH SQUARE MCKEE BOND FUND· Exchange Place Advisors Trust | Non-compliant | 356 | 80% |
| NML | Neuberger Energy Infrastructure and Income Fund Inc. | Non-compliant | 30 | 86% |
| NMMEX | Active M Emerging Markets Equity Fund· Northern Funds | Non-compliant | 182 | 43% |
| NMMGX | Multi-Manager Global Real Estate Fund· Northern Funds | Non-compliant | 145 | 62% |
| NMPAX | Columbia Mid Cap Index Fund· COLUMBIA FUNDS SERIES TRUST | Non-compliant | 402 | 84% |
| NMSAX | Columbia Small Cap Index Fund· COLUMBIA FUNDS SERIES TRUST | Non-compliant | 606 | 86% |
| NMSCX | Columbia Small Cap Index Fund· COLUMBIA FUNDS SERIES TRUST | Non-compliant | 606 | 86% |
| NMUAX | Neuberger Multi-Cap Opportunities Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 46 | 95% |
| NMUCX | Neuberger Multi-Cap Opportunities Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 46 | 95% |
| NMUEX | Neuberger Multi-Cap Opportunities Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 46 | 95% |
| NMULX | Neuberger Multi-Cap Opportunities Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 46 | 95% |
| NMVLX | Nuance Mid Cap Value Fund· Managed Portfolio Series | Non-compliant | 62 | 87% |
| NMVZX | Nuance Mid Cap Value Fund· Managed Portfolio Series | Non-compliant | 62 | 87% |
| NMYHX | Nuveen High Yield Managed Accounts Portfolio· Nuveen Managed Accounts Portfolio Trust | Non-compliant | 296 | 27% |
| NNEIX | Nicholas Equity Income Fund, Inc. | Non-compliant | 62 | 90% |
| NNLEX | Nicholas Limited Edition, Inc. | Non-compliant | 62 | 91% |
| NNSDX | Nuveen Securitized Credit Managed Accounts Portfolio· Nuveen Managed Accounts Portfolio Trust | Non-compliant | 217 | 50% |
| NNTWX | Nicholas II, Inc. | Non-compliant | 69 | 94% |
| NOANX | Natixis Oakmark Fund· Natixis Funds Trust II | Non-compliant | 59 | 87% |
| NOBL | ProShares S&P 500 Dividend Aristocrats ETF· ProShares Trust | Non-compliant | 74 | 95% |
| NOBOX | Bond Index Fund· Northern Funds | Non-compliant | 4,230 | 24% |
| NODE | Onchain Economy ETF· VanEck Funds | Non-compliant | 59 | 69% |
| NOEMX | Emerging Markets Equity Index Fund· Northern Funds | Non-compliant | 1,224 | 44% |
| NOEQ | Northern Trust US Equity ETF· Northern Funds | Non-compliant | 409 | 62% |
| NOFIX | Fixed Income Fund· Northern Funds | Non-compliant | 346 | 19% |
| NOIAX | Natixis Oakmark International Fund· Natixis Funds Trust I | Non-compliant | 59 | 93% |
| NOICX | Natixis Oakmark International Fund· Natixis Funds Trust I | Non-compliant | 59 | 93% |
| NOIEX | Income Equity Fund· Northern Funds | Non-compliant | 155 | 81% |
| NOIGX | International Equity Fund· Northern Funds | Non-compliant | 217 | 76% |
| NOINX | International Equity Index Fund· Northern Funds | Non-compliant | 695 | 72% |
| NOIYX | Natixis Oakmark International Fund· Natixis Funds Trust I | Non-compliant | 59 | 93% |
| NOKTX | Natixis Oakmark Fund· Natixis Funds Trust II | Non-compliant | 59 | 87% |
| NOLCX | Large Cap Core Fund· Northern Funds | Non-compliant | 155 | 80% |
| NOLVX | Large Cap Value Fund· Northern Funds | Non-compliant | 171 | 79% |
| NOMIX | Mid Cap Index Fund· Northern Funds | Non-compliant | 405 | 59% |
| NORW | Global X MSCI Norway ETF· GLOBAL X FUNDS | Non-compliant | 62 | 97% |
| NOSGX | Small Cap Value Fund· Northern Funds | Non-compliant | 426 | 51% |
| NOSIX | Stock Index Fund· Northern Funds | Non-compliant | 507 | 77% |
| NOVP | PGIM S&P 500 Buffer 12 ETF - November· PGIM Rock ETF Trust | Non-compliant | 9 | 99% |
| NOVZ | TrueShares Structured Outcome (November) ETF· Elevation Series Trust | Non-compliant | 16 | 92% |
| NPFCX | New Perspective Fund | Non-compliant | 295 | 95% |
| NPFD | Nuveen Variable Rate Preferred & Income Fund | Non-compliant | 192 | 79% |
| NPFE | NPF Core Equity ETF· Elevation Series Trust | Non-compliant | 401 | 93% |
| NPFFX | New Perspective Fund | Non-compliant | 295 | 95% |
| NPFI | Nuveen Preferred and Income ETF· NuShares ETF Trust | Non-compliant | 163 | 84% |
| NPHIX | High Income Fund· American Century Investment Trust | Non-compliant | 1,374 | 28% |
| NPNAX | Neuberger Large Cap Value Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 80 | 92% |
| NPNCX | Neuberger Large Cap Value Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 80 | 92% |
| NPNEX | Neuberger Large Cap Value Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 80 | 92% |
| NPNRX | Neuberger Large Cap Value Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 80 | 92% |
| NPRTX | Neuberger Large Cap Value Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 80 | 92% |
| NPSAX | Nuveen Preferred Securities and Income Fund· Nuveen Investment Trust V | Non-compliant | 224 | 70% |
| NPSCX | Nuveen Preferred Securities and Income Fund· Nuveen Investment Trust V | Non-compliant | 224 | 70% |
| NPSFX | Nuveen Preferred Securities and Income Fund· Nuveen Investment Trust V | Non-compliant | 224 | 70% |
| NPSGX | NICHOLAS PARTNERS SMALL CAP GROWTH FUND· ADVISORS' INNER CIRCLE III | Non-compliant | 96 | 69% |
| NPSRX | Nuveen Preferred Securities and Income Fund· Nuveen Investment Trust V | Non-compliant | 224 | 70% |
| NPSYX | NICHOLAS PARTNERS SMALL CAP GROWTH FUND· ADVISORS' INNER CIRCLE III | Non-compliant | 96 | 69% |
| NQCAX | Nuveen Large Cap Value Opportunities Fund· Nuveen Investment Trust | Non-compliant | 62 | 96% |
| NQCCX | Nuveen Large Cap Value Opportunities Fund· Nuveen Investment Trust | Non-compliant | 62 | 96% |
| NQCFX | NORTHQUEST CAPITAL FUND INC | Non-compliant | 19 | 100% |
| NQCRX | Nuveen Large Cap Value Opportunities Fund· Nuveen Investment Trust | Non-compliant | 62 | 96% |
| NQGAX | Nuveen Global Equity Income Fund· Nuveen Investment Trust | Non-compliant | 63 | 96% |
| NQGCX | Nuveen Global Equity Income Fund· Nuveen Investment Trust | Non-compliant | 63 | 96% |
| NQGIX | Nuveen Global Equity Income Fund· Nuveen Investment Trust | Non-compliant | 63 | 96% |
| NQQQX | Nasdaq-100 Index Fund· SHELTON FUNDS | Non-compliant | 104 | 99% |
| NQVAX | Nuveen Multi Cap Value Fund· Nuveen Investment Trust | Non-compliant | 63 | 94% |
| NQVCX | Nuveen Multi Cap Value Fund· Nuveen Investment Trust | Non-compliant | 63 | 94% |
| NQVRX | Nuveen Multi Cap Value Fund· Nuveen Investment Trust | Non-compliant | 63 | 94% |
| NQWFX | Nuveen Flexible Income Fund· Nuveen Investment Trust V | Non-compliant | 184 | 56% |
| NRAAX | Neuberger Quality Equity Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 52 | 82% |
| NRACX | Neuberger Quality Equity Fund· NEUBERGER BERMAN EQUITY FUNDS | Non-compliant | 52 | 82% |
30,377 funds · page 120 of 304